Welcome to our dedicated page for UBS SEC filings (Ticker: AMUB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
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UBS AG is offering $2,682,000 of Capped Buffer Securities linked to the S&P 500® Index due April 6, 2027. Each $1,000 Security provides participation in any positive underlying return up to a maximum gain of 11.70% and a 15.00% buffer against initial losses; if the final index level is below the downside threshold (5,549.24, which is 85.00% of the initial level 6,528.52) holders can lose principal in excess of the buffer. The trade date is March 31, 2026, settlement is April 6, 2026, and maturity is April 6, 2027. The estimated initial value was $990.90 per Security and the issue price is $1,000 per Security. Payments, including any contingent repayment of principal, depend on UBS creditworthiness and holding to maturity is required to receive the stated payout formulas.
UBS AG is offering $1,385,000 of Trigger Autocallable Contingent Yield Notes with Memory Interest linked to the common stock of Intel Corporation, maturing on October 5, 2027. The Notes pay a contingent coupon of 19.91% per annum when the underlying closes at or above a coupon barrier and are automatically called if the underlying equals or exceeds the call threshold. The initial level is $44.13; the coupon barrier and downside threshold are $26.48 (60.00% of the initial level). At maturity, if not called and the final level is below the downside threshold, holders receive a share delivery amount (22.6603 shares per Note) whose value may be significantly less than principal. Payments and principal are subject to UBS credit risk. The estimated initial value per Note is $963.90, below the $1,000 issue price.
UBS AG offers $1,164,000 of contingent income auto-callable securities due April 2, 2027, linked to the State Street Technology Select Sector SPDR ETF (XLK). Each $1,000 security pays a contingent coupon of $34.25 per observation period (13.70% per annum) only if the ETF closes at or above 75.00% of the initial price on every trading day in that observation period. The securities may be auto‑redeemed early if the ETF equals or exceeds the call threshold on an observation end date; if not called and the final price is below 75.00% of the initial price, investors receive a cash value tied to the ETF and may lose a substantial portion or all principal. Payments are unsecured obligations of UBS AG and depend on UBS creditworthiness.
UBS AG priced a preliminary offering of Trigger Callable Contingent Yield Notes linked to the least performing of the S&P 500® Index and shares of the State Street® Energy Select Sector SPDR® ETF (XLE), with a stated contingent coupon rate of 11.55% per annum and a per-note issue price of $1,000.00. The notes are callable monthly by the issuer beginning about six months after issuance. Principal repayment at maturity is contingent on the final levels of the underlying assets relative to specified downside thresholds; if the least performing underlying asset finishes below its downside threshold, holders can suffer significant principal loss, potentially losing all of their investment. The estimated initial value range is $948.40 to $978.40. The notes are unsubordinated unsecured obligations of UBS and are subject to UBS credit and Swiss regulatory resolution risks.
UBS AG is offering Buffer Autocallable Notes linked to the least performing of the Nasdaq-100 Index and the Russell 2000 Index with a principal amount of $1,000 per Note and an aggregate issue of $1,000,000. The notes mature on April 3, 2031 and include quarterly observation dates beginning after 12 months. If on any observation date the closing level of each underlying asset is at or above its call threshold, UBS will automatically call the Notes and pay a call price equal to principal plus a call return; the call return rises over time (final call return shown as 48.50%). If not called, principal is protected at maturity only if each final level is at or above its downside threshold; otherwise repayment at maturity reflects the performance of the least performing underlying asset subject to a 15.00% buffer. Payments are subject to UBS credit risk and there may be little or no secondary market.
UBS AG is offering Trigger Callable Contingent Yield Notes linked to the least performing of the Nasdaq-100® Technology Sector Index and the S&P 500® Index. The Notes pay a contingent coupon of 10.85% per annum on an observation date only if both underlyings close at or above their coupon barriers; otherwise no coupon is paid. UBS may call the Notes in whole on monthly observation dates beginning after six months. At maturity on April 5, 2029, if any underlying is below its downside threshold (70% of its initial level), principal repayment is reduced pro rata to the negative return of the least performing underlying, and you could lose a significant portion or all of your investment. All payments depend on UBS creditworthiness.
UBS AG is offering Trigger Autocallable Contingent Yield Notes with Memory Interest linked to the common stock of Centene Corporation with a total issue amount of $550,000 and a principal amount of $1,000 per Note. The Notes pay a contingent coupon of 17.21% per annum on an observation-date basis and include a memory feature that can catch up previously unpaid coupons. UBS will automatically call the Notes if Centene's closing level at any observation date is at or above the call threshold of $32.74 (100% of the initial level). If not called, repayment at maturity depends on the final level relative to the downside threshold of $21.28 (65% of the initial level); if the final level is below that threshold, investors may suffer a loss proportional to the decline, potentially losing their entire investment. The estimated initial value on the trade date was $959.40, below the issue price.
UBS AG is offering $1,977,000 of Trigger Callable Contingent Yield Notes linked to the least performing of the Nasdaq-100® Technology Sector, the Russell 2000® Index and the S&P 500® Index. The Notes have a $1,000 principal per note, an expected term of ~23 months, a contingent coupon rate of 12.45% per annum and mature on March 3, 2028. Contingent coupons are payable on scheduled coupon dates only if the closing level of each underlying asset meets or exceeds its coupon barrier on the related observation date. UBS may call the Notes in whole (but not in part) on monthly observation dates beginning after three months; if called, holders receive principal plus any contingent coupon due on the call settlement date. If not called, principal is repaid at maturity only if each underlying asset’s final level is at or above its downside threshold; otherwise the payment equals $1,000 × (1 + underlying return of the least performing underlying asset), and investors can suffer substantial losses, including loss of all principal. The estimated initial value on the trade date was $985.60 versus the issue price of $1,000; all payments are subject to UBS’s creditworthiness.
UBS AG is offering $4,376,000 in Trigger Callable Contingent Yield Notes linked to the least performing of the Nasdaq-100, the Russell 2000 and the S&P 500. The notes have a principal amount of $1,000 per Note, a contingent coupon rate of 12.35% per annum and an estimated initial value of $986.80. Trade Date is March 31, 2026, expected Settlement Date is April 6, 2026, Final Valuation Date is April 2, 2029, and Maturity Date is April 5, 2029. UBS may call the Notes in whole (but not in part) on monthly observation dates beginning after three months. Repayment of principal at maturity is contingent: if any underlying index is below its downside threshold (70% of initial level), the payment will be reduced proportionally to the negative return of the least performing underlying asset; in extreme cases you could lose all of your investment. All payments are subject to UBS credit risk.
UBS AG is offering Trigger Callable Contingent Yield Notes linked to the least performing of the Nasdaq-100, Russell 2000 and S&P 500. The notes pay a fixed contingent coupon of 10.85% per annum only if all three indices meet monthly coupon barriers; UBS may call the notes starting after three months. At maturity (April 5, 2029) principal is repaid only if each index is at or above its 60.00% downside threshold; otherwise repayment is reduced in proportion to the worst-performing index and investors could lose a significant portion or all principal. Payments depend on UBS creditworthiness; the issue price exceeds the estimated initial value.