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UBS AG SEC Filings

AMUB NYSE

Welcome to our dedicated page for UBS SEC filings (Ticker: AMUB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.

Our SEC filing database is enhanced with expert analysis from Rhea-AI, providing insights into the potential impact of each filing on UBS's stock performance. Each filing includes a concise AI-generated summary, sentiment and impact scores, and end-of-day stock performance data showing the actual market reaction. Navigate easily through different filing types including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, proxy statements (DEF 14A), and Form 4 insider trading disclosures.

Designed for fundamental investors and regulatory compliance professionals, our page simplifies access to critical SEC filings. By combining real-time EDGAR feed updates, Rhea-AI's analytical insights, and historical stock performance data, we provide comprehensive visibility into UBS's regulatory disclosures and financial reporting.

Rhea-AI Summary

UBS AG offers $488,000 of Capped Buffer Contingent Absolute Return Securities linked to the least performing of the Dow Jones Industrial Average® and the S&P 500® Index. Each Security has a $1,000 principal amount, a term of approximately 18 months and a maturity date of October 5, 2027. The payout at maturity depends on the least performing underlying return: positive returns participate up to a 17.00% maximum upside gain; zero or negative returns may produce a capped contingent absolute return up to 15.00% if the final level is at or above the downside threshold; if the final level is below the downside threshold holders suffer losses exceeding the 15.00% buffer and could lose almost all principal. The trade date is March 31, 2026 and settlement is expected on April 6, 2026. Payments are subject to UBS credit risk and there is limited or no secondary market.

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Rhea-AI Summary

UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to Broadcom Inc. The offering totals $974,000 at an issue price of $1,000 per Note with an estimated initial value of $968.40. The Notes pay a contingent coupon of 17.33% per annum if the underlying meets the coupon barrier on quarterly observation dates, are callable early if Broadcom closes at or above the 100% call threshold on any observation date, and mature on April 4, 2029. If not called and Broadcom’s final level is below the 60% downside threshold, holders receive a share delivery amount of 3.2309 shares per Note (or cash in lieu), which may be worth significantly less than principal. All payments are subject to UBS credit risk.

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Rhea-AI Summary

UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the least performing of the Russell 2000® and the S&P 500® with expected term of approximately 12 months. The notes pay a contingent coupon if both indices meet coupon barriers on observation dates and may be automatically called if both meet call thresholds. If not called, a trigger event (an index closing below its downside threshold during the observation period) can expose holders to the negative return of the least performing underlying asset at maturity, potentially losing some or all principal. Payments are subject to UBS creditworthiness. Key dates include a trade date of April 7, 2026, expected settlement April 10, 2026, final valuation April 7, 2027, and maturity April 12, 2027.

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Rhea-AI Summary

UBS AG priced $3,931,000 of Buffer Callable Contingent Yield Notes linked to the least performing of the Russell 2000® Index and the S&P 500® Index due January 5, 2029. The Notes pay a contingent coupon of 12.75% per annum on observation dates only if both underlyings meet coupon barriers. UBS may call the Notes in whole beginning after six months. At maturity, if neither underlying falls below its downside threshold (85.00% of initial level, i.e., a 15.00% buffer), principal is repaid; otherwise repayment is reduced based on the least performing underlying and you can lose some or almost all principal. Payments are subject to UBS credit risk; estimated initial value was $991.10 per $1,000 Note and the offering price was $1,000 per Note.

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Rhea-AI Summary

UBS AG offers Trigger Callable Contingent Yield Notes linked to the least performing of the Nasdaq-100® Technology Sector Index, the Russell 2000® Index and shares of the State Street® Utilities Select Sector SPDR® ETF, maturing April 4, 2030. The notes pay an 11.00% per annum contingent coupon on monthly observation dates only if each underlying asset meets its coupon barrier; otherwise no coupon is paid for that date. UBS may call the notes in whole on monthly observation dates beginning after 12 months. If not called, principal is repaid at maturity only if each underlying asset is at or above its 60% downside threshold; otherwise repayment equals $1,000 × (1 + underlying return of the least performing underlying asset), potentially resulting in substantial loss or total loss. The estimated initial value per note is $977.80 and the offering totals $2,523,000. Risk factors include issuer credit risk, limited secondary market liquidity, issuer call risk, and exposure to the single least-performing underlying asset.

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UBS AG is offering Trigger Callable Contingent Yield Notes due April 5, 2029 linked to the least performing of the S&P 500® Index and shares of the State Street Energy Select Sector SPDR® ETF (XLE). The offering amount shown is $66,000 (Issue Price $1,000 per Note). The Notes pay a contingent coupon of 11.25% per annum only when each underlying asset meets its coupon barrier on an observation date; UBS may call the Notes monthly beginning after six months. Principal is at risk if the final level of any underlying asset is below its downside threshold (65% of initial level); estimated initial value was $978.90. All payments, including any principal repayment, are subject to UBS credit risk.

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UBS AG priced $2,682,000 of Capped Buffer Securities linked to the S&P 500® Index maturing April 6, 2027. Each Security has a $1,000 principal and a 14.40% maximum gain with a 10.00% buffer. The initial level is 6,528.52 and the downside threshold is 5,875.67 (90.00% of the initial level). If the final level is above the initial level, holders receive principal plus the lesser of the underlying return and the maximum gain; if the final level is below the downside threshold, holders absorb losses beyond the buffer and could lose most of their principal. The estimated initial value was $990.90. Payments depend on UBS creditworthiness; UBS Securities LLC acted as underwriter and may make a limited secondary market.

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UBS AG offers Trigger Autocallable Contingent Yield Notes linked to Autodesk, Inc. The preliminary pricing supplement describes Notes with an issue price of $1,000 per Note, quarterly observation dates (callable after 6 months) and a maturity on April 19, 2029. The Notes pay periodic contingent coupons (memory feature) only if the underlying closes at or above the coupon barrier, are automatically called if the underlying closes at or above the call threshold on an observation date, and at maturity repay principal only if the final level is at or above the downside threshold; otherwise holders bear downside market exposure and may lose a substantial portion or all of their investment. Payments are subject to the creditworthiness of UBS; the estimated initial value range on the trade date is stated as $931.40 to $961.40.

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Rhea-AI Summary

UBS AG is offering Trigger Callable Contingent Yield Notes linked to the least performing of the Nasdaq-100, Russell 2000 and S&P 500. The offering totals $1,578,000 with a $1,000 principal per Note and a contingent coupon of 11.60% per annum. Coupons are payable only if each index meets its coupon barrier on monthly observation dates and UBS may call the Notes in whole beginning after three months. If not called, principal repayment at maturity depends on the least performing underlying asset versus a downside threshold (70% of each initial level); a final shortfall exposes holders to percentage losses, potentially the full principal. Payments are subject to UBS credit risk and there may be little or no secondary market. Key dates: trade date March 31, 2026, settlement April 6, 2026, final valuation September 30, 2027, maturity October 5, 2027.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes with Memory Interest linked to the common stock of Baker Hughes Company, with a principal amount of $1,000 per Note and an expected term of approximately three years through a maturity date of April 19, 2029. The notes pay contingent coupons if the underlying closes at or above a coupon barrier on observation dates and are automatically callable on quarterly observation dates beginning after six months if the underlying closes at or above a call threshold. At maturity, principal repayment is contingent: if the final level is below the downside threshold (set at 60.00% of the initial level), investors bear the full downside of the underlying and may lose a significant portion or all of their investment. The contingent coupon rate will be set on the trade date within the disclosed range of 10.50% to 11.50% per annum. All payments depend on UBS’s creditworthiness.

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FAQ

How many UBS (AMUB) SEC filings are available on StockTitan?

StockTitan tracks 8005 SEC filings for UBS (AMUB), including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and Form 4 insider trading disclosures. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for UBS (AMUB)?

The most recent SEC filing for UBS (AMUB) was filed on April 1, 2026.