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UBS AG SEC Filings

AMUB NYSE

Welcome to our dedicated page for UBS SEC filings (Ticker: AMUB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.

Our SEC filing database is enhanced with expert analysis from Rhea-AI, providing insights into the potential impact of each filing on UBS's stock performance. Each filing includes a concise AI-generated summary, sentiment and impact scores, and end-of-day stock performance data showing the actual market reaction. Navigate easily through different filing types including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, proxy statements (DEF 14A), and Form 4 insider trading disclosures.

Designed for fundamental investors and regulatory compliance professionals, our page simplifies access to critical SEC filings. By combining real-time EDGAR feed updates, Rhea-AI's analytical insights, and historical stock performance data, we provide comprehensive visibility into UBS's regulatory disclosures and financial reporting.

Rhea-AI Summary

UBS AG is offering Trigger Autocallable GEARS linked to the Bloomberg Commodity Index 3 Month Forward. The Securities are unsubordinated, unsecured debt obligations with a principal amount of $10 per Security and an expected term of approximately five years, unless automatically called. The offering includes an automatic call feature (autocall barrier at 100.00% of the initial level) and contingent repayment of principal at maturity subject to performance versus a downside threshold (at 50.00% of the initial level). The call return rate is 14.20% per annum and upside gearing will be set between 1.25 to 1.50 on the trade date. Estimated initial value is expected between $9.40 and $9.70 per Security; issue price is $10. The Securities do not pay interest, are subject to UBS credit risk, and may result in significant loss or total loss of principal if conditions at maturity are adverse.

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Rhea-AI Summary

UBS AG is offering Trigger Autocallable GEARS linked to the Bloomberg Commodity Index 3 Month, with a $10 principal per Security and an approximately five-year term maturing on April 17, 2031. The notes pay no interest, may be automatically called if the underlying meets the autocall barrier on the observation date, and expose holders at maturity to upside gearing (range 1.25–1.50) or to contingent repayment of principal subject to UBS credit risk. Key economics shown: call return rate 14.20% per annum, downside threshold 50% of the initial level, estimated initial value range $9.40–$9.70. These Securities are unsecured debt of UBS and may result in partial or total loss of principal.

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UBS AG priced Trigger Callable Contingent Yield Notes linked to the least performing of the Russell 2000Index and the S&P 500Index due July 1, 2027. The offering totals $1,390,000 with a principal amount of $1,000 per Note and an estimated initial value of $990.20. The Notes pay a 11.40% per annum contingent coupon when both indices meet coupon barriers on observation dates, are issuer-callable monthly beginning after six months, and repay principal at maturity only if both indices finish at or above their 70.00% downside thresholds. If the least performing underlying asset finishes below its downside threshold, the maturity payout is reduced pro rata and investors may lose a significant portion or all of principal. All payments depend on UBSAG creditworthiness.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of ServiceNow, Inc. The notes mature on April 2, 2029 with a final valuation date of March 28, 2029. Payments of contingent coupons and principal depend on observed closing levels versus stated barriers; if not automatically called and the final level is below the downside threshold, principal repayment may be reduced and you could lose a significant portion or all of your investment. The estimated initial value per Note at trade date is $9.66, and minimum investment is 100 Notes at $10 per Note.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of ServiceNow, Inc. with a trade date of March 31, 2026, settlement on April 2, 2026 and maturity on April 2, 2029. Each Note has a principal amount of $10 and pays contingent coupons only if the underlying closes at or above the coupon barrier on observation dates; the Notes are subject to automatic early call if the underlying closes at or above the initial level on an observation date. If not called, principal repayment at maturity is contingent on the final level relative to a downside threshold; if the final level is below that threshold, investors may suffer a loss equal to the underlying return and could lose their entire investment. The preliminary estimated initial value range is $9.32 to $9.57 per Note and the minimum investment is 100 Notes ($1,000).

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UBS AG offers Trigger Autocallable Contingent Yield Notes linked to the common stock of Eli Lilly and Company due April 2, 2027. The Notes pay a contingent coupon only if the underlying stock's closing level on an observation date meets or exceeds the coupon barrier and will be automatically called early if the underlying equals or exceeds the initial level on any prior observation date. If not called, principal is repaid at maturity only if the final level is at or above the downside threshold; otherwise principal is reduced in proportion to the underlying return and could result in a total loss. Payments, including any principal repayment, are subject to UBS credit risk. Trade date is March 31, 2026, settlement April 2, 2026, final valuation date March 31, 2027 and maturity April 2, 2027. The estimated initial value was $9.73 per $10 Note.

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UBS AG offers Trigger Autocallable Contingent Yield Notes linked to Constellation Energy common stock, maturing April 2, 2027. The Notes pay contingent coupons only if the underlying closing level meets the coupon barrier on observation dates and may be automatically called early if the underlying closes at or above the initial level on any prior observation date. At maturity, principal repayment is contingent: if the final level is below the downside threshold the cash payment may be reduced proportionally, possibly resulting in substantial loss or total loss of principal. The Notes have a $10 principal amount per Note, a minimum purchase of 100 Notes ($1,000), an estimated initial value of $9.73, and payments are subject to UBS credit risk.

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UBS AG priced a preliminary offering of Trigger Autocallable Contingent Yield Notes linked to the common stock of ServiceNow, Inc. The Notes (approximately three‑year term) pay periodic contingent coupons only if the underlying meets a coupon barrier on observation dates and may be automatically called early if the underlying equals or exceeds the initial level on an observation date. If not called, principal repayment at maturity is contingent: if the final level is below the downside threshold you may suffer a loss equal to the underlying return; in extreme cases you could lose all of your investment. Payments are subject to UBS credit risk. Trade date is March 31, 2026 and expected settlement is April 2, 2026.

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UBS AG offers Trigger Autocallable Contingent Yield Notes linked to the common stock of Bank of America Corporation, maturing on April 2, 2027. The notes pay a contingent coupon only when the underlying closes at or above the coupon barrier on specified observation dates and can be automatically called early if the underlying closes at or above the initial level on any observation date. If not called, principal repayment at maturity is contingent: full principal is returned only if the final level is at or above the downside threshold; otherwise principal is reduced pro rata to the underlying return, and investors could lose a significant portion or all of their investment. Trade and settlement dates are March 31, 2026 and April 2, 2026, respectively; final valuation and maturity dates are March 31, 2027 and April 2, 2027. Minimum purchase is 100 Notes at $10 per Note; the estimated initial value on the trade date is $9.79.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to ADRs of Taiwan Semiconductor Manufacturing Company Limited maturing on April 2, 2031. The Notes pay a contingent coupon only when the underlying closing level on an observation date meets or exceeds a coupon barrier and may be automatically called early if the underlying equals or exceeds the initial level on any observation date. If not called, principal is repaid at maturity only if the final level is at or above a downside threshold; otherwise repayment can be reduced in proportion to the underlying return, potentially causing substantial or total loss of principal. The Notes are unsecured obligations of UBS, subject to UBS credit risk, not FDIC insured, offered minimum 100 Notes at $10 per Note, with an estimated initial value of $9.75 as of the trade date.

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FAQ

How many UBS (AMUB) SEC filings are available on StockTitan?

StockTitan tracks 8005 SEC filings for UBS (AMUB), including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and Form 4 insider trading disclosures. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for UBS (AMUB)?

The most recent SEC filing for UBS (AMUB) was filed on April 1, 2026.