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UBS AG SEC Filings

AMUB NYSE

Welcome to our dedicated page for UBS SEC filings (Ticker: AMUB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.

Our SEC filing database is enhanced with expert analysis from Rhea-AI, providing insights into the potential impact of each filing on UBS's stock performance. Each filing includes a concise AI-generated summary, sentiment and impact scores, and end-of-day stock performance data showing the actual market reaction. Navigate easily through different filing types including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, proxy statements (DEF 14A), and Form 4 insider trading disclosures.

Designed for fundamental investors and regulatory compliance professionals, our page simplifies access to critical SEC filings. By combining real-time EDGAR feed updates, Rhea-AI's analytical insights, and historical stock performance data, we provide comprehensive visibility into UBS's regulatory disclosures and financial reporting.

Rhea-AI Summary

UBS AG published a preliminary pricing supplement for Trigger Autocallable Contingent Yield Notes linked to the common stock of Constellation Energy Corporation, offering approximately one‑year notes due on or about April 2, 2027. The trade date is March 31, 2026 with settlement expected on April 2, 2026.

The Notes pay a contingent coupon only if the underlying stock's closing level on an observation date meets or exceeds a coupon barrier and are subject to automatic early call if the underlying equals or exceeds the initial level on any observation date. Principal repayment at maturity is contingent: if the final level is below the downside threshold, investors suffer a loss equal to the underlying return; in extreme cases they could lose the full principal. Minimum investment is 100 Notes ($1,000). The document is preliminary and final terms will be set on the trade date.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to Micron Technology common stock due April 2, 2029. The Notes pay periodic contingent coupons only if the underlying closing level on an observation date meets or exceeds a coupon barrier and will be automatically called early if an observation date closing is at or above the initial level. If not called, principal is repaid at maturity only if the final level is at or above the downside threshold; otherwise repayment will be reduced proportionally to the underlying return and could result in a total loss of principal. All payments are subject to UBS credit risk. The estimated initial value per $10 Note is $9.64 and minimum purchase is 100 Notes.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Bank of America Corporation due on or about April 2, 2027. The preliminary pricing supplement dated March 31, 2026 describes notes that pay periodic contingent coupons only if the underlying closing level meets a coupon barrier, may be automatically called early if the underlying equals or exceeds the initial level on an observation date, and repay principal at maturity only if the final level is at or above a stated downside threshold. Each Note has a $10 principal denomination in examples here; estimated initial value is shown as $9.52–$9.77 per Note in the preliminary terms. The offering’s payments and principal are subject to UBS credit risk and the final terms will be set on the trade date.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to The Boeing Company common stock with an aggregate stated amount of $2,055,700. The Notes pay a contingent coupon only if the underlying closing level meets the coupon barrier on observation dates and may be automatically called quarterly beginning about six months after issuance. If not called, principal repayment at maturity is contingent on the final level relative to a downside threshold; if the final level is below that threshold, investors absorb the underlying percentage loss, potentially losing all principal. The Notes have a $10 principal per Note, an estimated initial value of $9.77, and a term to maturity of approximately three years with key dates from March 31, 2026 (trade date) to April 2, 2029 (maturity).

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UBS AG offers a preliminary pricing supplement for Trigger Autocallable Contingent Yield Notes linked to American depositary receipts of Taiwan Semiconductor Manufacturing Company Limited. The Notes are subject to completion and will pay contingent coupons only if observation-date levels meet a coupon barrier; they may be called early if observation-date levels meet or exceed the initial level.

Key terms shown: Trade Date March 31, 2026, Settlement Date April 2, 2026, Final Valuation Date March 31, 2031, Maturity Date April 2, 2031. Principal amount per Note is $10; minimum investment is 100 Notes ($1,000). The estimated initial value range is $9.34 to $9.59 per Note ( UBS internal models ). The Notes are unsecured obligations of UBS AG and repayment is subject to UBS creditworthiness.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Micron Technology, Inc. The Notes have a $10 principal amount per Note, expected trade date March 31, 2026, settlement April 2, 2026, final valuation date March 28, 2029 and maturity April 2, 2029. The Notes may pay periodic contingent coupons only if the underlying meets the coupon barrier on observation dates and may be automatically called if the underlying equals or exceeds the initial level on an observation date. If not called, repayment at maturity is contingent: if the final level is below the downside threshold you can suffer a loss equal to the underlying return, potentially losing your entire investment. Estimated initial value per Note is expected between $9.33 and $9.58, and minimum purchase is 100 Notes ($1,000). Payments are subject to UBS credit risk.

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UBS AG offers Trigger Autocallable Contingent Yield Notes linked to The Boeing Company stock due on or about April 2, 2029. The preliminary pricing supplement sets a trade date of March 31, 2026 with expected settlement on April 2, 2026 and a final valuation date of March 28, 2029. The offering uses $10 Notes with a minimum purchase of 100 Notes (a $1,000 minimum). Example terms shown include a hypothetical contingent coupon rate of 6.38% per annum and an estimated initial value range of $9.38 to $9.63 per Note. Payments (contingent coupons, principal at maturity, and early call settlement) depend on specified observation-date barriers, the final level relative to a downside threshold (example: $60.00, or 60% of the initial level) and the issuer creditworthiness of UBS.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to Microsoft common stock due April 2, 2027. The notes pay contingent coupons only if the underlying's closing level on observation dates meets or exceeds the coupon barrier and will be automatically called early if the underlying meets or exceeds the initial level on any observation date. If not called, principal repayment at maturity is contingent: full principal is paid only if the final level is at or above the downside threshold; if below, repayment declines in line with the underlying return and could result in the loss of the entire investment. Payments depend on UBS creditworthiness. Trade date is March 31, 2026, settlement April 2, 2026, final valuation March 31, 2027, and maturity April 2, 2027.

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UBS AG offers Airbag Autocallable Yield Notes linked to the common stock of CrowdStrike Holdings, Inc. The preliminary pricing supplement dated March 31, 2026 describes notes with a term of approximately one year: trade date March 31, 2026, settlement April 2, 2026, final valuation date March 31, 2027 and maturity April 2, 2027. The example coupon rate is 10.39% per annum (≈$0.2598 quarterly) on a $10 principal note. Notes pay coupons unless previously auto‑called; they are automatically called if the underlying closing level on any observation date is ≥ the initial level, producing principal plus coupon on the related coupon payment date. If not called, repayment at maturity depends on the final level relative to a downside threshold: if final level < threshold, investors bear leveraged downside (loss ≈ 1.4286% of principal per 1% decline beyond the threshold) and could lose all principal. Any payment is subject to UBS credit risk. The document is a preliminary pricing supplement and the final terms will be set on the trade date.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Accenture plc due April 2, 2027. The Notes pay periodic contingent coupons only if the underlying closing level meets a coupon barrier on observation dates, are subject to quarterly automatic early call if the underlying closes at or above the initial level, and repay principal at maturity only if the final level is at or above a downside threshold. If not called and the final level is below the downside threshold, principal is reduced pro rata to the underlying return and you could lose all of your investment. Payments depend on UBS creditworthiness. Trade date is March 31, 2026 with settlement April 2, 2026; final valuation date is March 31, 2027 and maturity April 2, 2027.

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FAQ

How many UBS (AMUB) SEC filings are available on StockTitan?

StockTitan tracks 8005 SEC filings for UBS (AMUB), including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and Form 4 insider trading disclosures. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for UBS (AMUB)?

The most recent SEC filing for UBS (AMUB) was filed on March 31, 2026.