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UBS AG SEC Filings

AMUB NYSE

Welcome to our dedicated page for UBS SEC filings (Ticker: AMUB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.

Our SEC filing database is enhanced with expert analysis from Rhea-AI, providing insights into the potential impact of each filing on UBS's stock performance. Each filing includes a concise AI-generated summary, sentiment and impact scores, and end-of-day stock performance data showing the actual market reaction. Navigate easily through different filing types including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, proxy statements (DEF 14A), and Form 4 insider trading disclosures.

Designed for fundamental investors and regulatory compliance professionals, our page simplifies access to critical SEC filings. By combining real-time EDGAR feed updates, Rhea-AI's analytical insights, and historical stock performance data, we provide comprehensive visibility into UBS's regulatory disclosures and financial reporting.

Rhea-AI Summary

UBS AG offers Capped Buffer Securities linked to the S&P 500® Index with a term of approximately 12 months maturing on May 6, 2027. Each Security has a principal amount of $1,000, a 15.00% buffer and a stated minimum maximum gain of 12.80% (minimum maximum payment $1,128.00). The trade date is expected to be April 30, 2026 with settlement on May 5, 2026.

The payment at maturity depends on the underlying return of the S&P 500® Index: investors receive principal plus the lesser of the underlying return and the maximum gain if the return is positive; full principal if the final level is at or above the downside threshold; otherwise losses apply beyond the buffer and, in extreme cases, investors could lose almost all principal. Payments are unsecured obligations of UBS and are subject to UBS credit risk. The estimated initial value range is $962.30 to $992.30 per Security, while the issue price is $1,000 per Security.

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Rhea-AI Summary

UBS AG is offering Buffer Callable Contingent Yield Notes linked to the least performing of the Russell 2000® and the S&P 500®. Each Note has a $1,000 principal amount, an expected term of approximately 33 months, a 15.00% downside buffer, and a contingent coupon payable only if both indices meet coupon barriers on observation dates.

The issuer may call the Notes in whole (beginning after six months). If not called, repayment at maturity depends on the least performing underlying asset and could result in a loss of some or almost all of principal. Estimated initial value is between $960.60 and $990.60 per Note; issue price and final terms will be set on the trade date.

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Rhea-AI Summary

UBS AG is offering Trigger Autocallable Notes linked to the least performing common stock of Salesforce, Inc. and Oracle Corporation. The Notes have a principal amount of $1,000 per Note, a 35.00% per annum call return rate, an expected trade date of April 17, 2026 and expected maturity on or about April 23, 2030. The Notes will automatically call on specified monthly observation dates if each underlying asset has met its call threshold; otherwise repayment at maturity is contingent and can result in a loss up to the full principal equal to the decline of the least performing underlying asset. UBS reports an estimated initial value range of $958.10 to $988.10 per Note and states the issue price will be $1,000.00 per Note. All payments are subject to UBS credit risk and the Notes will not be listed on an exchange.

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UBS AG is offering Buffer Autocallable Notes linked to the least performing of the Dow Jones Industrial Average and the Russell 2000. The Notes have a principal amount of $1,000 per Note, an expected term of approximately 5 years, a call return rate of 8.50% per annum, and a 15.00% buffer. UBS will automatically call the Notes on quarterly observation dates (beginning after 12 months) if both underlying assets meet their call threshold (100% of initial level). Trade date is expected April 27, 2026, settlement April 30, 2026, final valuation date April 28, 2031, and maturity May 1, 2031. Estimated initial value range is $925.90–$955.90 and issue price is $1,000 (underwriting discount $36.00, proceeds to UBS $964.00). The Notes do not pay interest, are unsecured obligations of UBS and are subject to UBS credit risk; if not called and an underlying falls below its downside threshold (85% of initial level), you may lose some or almost all of your investment.

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Rhea-AI Summary

UBS AG is offering $6,000,000 of Trigger Autocallable Contingent Yield Notes linked to the least performing of the Nasdaq-100, Russell 2000 and S&P 500, maturing April 5, 2029. The Notes pay a 12.00% per annum contingent coupon (paid periodically) only if all three indices meet coupon barrier tests on each observation date; they are callable quarterly beginning after six months and repay principal at maturity only if each index is at or above a 75.00% downside threshold. Issue price is $10.00 per Note (minimum investment 100 Notes); UBS’ estimated initial value was $9.43 per Note. Payments, including principal, depend on UBS creditworthiness and the structure exposes investors to full downside equal to the worst-performing index (possible loss of all principal). Observation dates are quarterly and the final valuation date is April 2, 2029.

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UBS AG is offering Trigger Callable Contingent Yield Notes linked to the least performing of the Russell 2000® Index, the S&P 500® Index and shares of the State Street® Consumer Staples Select Sector SPDR® ETF (XLP). The Notes pay periodic contingent coupons only if all three underlying assets meet coupon barriers on each observation date, are issuer-callable (beginning after six months), and repay principal at maturity only if every underlying asset is at or above its downside threshold; otherwise principal is reduced pro rata to the negative return of the least performing underlying asset. Payments are subject to UBS credit risk, and the issue price exceeds the Notes’ estimated initial value.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the VanEck® Gold Miners ETF that mature April 6, 2027. The Notes pay periodic contingent coupons only when the underlying closes at or above the coupon barrier on observation dates and may be automatically called early if the underlying closes at or above the initial level on any observation date. If not called, principal is repaid at maturity only if the final level is at or above the downside threshold; if the final level is below that threshold you may suffer a loss equal to the ETF’s percentage decline and could lose your entire investment. Payments depend on UBS’s creditworthiness. The offering has a minimum investment of 100 Notes at $10 per Note and an estimated initial value of $9.68 per Note as of the trade date.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the VanEck® Gold Miners ETF with a term to approximately April 6, 2027. The Notes pay periodic contingent coupons only if the underlying meets a coupon barrier on observation dates, and are automatically called early if the underlying equals or exceeds the initial level on an observation date. If not called, principal repayment at maturity is contingent: full principal is paid only if the final level is at or above the downside threshold; otherwise repayment declines in line with the underlying return and you can lose a significant portion or all of your investment. Payments depend on UBS’s creditworthiness. The expected trade and settlement dates are April 1, 2026 and April 6, 2026. The estimated initial value range is $9.36–$9.61 per $10 Note and the minimum investment is 100 Notes ($1,000).

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to Snowflake Inc. stock due April 6, 2028. The Notes pay periodic contingent coupons only if the underlying closing level meets a coupon barrier on observation dates and will be automatically called early if the underlying equals or exceeds the initial level on any quarterly observation (beginning after 12 months). If not called, principal is repaid at maturity only if the final level is at or above a downside threshold; if the final level is below that threshold, repayment is reduced pro rata to the underlying return and could result in the loss of the entire principal. Payments depend on UBS creditworthiness. Trade date is April 1, 2026; settlement April 6, 2026; final valuation date April 4, 2028; maturity April 6, 2028. The estimated initial value on the trade date is $9.68 per $10 Note and minimum investment is 100 Notes.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to Zscaler, Inc. common stock due April 6, 2028. The Notes pay contingent coupons only if the closing level of the underlying meets or exceeds a coupon barrier on observation dates and may be automatically called on quarterly observation dates beginning about 12 months after issuance. If not called, principal is repaid at maturity only if the final level is at or above a downside threshold; if the final level is below that threshold, repayment may be reduced in proportion to the underlying return, potentially resulting in a loss of principal. The Notes are unsecured obligations of UBS and any payment, including repayment of principal, is subject to UBS’s creditworthiness. The offering has a minimum investment of 100 Notes and the estimated initial value on the trade date was $9.68 per $10 Note.

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FAQ

How many UBS (AMUB) SEC filings are available on StockTitan?

StockTitan tracks 8005 SEC filings for UBS (AMUB), including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and Form 4 insider trading disclosures. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for UBS (AMUB)?

The most recent SEC filing for UBS (AMUB) was filed on April 2, 2026.