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UBS AG SEC Filings

AMUB NYSE

Welcome to our dedicated page for UBS SEC filings (Ticker: AMUB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.

Our SEC filing database is enhanced with expert analysis from Rhea-AI, providing insights into the potential impact of each filing on UBS's stock performance. Each filing includes a concise AI-generated summary, sentiment and impact scores, and end-of-day stock performance data showing the actual market reaction. Navigate easily through different filing types including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, proxy statements (DEF 14A), and Form 4 insider trading disclosures.

Designed for fundamental investors and regulatory compliance professionals, our page simplifies access to critical SEC filings. By combining real-time EDGAR feed updates, Rhea-AI's analytical insights, and historical stock performance data, we provide comprehensive visibility into UBS's regulatory disclosures and financial reporting.

Filing
Rhea-AI Summary

UBS AG is offering Capped Buffer Contingent Absolute Return Securities linked to the least performing of the Dow Jones Industrial Average® and the S&P 500® Index. Each Security has a principal amount of $1,000, a maximum upside gain of 14.00%, a downside buffer of 15.00%, an expected trade date of April 27, 2026, and a maturity date of November 1, 2027.

The payment at maturity depends on the least performing underlying asset’s return: a capped positive return up to 14.00%; a contingent absolute return (capped at 15.00%) if the final level is at or above the downside threshold; or a principal loss if the final level is below the downside threshold, potentially resulting in loss of most or all principal. Estimated initial value range on the trade date is $942.10 to $972.10. Payments are subject to UBS credit risk.

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Rhea-AI Summary

UBS AG is offering Trigger Callable Contingent Yield Notes linked to the least performing of the S&P 500® Index and the Nasdaq-100® Technology Sector, due on or about May 3, 2029. The notes pay a contingent coupon only if each underlying asset closes at or above its coupon barrier on an observation date; otherwise no coupon is paid.

The notes are issuer-callable monthly (beginning after ~6 months). If not called, principal is repaid at maturity only if each underlying asset’s final level is at or above its downside threshold (70.00% of its initial level); otherwise repayment is reduced in line with the percentage decline of the least performing underlying asset. The estimated initial value is between $955.20 and $985.20 per $1,000 note; issue price is $1,000 with an underwriting discount of $7.50 per note.

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Filing
Rhea-AI Summary

UBS AG is offering Capped Buffer Contingent Absolute Return Securities linked to the least performing of the Dow Jones Industrial Average® and the S&P 500® Index, with expected trade date April 30, 2026, settlement May 5, 2026 and maturity on or about November 4, 2027. The securities have a $1,000 principal per Security, a 15.00% buffer, a 19.50% maximum upside gain (maximum maturity payment $1,195.00) and pay at maturity based on the least performing underlying return; in some negative scenarios holders may lose some or almost all principal. The estimated initial value range on the trade date is $956.60 to $986.60 and UBS Securities LLC will receive an underwriting discount of $7.25 per Security.

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Rhea-AI Summary

UBS AG offers Trigger Callable Contingent Yield Notes linked to the least performing of the Nasdaq-100, Russell 2000 and S&P 500. Principal is $1,000 per Note with a term of approximately 3 years. The contingent coupon rate shown is 10.45% per annum, payable only on observation dates when each underlying asset equals or exceeds a coupon barrier (cover shows 75% of initial level). The Notes are issuer-callable beginning after six months; if called, holders receive principal plus any contingent coupon then due. At maturity, if any underlying is below its downside threshold (cover shows 70% of initial level), principal repayment can be reduced, potentially to zero, producing a loss equal to the negative return of the least performing underlying asset. Estimated initial value range: $935.90–$965.90. Issue price per Note is $1,000, underwriting discount up to $29, proceeds to UBS at least $971. Trade date and expected settlement: April 27, 2026 and April 30, 2026; final valuation date April 27, 2029, maturity May 2, 2029. The Notes are unsecured obligations of UBS and subject to UBS credit risk, limited liquidity, complex tax treatment and material market risks.

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Rhea-AI Summary

UBS AG offers Trigger Callable Contingent Yield Notes linked to the least performing of the Nasdaq-100, Russell 2000 and S&P 500, due on or about November 4, 2027. The Notes have a principal amount of $1,000 per Note, monthly observation dates (callable after three months), a final valuation date of November 1, 2027, and maturity on November 4, 2027. If on an observation date each underlying asset is at or above its coupon barrier, UBS will pay a contingent coupon; otherwise no coupon is paid. UBS may call the Notes in whole on any observation date (beginning after three months) and, if not called, principal repayment at maturity is contingent: if the final level of any underlying asset is below its downside threshold (70.00% of its initial level), payment at maturity will be reduced proportionally to the loss of the least performing underlying asset, and you could lose all of your initial investment. The estimated initial value range on the trade date is $958.50 to $988.50. All payments are subject to UBS credit risk; issuer call, limited upside (contingent coupons only), lack of exchange listing and liquidity constraints are emphasized risks.

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Rhea-AI Summary

UBS AG is offering Trigger Callable Contingent Yield Notes linked to the least performing of the Nasdaq-100, Russell 2000 and S&P 500 indices. The Notes pay a contingent coupon (10.25% per annum shown on the cover) only if each index meets its coupon barrier on an observation date, are callable by UBS on monthly observation dates beginning after three months, and repay principal at maturity only if each index is at or above its 70.00% downside threshold; otherwise repayment at maturity is reduced pro rata to the decline of the least performing underlying asset. Trade date and settlement are expected to be April 27, 2026 and April 30, 2026; final valuation date is October 27, 2027 and maturity is November 1, 2027. The issue price is $1,000 per Note and UBS discloses an estimated initial value range of $942.70 to $972.70, reflecting fees, hedging costs and internal funding; payments remain subject to UBS credit risk.

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Filing
Rhea-AI Summary

UBS AG is offering Trigger Callable Contingent Yield Notes linked to the least performing of the Nasdaq-100, Russell 2000 and S&P 500. The Notes pay a 13.70% per annum contingent coupon on an observation date only if each index closes at or above its coupon barrier (75% of initial level). UBS may call the Notes in whole on monthly observation dates beginning after three months. If not called, principal repayment at maturity is contingent: full principal is returned only if each index’s final level is at or above its downside threshold (70% of initial level); otherwise the payment equals $1,000 × (1 + return of the least performing index), which can produce a substantial loss, including loss of all principal. Trade date and settlement timing are indicated; estimated initial value is given as a range below the issue price. All payments are subject to UBS credit risk.

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Filing
Rhea-AI Summary

UBS AG is offering Buffer Autocallable Contingent Yield Notes with Memory Interest linked to the least performing of the VanEck® Gold Miners ETF (GDX) and the State Street® Energy Select Sector SPDR® ETF (XLE). Each Note has a principal amount of $1,000, a contingent coupon rate stated at 12.35% per annum, a 20.00% buffer, monthly coupon observation dates, quarterly call observation dates (beginning after six months), a final valuation date of April 27, 2028 and scheduled maturity of May 2, 2028. If on a coupon observation date both underlyings meet or exceed their coupon barriers, a contingent coupon is paid; unpaid coupons can be paid later via the memory interest feature. The Notes are automatically called if both underlyings meet their call thresholds on a call observation date; if not called and the least performing underlying finishes below its downside threshold, principal is reduced proportionally beyond the buffer and you can lose most or all of your investment. The issuer is UBS AG and all payments are subject to UBS credit risk. Estimated initial value per Note is stated between $926.30 and $956.30; issue price per Note is $1,000.00 with an underwriting discount of $26.00 (proceeds to UBS $974.00).

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Rhea-AI Summary

UBS AG is offering Trigger Callable Contingent Yield Notes linked to the least performing of the Nasdaq-100® Technology Sector, the Russell 2000® Index and the S&P 500® Index. The Notes have a principal amount of $1,000 per Note, an expected term of approximately 23 months, monthly observation dates (callable by UBS after three months), a contingent coupon payment structure and potential for a reduced repayment at maturity tied to the least performing underlying asset. The offering documents set the final terms on the trade date; the estimated initial value range is $954.40 to $984.40. Payments, including principal, are subject to UBS credit risk and UBS may elect to call the Notes in whole on any observation date prior to the final valuation date.

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Rhea-AI Summary

UBS AG offers Trigger Callable Contingent Yield Notes linked to the least performing of the Nasdaq-100® Technology Sector, the Russell 2000® Index and the S&P 500® Index. The Notes have a principal amount of $1,000 per Note, an 11.00% per annum contingent coupon rate (payable only if all three underlyings meet coupon barriers on each observation date), monthly observation dates (callable by UBS after three months), an expected trade date of April 27, 2026, and an expected maturity of March 30, 2028. At maturity you receive full principal only if each underlying is at or above its 70.00% downside threshold; otherwise repayment equals $1,000 × (1 + underlying return of the least performing underlying asset), which can result in a substantial loss or a total loss. Any payments depend on UBS creditworthiness. The estimated initial value range on the trade date is $938.40 to $968.40.

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FAQ

How many UBS (AMUB) SEC filings are available on StockTitan?

StockTitan tracks 8005 SEC filings for UBS (AMUB), including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and Form 4 insider trading disclosures. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for UBS (AMUB)?

The most recent SEC filing for UBS (AMUB) was filed on April 2, 2026.