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UBS AG SEC Filings

AMUB NYSE

Welcome to our dedicated page for UBS SEC filings (Ticker: AMUB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.

Our SEC filing database is enhanced with expert analysis from Rhea-AI, providing insights into the potential impact of each filing on UBS's stock performance. Each filing includes a concise AI-generated summary, sentiment and impact scores, and end-of-day stock performance data showing the actual market reaction. Navigate easily through different filing types including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, proxy statements (DEF 14A), and Form 4 insider trading disclosures.

Designed for fundamental investors and regulatory compliance professionals, our page simplifies access to critical SEC filings. By combining real-time EDGAR feed updates, Rhea-AI's analytical insights, and historical stock performance data, we provide comprehensive visibility into UBS's regulatory disclosures and financial reporting.

Rhea-AI Summary

UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Oracle Corporation with a trade date of April 2, 2026, expected settlement on April 7, 2026 and maturity on or about April 7, 2028. The Notes pay contingent coupons only if the underlying closes at or above a coupon barrier on observation dates, can be automatically called quarterly beginning after 12 months if the underlying closes at or above the initial level, and repay principal at maturity only if the final level is at or above the downside threshold; otherwise holders suffer a loss equal to the underlying return. The Notes are unsecured obligations of UBS AG, carry issuer credit risk, have a minimum purchase of 100 Notes ($1,000), and have an estimated initial value range of $9.42 to $9.67 per $10 Note in UBS’ internal models.

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Rhea-AI Summary

UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of NVIDIA Corporation with final valuation on April 5, 2029 and maturity on April 9, 2029. The Notes pay a contingent coupon on each coupon payment date only if the underlying closing level on the applicable observation date is at or above the coupon barrier; otherwise no coupon is paid. The Notes will be automatically called early if the underlying closing level on any observation date prior to the final valuation date is equal to or greater than the initial level, in which case UBS will pay principal plus any contingent coupon otherwise due on the related call settlement date. If the Notes are not called and the final level is below the downside threshold, the cash payment at maturity may be less than principal and will reflect the percentage decline in the underlying asset, which could result in a substantial loss or total loss of the initial investment. Any payments, including repayment of principal, are subject to UBS's creditworthiness. The estimated initial value per Note on the trade date is $9.66 and the Notes are offered in minimum blocks of 100 Notes at $10 per Note.

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Rhea-AI Summary

UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to NVIDIA Corporation, maturing April 7, 2028. Each Note has a principal amount of $10 and a minimum investment of 100 Notes ($1,000). The Notes may pay periodic contingent coupons only if the underlying closing level meets or exceeds a specified coupon barrier on observation dates; otherwise no coupon is paid for that period. The Notes will be automatically called early if the underlying closes at or above the initial level on any observation date prior to the final valuation date, in which case holders receive principal plus any contingent coupon due on the related coupon payment date. If not called, repayment at maturity depends on the final level relative to a downside threshold (example threshold shown: $55.00, 55% of the initial level). If the final level is below that threshold, principal may be reduced proportionally to the underlying return, and investors could lose a significant portion or all of their investment. All payments are subject to the creditworthiness of UBS. The estimated initial value on the trade date is $9.80.

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Rhea-AI Summary

UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Intel Corporation, with final terms to be set on the trade date.

The preliminary pricing supplement shows a trade date of April 2, 2026, expected settlement on April 7, 2026, a final valuation date of April 5, 2028 and a maturity of April 7, 2028. Notes are sold in $10 denominations with a minimum investment of 100 Notes ($1,000). The estimated initial value per Note is between $9.48 and $9.73. Payments, including contingent coupons and principal repayment at maturity, depend on the performance of Intel common stock relative to specified barriers and on UBS's creditworthiness.

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Rhea-AI Summary

UBS AG offers Trigger Autocallable Contingent Yield Notes linked to the common stock of NVIDIA Corporation, with expected trade date April 2, 2026, settlement April 7, 2026 and maturity on or about April 7, 2028. The notes pay contingent coupons only if the underlying meets the coupon barrier on observation dates and may be automatically called early if the underlying equals or exceeds the initial level on an observation date. If not called, principal repayment at maturity is contingent on the final level relative to the downside threshold; a final level below that threshold can cause a loss of principal, potentially up to a total loss. Minimum investment is 100 Notes ($1,000); the issuer’s estimated initial value range is $9.44 to $9.69 per $10 Note. All payments are subject to the creditworthiness of UBS and the final terms will be set on the trade date.

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Rhea-AI Summary

UBS AG offers Trigger Callable Contingent Yield Notes linked to the least performing of the Russell 2000® Index and the S&P 500® Index, with a principal amount of $1,000 per Note and an expected term of approximately 15 months. The Notes pay periodic contingent coupons of 11.60% per annum only if, on each observation date, the closing level of both underlying indices is at or above their coupon barriers (each set at 65.00% of the initial level). UBS may call the Notes in whole on monthly observation dates beginning after three months; if called, investors receive principal plus any contingent coupon then due. If not called, repayment at maturity is full principal only if both indices finish at or above their downside thresholds (also 65% of initial level); otherwise, repayment is reduced pro rata by the percentage decline of the least performing underlying asset, and investors could lose a significant portion or all principal. All payments are subject to UBS credit risk. Expected strike/trade/settlement dates and final valuation and maturity dates are set on the cover: strike date April 2, 2026, trade date April 6, 2026, settlement April 9, 2026, final valuation July 2, 2027, maturity July 8, 2027. The estimated initial value on the trade date is shown as between $965.90 and $995.90, below the issue price of $1,000 due to underwriting, hedging and issuance costs.

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UBS AG is offering trigger callable contingent yield notes linked to the least performing of the Russell 2000®, the S&P 500® and shares of the State Street® Utilities Select Sector SPDR® ETF. The Notes pay a contingent coupon (10.85% per annum) only if each underlying asset equals or exceeds its coupon barrier on an observation date. UBS may call the Notes in whole on monthly observation dates beginning after six months; if not called, principal repayment at maturity depends on whether each underlying asset is at or above its 70.00% downside threshold. If any underlying asset is below its downside threshold at final valuation, maturity payment equals $1,000 × (1 + underlying return of the least performing underlying asset), which can result in substantial loss or total loss of principal. Trade date and settlement are expected April 17, 2026 and April 22, 2026; final valuation April 17, 2031 and maturity April 22, 2031. The estimated initial value range is $942.80–$972.80 per Note and the issue price is $1,000 per Note.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Dollar Tree, Inc., with a total issue size of $670,000 and a per-note principal of $1,000. The Notes pay a contingent coupon of 18.45% per annum only if the underlying stock closes at or above the coupon barrier on each observation date. The Notes are automatically called if the underlying equals or exceeds the call threshold (100% of the initial level) on any observation date, producing the principal plus any contingent coupon; otherwise, at maturity repayment of principal is contingent on the final level relative to a downside threshold of 70% of the initial level. Payments are unsecured obligations of UBS and are subject to UBS credit risk.

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UBS AG is offering Trigger Callable Contingent Yield Notes linked to the least performing of the Nasdaq-100, Russell 2000 and S&P 500. The Notes pay a fixed contingent coupon of 12.40% per annum on a coupon date only if the closing level of each underlying index is at or above its coupon barrier on the related observation date. UBS may call the Notes in whole on monthly observation dates beginning after three months; if called you receive principal plus any contingent coupon due on the call settlement date. If not called, principal is repaid at maturity only if each index is at or above its downside threshold; otherwise repayment equals $1,000 × (1 + underlying return of the least performing underlying asset), which may result in a substantial loss or a total loss of principal. Trade date and settlement: April 30, 2026 and May 5, 2026; final valuation April 30, 2029 and maturity May 3, 2029. The estimated initial value range is $956.20 to $986.20. All payments remain subject to UBS credit risk.

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UBS AG is offering Capped Buffer Securities linked to the S&P 500® Index due on or about May 6, 2027. Each Security has a $1,000 principal amount, a 10.00% downside buffer and a capped upside (minimum Maximum Gain 15.70% with a corresponding minimum Maximum Payment at Maturity $1,157.00 per Security). Trade date is April 30, 2026, expected settlement May 5, 2026, final valuation date May 3, 2027. If the underlying return is positive, payment at maturity equals $1,000×(1+min(Underlying Return, Maximum Gain)). If final level is below the downside threshold (90.00% of initial level), losses exceed the buffer and you may lose most or all principal. Payments depend on UBS creditworthiness.

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FAQ

How many UBS (AMUB) SEC filings are available on StockTitan?

StockTitan tracks 8005 SEC filings for UBS (AMUB), including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and Form 4 insider trading disclosures. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for UBS (AMUB)?

The most recent SEC filing for UBS (AMUB) was filed on April 2, 2026.