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UBS AG SEC Filings

AMUB NYSE

Welcome to our dedicated page for UBS SEC filings (Ticker: AMUB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.

Our SEC filing database is enhanced with expert analysis from Rhea-AI, providing insights into the potential impact of each filing on UBS's stock performance. Each filing includes a concise AI-generated summary, sentiment and impact scores, and end-of-day stock performance data showing the actual market reaction. Navigate easily through different filing types including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, proxy statements (DEF 14A), and Form 4 insider trading disclosures.

Designed for fundamental investors and regulatory compliance professionals, our page simplifies access to critical SEC filings. By combining real-time EDGAR feed updates, Rhea-AI's analytical insights, and historical stock performance data, we provide comprehensive visibility into UBS's regulatory disclosures and financial reporting.

Rhea-AI Summary

UBS AG is offering Trigger Callable Contingent Yield Notes linked to the least performing of the Russell 2000® and the S&P 500® Index. The Notes pay a quarterly contingent coupon only if both indices meet coupon barriers on observation dates, are callable by UBS beginning after 12 months, and repay principal at maturity only if both indices are at or above 70% of their initial levels; otherwise principal is reduced pro rata to the loss of the least performing index. Payments depend on UBS creditworthiness; the estimated initial value range is $959.80–$989.80 and the issue price is $1,000 per Note.

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Rhea-AI Summary

UBS AG is offering $3,620,000 aggregate principal of Contingent Income Callable Securities linked to the S&P 500® Index, with a stated principal of $1,000 per security and a maturity date of March 9, 2028. Each security can pay a contingent coupon of $23.25 (equivalent to 9.30% per annum) on specified determination dates if the closing index level is at or above 5,392.02 (the coupon barrier, equal to 80.00% of the initial index level). UBS may elect to call the securities in whole on any determination date prior to the final determination date; if not called and the final index level is below the downside threshold (5,392.02), investors will suffer a cash loss equal to the percentage decline in the index and may lose all principal.

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Rhea-AI Summary

UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Oracle Corporation that mature on April 7, 2028. Each Note has a principal amount of $10 and pays a contingent coupon only when the underlying closing level meets or exceeds the coupon barrier on an observation date; otherwise no coupon is paid. The Notes are automatically called if the underlying closes at or above the initial level on any observation date prior to the final valuation date, in which case investors receive principal plus any contingent coupon due on the call settlement date. If not called, principal repayment at maturity is contingent on the final level relative to the downside threshold; if the final level is below that threshold, repayment may be reduced proportionally and investors could lose a significant portion or all of their investment. Payments are unsecured and subject to the creditworthiness of UBS. Trade and settlement are April 2, 2026 and April 7, 2026; final valuation and maturity are April 5, 2028 and April 7, 2028, respectively.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Oracle Corporation with an expected Trade Date of April 2, 2026 and Maturity on April 7, 2028. The Notes pay periodic contingent coupons only if the underlying's closing level meets a coupon barrier on observation dates and are subject to an automatic call if the underlying equals or exceeds the initial level on an observation date. If not called, principal repayment at maturity is contingent on the final level relative to a downside threshold; a final level below that threshold can produce a loss equal to the underlying's percentage decline. Notes are unsecured obligations of UBS and repayment is dependent on UBS creditworthiness. Minimum investment is 100 Notes at $10 per Note.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to Meta Platforms, Inc. stock due April 9, 2029. The Notes pay periodic contingent coupons only when the underlying closing level on observation dates equals or exceeds a coupon barrier and will be automatically called if the closing level on any earlier observation date is at or above the initial level. If not called, principal is repaid at maturity only if the final level is at or above a downside threshold; otherwise, repayment is reduced in direct proportion to the underlying return and investors can lose a significant portion or all of their investment. Payments are also subject to UBS credit risk. Trade date is April 2, 2026 with expected settlement April 7, 2026. The Notes are offered in $10 increments with an estimated initial value of $9.67 per $10 Note.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Micron Technology, Inc. with an expected Trade Date of April 2, 2026, Settlement Date April 7, 2026 and Maturity on April 7, 2028. The notes pay periodic contingent coupons only if the underlying closing level meets the coupon barrier on observation dates and will be automatically called if the underlying closes at or above the initial level on any observation date prior to maturity.

The notes repay principal at maturity only if the final level is at or above the stated downside threshold; if the final level is below that threshold, investors suffer a principal loss equal to the underlying return and could lose their entire investment. Estimated initial value range is $9.47–$9.72 per $10 note. Payments are subject to the creditworthiness of UBS.

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UBS AG offers Trigger Autocallable Contingent Yield Notes linked to Accenture plc common stock due April 7, 2027. The Notes pay periodic contingent coupons only if the underlying closes at or above a coupon barrier on observation dates and may be automatically called early if the underlying closes at or above the initial level on any prior observation date. If not called, principal repayment at maturity is contingent: full principal is returned only if the final level is at or above the downside threshold; otherwise principal is reduced proportionally to the underlying return, and investors can lose a significant portion or all of their investment. Payments are subject to UBS credit risk. The Notes have a minimum investment of 100 Notes ($10 per Note) and an estimated initial value of $9.79 as of the trade date.

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UBS AG offers Trigger Autocallable Contingent Yield Notes linked to the common stock of Accenture plc due on or about April 7, 2027. The notes pay a contingent coupon only if the underlying meets the coupon barrier on observation dates and may be automatically called early if the underlying meets or exceeds the initial level on an observation date. If not called, principal repayment at maturity is contingent: full principal is paid only if the final level is at or above the downside threshold; if below, repayment equals $10 times (1 + underlying return), which can result in a substantial or complete loss of principal. Trade date is April 2, 2026, settlement April 7, 2026, final valuation date April 5, 2027. The estimated initial value range is $9.46 to $9.71 per $10 note. All payments are subject to UBS credit risk.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Block, Inc. The Notes mature on April 9, 2029 with a final valuation date of April 5, 2029. The Notes pay a periodic contingent coupon only if the underlying closing level meets or exceeds a coupon barrier on observation dates; they are automatically called early if the underlying closes at or above the initial level on any quarterly observation date after six months. At maturity, if not called and the final level is below the downside threshold, principal repayment is reduced in proportion to the underlying return, potentially resulting in substantial loss or total loss of principal. Payments are subject to UBS credit risk. The Notes are offered in minimum increments of 100 Notes at $10 per Note and have an estimated initial value of $9.73.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Block, Inc. The preliminary pricing supplement dated April 2, 2026 sets a trade date of April 2, 2026, expected settlement on April 7, 2026, a final valuation date of April 5, 2029 and maturity on April 9, 2029. The Notes pay contingent coupons only if the underlying closing level meets or exceeds a coupon barrier on observation dates and are automatically called if an observation date closing level is at or above the initial level. If not called, principal repayment at maturity is contingent: full principal is paid only if the final level is at or above the downside threshold; otherwise repayment is reduced pro rata to the underlying return and investors could lose a significant portion or all of their investment. Minimum purchase is 100 Notes at $10 per Note. The estimated initial value range is $9.34 to $9.59 per Note. All payments remain subject to UBS credit risk.

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FAQ

How many UBS (AMUB) SEC filings are available on StockTitan?

StockTitan tracks 8005 SEC filings for UBS (AMUB), including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and Form 4 insider trading disclosures. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for UBS (AMUB)?

The most recent SEC filing for UBS (AMUB) was filed on April 6, 2026.