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UBS AG SEC Filings

AMUB NYSE

Welcome to our dedicated page for UBS SEC filings (Ticker: AMUB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.

Our SEC filing database is enhanced with expert analysis from Rhea-AI, providing insights into the potential impact of each filing on UBS's stock performance. Each filing includes a concise AI-generated summary, sentiment and impact scores, and end-of-day stock performance data showing the actual market reaction. Navigate easily through different filing types including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, proxy statements (DEF 14A), and Form 4 insider trading disclosures.

Designed for fundamental investors and regulatory compliance professionals, our page simplifies access to critical SEC filings. By combining real-time EDGAR feed updates, Rhea-AI's analytical insights, and historical stock performance data, we provide comprehensive visibility into UBS's regulatory disclosures and financial reporting.

Rhea-AI Summary

UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Western Digital Corporation, maturing on April 9, 2029. The notes have a $10 principal amount per Note and expected trade/settlement dates of April 6, 2026/April 8, 2026. UBS will pay periodic contingent coupons only when the closing level of the underlying meets or exceeds a coupon barrier on observation dates; otherwise no coupon is paid. The Notes are subject to an automatic call if the underlying closes at or above the initial level on any observation date prior to maturity. If not called, principal repayment at maturity is contingent: if the final level is below the downside threshold, you may receive less than principal, potentially losing a substantial portion or all of your investment. The estimated initial value range as of the trade date is $9.34–$9.59. All payments are subject to the creditworthiness of UBS.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Accenture plc, maturing on or about April 9, 2029. The notes pay a periodic contingent coupon only when the underlying's closing level on an observation date meets or exceeds a coupon barrier; otherwise no coupon is paid.

If the underlying equals or exceeds the initial level on any observation date prior to maturity, the notes will be automatically called and investors receive principal plus any contingent coupon then due. If not called, principal repayment at maturity is contingent: if the final level is at or above a disclosed downside threshold the principal is paid in full; if below, repayment is reduced proportionally to the underlying return, potentially resulting in a substantial or total loss. Payments are subject to UBS credit risk. Trade date and settlement are April 6, 2026 and April 8, 2026, respectively; the final valuation date is April 5, 2029.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Micron Technology, Inc. The Notes have a principal amount of $10 per Note, a trade date of April 6, 2026, settlement on April 8, 2026, a final valuation date of April 6, 2028 and a maturity date of April 10, 2028. Contingent coupons are payable only if the underlying closing level meets or exceeds the coupon barrier on observation dates; the Notes will be automatically called if the underlying closing level on any observation date is equal to or greater than the initial level. If not called, principal is repaid at maturity only if the final level is equal to or greater than the downside threshold; otherwise principal is reduced in proportion to the underlying return. The Notes are unsecured obligations of UBS and any payments depend on UBS's creditworthiness. The estimated initial value range is $9.42 to $9.67 per $10 Note and minimum investment is 100 Notes (representing $1,000).

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UBS AG is offering $4,403,000 of Contingent Income Auto-Callable Securities linked to Microsoft Corporation common stock maturing April 5, 2029. Each $1,000 security pays a contingent payment of $25.25 (10.10% per annum) on specified contingent payment dates if the closing price of MSFT is at or above a downside threshold of $242.75 (65.00% of the initial price). If MSFT is at or above the call threshold of $373.46 (100% of the initial price) on a determination date (other than the final determination date), the securities will be redeemed early for the stated principal plus the contingent payment. If not redeemed and the final price is below the downside threshold, UBS will deliver a cash value based on the exchange ratio, exposing investors to a loss of a significant portion or all of principal. The securities are unsecured obligations of UBS and subject to UBS credit risk.

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UBS AG is offering Contingent Income Auto-Callable Securities with Memory Coupon due about April 12, 2029, linked to the worst performing of Marvell Technology, Inc. common stock and Taiwan Semiconductor Manufacturing Company Limited ADRs. Each security has a stated principal amount of $1,000.00. Investors may receive a contingent payment of $123.75 (equivalent to 24.75% per annum) on specified contingent payment dates only if the closing prices of all underlying equities meet or exceed coupon barrier levels (60% of initial prices). The securities may be automatically redeemed early if all underlying equities meet call threshold levels and expose holders to downside risk at maturity if any underlying equity falls below its downside threshold (50% of initial price), which could result in substantial or total loss of principal. The securities are unsecured obligations of UBS AG and are subject to UBS credit risk. Pricing is expected on April 7, 2026 with an original issue date expected on April 10, 2026. The estimated initial value range at pricing is between $926.10 and $956.10.

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UBS AG is offering Buffer Callable Contingent Yield Notes linked to the least performing of the Dow Jones Industrial Average®, the Nasdaq-100® Technology Sector and the Russell 2000® Index. The offering aggregates $5,517,000 at an issue price of $1,000 per Note with an estimated initial value of $988.50. Notes pay a monthly contingent coupon at a 12.50% per annum rate only if each index closes at or above its coupon barrier on an observation date. Notes are callable by UBS beginning after three months; if not called, principal repayment at maturity depends on the least performing index relative to a 20.00% buffer, exposing holders to buffered downside and UBS credit risk.

The Notes mature on April 6, 2028, observation dates are monthly, and issuer call, market-disruption, liquidity, tax and counterparty-credit risks apply. Investors should review the product supplement and prospectus for detailed risk, tax and liquidity disclosures.

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UBS AG is offering Trigger Callable Yield Notes linked to the least performing of the Russell 2000® Index and the S&P 500® Index. The offering totals $3,385,840 at an issue price of $10.00 per Note with a principal amount of $10 per Note and a coupon of 8.00% per annum. The Notes are monthly couponed and issuer‑callable monthly beginning after three months; if not called and any underlying final level is below its 60.00% downside threshold at the final valuation date, principal repayment is reduced pro rata to the percentage decline in the least performing underlying asset. Payments are subject to UBS credit risk and the estimated initial value per Note is $9.778.

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UBS AG is offering $1,320,000 in Trigger Callable Contingent Yield Notes linked to the least performing of the Dow Jones Industrial Average, the Russell 2000 and the Nasdaq-100 Technology Sector. The Notes pay a contingent coupon of 13.90% per annum only if, on each observation date, every underlying asset is at or above its coupon barrier (75% of its initial level). The Notes are callable by UBS in whole on monthly observation dates beginning after six months; if not called, repayment at maturity depends on whether each underlying asset is at or above its downside threshold (60% of initial level). The issue price is $1,000 per Note with an estimated initial value of $989.00; proceeds to UBS are shown as $995.00 per Note. Any repayment and contingent coupons are subject to UBS credit risk and, if the final level of the least performing underlying asset is below its downside threshold, you can lose a substantial part or all of your investment.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the least performing common stock of The Home Depot, McDonald’s and Microsoft. Each Note has a $1,000 principal amount, monthly observation dates (callable after three months), a contingent coupon of 13.90% per annum (if all coupon barriers are met) and a final maturity expected on April 21, 2031. The Notes pay contingent coupons only when each underlying asset meets its coupon barrier; they can be automatically called early if all underlyings meet call thresholds. At maturity, if any underlying is below its downside threshold you may incur a loss equal to the percentage decline of the least performing underlying; UBS credit risk applies to all payments. The estimated initial value range is $953.80–$983.80 per Note and the issue price includes underwriting and hedging costs.

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UBS AG is offering $3,315,000 of Trigger Callable Contingent Yield Notes linked to the least performing of the Nasdaq-100, Russell 2000 and S&P 500 indices. Each Note has a $1,000 principal amount, a contingent coupon rate of 13.40% per annum, and estimated initial value of $988.30. Trade date is April 2, 2026, settlement April 8, 2026 and maturity March 7, 2028. UBS may call notes monthly (first callable ~3 months after issuance). At maturity, principal is repaid only if each index is at or above a 70.00% downside threshold; otherwise repayment is reduced proportionally to the least performing underlying asset. Payments depend on UBS creditworthiness.

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FAQ

How many UBS (AMUB) SEC filings are available on StockTitan?

StockTitan tracks 8005 SEC filings for UBS (AMUB), including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and Form 4 insider trading disclosures. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for UBS (AMUB)?

The most recent SEC filing for UBS (AMUB) was filed on April 6, 2026.