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UBS AG SEC Filings

AMUB NYSE

Welcome to our dedicated page for UBS SEC filings (Ticker: AMUB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.

Our SEC filing database is enhanced with expert analysis from Rhea-AI, providing insights into the potential impact of each filing on UBS's stock performance. Each filing includes a concise AI-generated summary, sentiment and impact scores, and end-of-day stock performance data showing the actual market reaction. Navigate easily through different filing types including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, proxy statements (DEF 14A), and Form 4 insider trading disclosures.

Designed for fundamental investors and regulatory compliance professionals, our page simplifies access to critical SEC filings. By combining real-time EDGAR feed updates, Rhea-AI's analytical insights, and historical stock performance data, we provide comprehensive visibility into UBS's regulatory disclosures and financial reporting.

Rhea-AI Summary

UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Microsoft Corporation maturing on April 10, 2028. The Notes pay a contingent coupon only if the underlying closing level on an observation date meets or exceeds the coupon barrier; otherwise no coupon is paid. The Notes will be automatically called early if the underlying closes at or above the initial level on any quarterly observation date beginning after 12 months; if called, investors receive principal plus any contingent coupon then due. If not called, principal repayment at maturity is contingent: if the final level is at or above the downside threshold, UBS pays the $10 principal per Note; if the final level is below the downside threshold, the cash payment may be less than principal and can result in a loss equal to the underlying return, up to a total loss. Payments are subject to UBS credit risk. Trade date and settlement are April 6, 2026 and April 8, 2026, respectively. The estimated initial value on the trade date was $9.77. Investors should review the Key Risks and product supplement for full terms.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Lam Research Corporation. The Notes pay contingent coupons only if the underlying stock closes at or above a coupon barrier on observation dates and may be automatically called early if the stock closes at or above the initial level on any observation date. If not called, principal is repaid at maturity only if the final level is at or above a downside threshold; otherwise repayment can be reduced proportionally to the decline in the underlying, and investors could lose a significant portion or all of their investment. Key dates shown include Trade Date April 6, 2026, Settlement Date April 8, 2026, Final Valuation Date April 6, 2028, and Maturity Date April 10, 2028. The estimated initial value per Note on the trade date is $9.78 and the noted example contingent coupon rate is 22.67% per annum.

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Rhea-AI Summary

UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Micron Technology, Inc. The notes pay periodic contingent coupons only if the underlying closing level meets a coupon barrier and may be automatically called early if the underlying meets the initial level on an observation date. The notes mature on April 10, 2028 with a final valuation date of April 6, 2028. Each $10 note repays principal at maturity only if the final level is at or above the downside threshold; if the final level is below that threshold, repayment may be reduced pro rata, possibly to zero. All payments are subject to the creditworthiness of UBS. Trade and settlement dates are April 6, 2026 and April 8, 2026.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to Microsoft Corporation stock due on or about April 10, 2028. The Notes pay quarterly contingent coupons only if the underlying closes at or above a coupon barrier on observation dates, and are autocallable quarterly beginning about 12 months after issuance if the underlying closes at or above the initial level. At maturity, if not called, principal repayment is contingent: full principal is paid if the final level is at or above the downside threshold; otherwise repayment is reduced pro rata by the underlying’s decline, potentially resulting in substantial loss or total loss. Payments are subject to UBS credit risk. Trade date is April 6, 2026, settlement April 8, 2026, final valuation April 6, 2028, maturity April 10, 2028.

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The issuer, UBS AG, is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Corning Incorporated maturing April 8, 2027. The Notes pay contingent coupons only if the underlying meets a coupon barrier on observation dates and are auto‑called if the underlying reaches the initial level on any prior observation date. If not auto‑called, principal repayment at maturity is contingent: full principal is paid only if the final level is at or above the downside threshold; otherwise principal is reduced pro rata to the underlying return, and investors could lose a substantial portion or all of principal. Trade and settlement dates are April 6, 2026 and April 8, 2026. The estimated initial value per Note is $9.78 and minimum purchase is 100 Notes at $10 per Note.

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Rhea-AI Summary

UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to Western Digital Corporation common stock due April 9, 2029. The Notes pay periodic contingent coupons only if the underlying closes at or above a coupon barrier on observation dates and are autocallable if the underlying closes at or above the initial level on any observation date prior to the final valuation date. If not called, principal repayment at maturity is contingent: full principal is paid if the final level is at or above the downside threshold; otherwise repayment is reduced proportionally to the underlying return and could result in a total loss. Payments are unsecured obligations of UBS and depend on UBS creditworthiness. Trade date is April 6, 2026; settlement April 8, 2026; final valuation date April 5, 2029; maturity April 9, 2029. The estimated initial value per $10 Note is $9.67.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Lam Research Corporation, due on or about April 10, 2028. The Notes pay a periodic contingent coupon only if the underlying's closing level on each observation date is at or above the coupon barrier; otherwise no coupon is paid. The Notes automatically call early if the underlying closes at or above the initial level on any observation date prior to the final valuation date, paying principal plus any contingent coupon on the related coupon payment date. If not called, principal repayment at maturity is contingent: if the final level is at or above the downside threshold you receive $10 per Note; if the final level is below that threshold you receive $10 x (1 + Underlying Return), which can result in a substantial loss or a total loss of principal. The trade date is April 6, 2026, expected settlement April 8, 2026, final valuation date April 6, 2028, and maturity April 10, 2028. The Notes are unsecured obligations of UBS and payments are subject to UBS credit risk. The minimum investment is 100 Notes at $10 per Note; the estimated initial value range is between $9.42 and $9.67 per Note as of the trade date.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to Accenture plc common stock due April 9, 2029. The Notes pay contingent coupons only if the underlying closing level meets the coupon barrier on observation dates and may be automatically called early if the underlying closes at or above the initial level on an observation date.

If not called, principal is repaid at maturity only if the final level is at or above the downside threshold; otherwise principal is reduced pro rata to the underlying return, with potential loss of most or all principal. Estimated initial value was $9.65 and minimum investment is 100 Notes ($1,000). Trade/settlement dates are April 6, 2026 and April 8, 2026.

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UBS AG is offering $1,982,000 of Contingent Income Auto-Callable Securities due April 7, 2027. Each security has a $1,000 stated principal amount and may pay a contingent coupon of $33.00 (equivalent to 13.20% per annum) on scheduled contingent payment dates if the ADR closing price of Taiwan Semiconductor Manufacturing Company Limited meets or exceeds the downside threshold of $203.42 (60.00% of the initial price).

If the ADR price equals or exceeds the call threshold of $339.04 (100.00% of the initial price) on a non-final determination date, the securities will be automatically redeemed early for the stated principal plus the applicable contingent payments. If the securities are not called and the final price is below the downside threshold, investors receive a cash value tied to the final ADR price and may lose a significant portion, or all, of their investment. All payments are subject to the credit risk of UBS AG.

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Rhea-AI Summary

UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Corning Incorporated, maturing on or about April 8, 2027. The Notes have a principal amount of $10 per Note and an expected term of approximately one year.

The Notes may pay periodic contingent coupons (example: 25.48% per annum; contingent coupon example $0.637 per $10 Note) only if the underlying meets a coupon barrier. The Notes are automatically called if the underlying equals or exceeds the initial level on an observation date. If not called, repayment at maturity is contingent: full principal if the final level is at or above the downside threshold of $60 (60% of initial level), otherwise repayment may be less than principal and could result in a loss of all principal. The estimated initial value range is $9.45 to $9.70 per Note.

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FAQ

How many UBS (AMUB) SEC filings are available on StockTitan?

StockTitan tracks 8005 SEC filings for UBS (AMUB), including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and Form 4 insider trading disclosures. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for UBS (AMUB)?

The most recent SEC filing for UBS (AMUB) was filed on April 6, 2026.