Welcome to our dedicated page for UBS ETRACS Alerian MLP Index ETN Series B SEC filings (Ticker: AMUB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The ETRACS Alerian MLP Index ETN Series B due July 18, 2042 (AMUB) is issued by UBS AG, a foreign private issuer that reports to the US Securities and Exchange Commission. UBS AG indicates that it files a registration statement on Form F-3, including a prospectus and supplements, for offerings of securities related to ETRACS ETNs such as AMUB. These documents set out the terms of the ETN and include a "Risk Factors" section that UBS urges investors to review before investing.
UBS AG also submits annual reports on Form 20-F and periodic reports on Form 6-K. In its Form 6-K filings, UBS provides information on capitalization, total debt issued, equity and other capital and liquidity metrics, as well as updates on regulatory developments and other corporate matters. UBS AG notes that its consolidated financial statements are prepared in accordance with IFRS Accounting Standards, and that certain 6-K reports are incorporated by reference into its Form F-3 registration statement.
For AMUB, the relevant SEC filings include the base prospectus, prospectus supplements and any pricing supplements that describe the specific terms of the ETRACS Alerian MLP Index ETN Series B. UBS’s public materials state that these offering documents are available through the SEC’s EDGAR system. They also clarify that the securities related to the offerings are not deposit liabilities and are not insured or guaranteed by the Federal Deposit Insurance Corporation or any other governmental agency of the United States, Switzerland or any other jurisdiction.
On this page, users can access AMUB-related SEC filings and associated issuer reports. The platform provides real-time updates from EDGAR and AI-powered summaries that explain the key points of lengthy documents, such as registration statements, prospectus supplements and UBS AG’s periodic reports. This allows investors to quickly identify disclosures that affect AMUB, including risk factor updates, capital and funding information, and other details relevant to UBS AG’s role as issuer of this senior unsecured ETN.
UBS AG is offering $6,564,000 of Trigger Callable Contingent Yield Notes linked to the Nasdaq-100, Russell 2000 and S&P 500 indexes. These unsecured debt notes can pay a 9.10% per annum contingent coupon, but only if each index is at or above its coupon barrier, set at 70% of its initial level, on monthly observation dates.
UBS may call the notes in whole, beginning after three months, paying back principal plus any due coupon. If the notes are not called and at least one index finishes below its downside threshold, set at 60% of its initial level, investors take a loss matching the worst index’s decline and could lose their entire principal. The issuer is UBS AG London Branch; the estimated initial value is $978.20 per $1,000 note, below the issue price, and all payments depend on UBS’s credit strength.
UBS AG is issuing $11.634 million of Trigger Callable Contingent Yield Notes linked to the least performing of the Nasdaq-100 Index®, Russell 2000® Index and S&P 500® Index, maturing on January 13, 2028. The Notes pay a 9.30% per annum contingent coupon (about $7.75 per $1,000 note per month) only when all three indices close at or above their coupon barriers, set at 70% of their initial levels. UBS can call the Notes in whole, starting after three months, paying back principal plus any due coupon, ending all future payments.
If the Notes are not called and on the final valuation date each index is at or above its downside threshold (60% of its initial level), investors receive full principal back, plus any final contingent coupon if all indices are also above their coupon barriers. If any index finishes below its downside threshold, the maturity payment is reduced one-for-one with the loss of the worst-performing index, and principal losses can reach 100%. Payments depend on UBS’s credit, the Notes are unsecured and unsubordinated, carry significant market and liquidity risk, and have an estimated initial value of $976.90 per $1,000 note.
UBS AG is offering principal-at-risk structured notes linked to the common stock of Pfizer Inc. These Buffered Contingent Income Auto-Callable Securities with Memory Coupon can pay a contingent coupon of $11.9167 per $1,000 note, equivalent to approximately 14.30% per annum, on each determination date when Pfizer’s share price is at or above 87.00% of the initial price, defined as the downside threshold level.
If on any determination date (other than the final one) Pfizer’s share price is at or above the 100.00% call threshold level, the notes are automatically redeemed, returning principal plus the due coupon and any unpaid past coupons under the memory feature. If the notes are not called and Pfizer’s final price is at or above the downside threshold, investors receive principal back plus the final coupon and any previously unpaid coupons.
If the final price is below the downside threshold, repayment is based on a leveraged downside formula using an exchange ratio and a 1.1494× participation in losses below the threshold, so investors can lose some or all of their investment. The notes do not pay dividends, do not participate in any stock price gains, are unsecured obligations of UBS AG, and rely entirely on UBS’s credit.
UBS AG is offering $100,000 of Trigger Autocallable Contingent Yield Notes linked to the common stock of Alcoa Corporation, maturing on January 13, 2028. These unsecured debt notes pay contingent coupons only when Alcoa’s share price on an observation date is at or above a preset coupon barrier; if the share price is below that level, no coupon is paid for that period.
The notes can be automatically called before maturity if Alcoa’s stock closes at or above the initial level on any observation date, in which case investors receive the principal plus the applicable contingent coupon and no further payments. If the notes are not called and Alcoa’s stock is at or above the downside threshold at final valuation, investors receive their principal back, potentially with a final contingent coupon. If it is below the downside threshold, repayment is reduced in line with the stock’s decline and can fall to zero. The notes are sold at $10 per note with a minimum investment of 100 notes, and the estimated initial value is $9.46 per note, with all payments subject to UBS’s creditworthiness.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Alcoa Corporation, maturing on or about January 13, 2028. Each Note has a principal amount of $10, with a minimum investment of 100 Notes. These are unsecured, unsubordinated debt obligations of UBS.
Investors receive a contingent coupon on each observation date only if Alcoa’s share price is at or above a preset coupon barrier. The Notes are automatically called early if Alcoa’s share price on any observation date before maturity is at or above the initial level, in which case investors receive principal plus the applicable coupon and the product terminates.
If the Notes are not called and Alcoa’s final share price is at or above the downside threshold, investors receive only the $10 principal per Note at maturity. If the final level is below the downside threshold, repayment is reduced in line with Alcoa’s decline, and investors can lose some or all of their investment. All payments depend on UBS’s credit. The estimated initial value is $9.16–$9.41 per $10 Note.
UBS AG is offering $1,100,000 of Trigger Autocallable Contingent Yield Notes linked to the common stock of Dow Inc., maturing on January 13, 2028. These unsecured debt securities pay a contingent coupon only when Dow’s closing share price on an observation date is at or above a coupon barrier set at 70% of the initial level, with a stated contingent coupon rate of 18.39% per annum in the hypothetical examples. The notes can be automatically called before maturity if Dow closes at or above the initial level on any observation date, in which case holders receive principal plus the applicable coupon and no further payments. If the notes are not called and Dow closes on the final valuation date at or above a downside threshold of 65% of the initial level, investors receive only their principal (plus any final coupon); if it is below that threshold, repayment is reduced in line with the stock’s decline, and all principal can be lost. All payments depend on the creditworthiness of UBS, and the estimated initial value is $9.74 per $10 note.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Dow Inc., maturing on or about January 13, 2028. These unsecured debt securities pay contingent coupons only when Dow’s closing level on an observation date is at or above a preset coupon barrier; otherwise no coupon is paid for that period.
The notes can be automatically called before maturity if Dow’s closing level on an observation date (other than the final one) is at or above the initial level, in which case investors receive principal back plus any due coupon and the product terminates. If the notes are not called and the final level is at or above the downside threshold, principal is repaid at maturity; if the final level is below the downside threshold, repayment is reduced in line with Dow’s decline and investors can lose all of their initial investment.
The notes are subject to UBS’s credit risk, will not be listed on any exchange, and are initially offered in minimums of 100 notes at $10 per note. This preliminary pricing supplement may change before final terms are set on the trade date.
UBS AG is offering $115,000 of Trigger Autocallable Contingent Yield Notes linked to the common stock of Applied Materials, Inc., maturing on January 13, 2028. These unsecured debt notes can pay periodic contingent coupons, but only if the stock closes at or above a preset coupon barrier on each observation date; otherwise no coupon is paid for that period. The notes are automatically called early if the stock closes at or above the initial level on an observation date before maturity, in which case investors receive their $10 per note principal plus any due coupon and no further payments. If the notes are not called and the stock is at or above a downside threshold at maturity, investors receive back their principal, but if the stock is below that threshold, repayment is reduced in line with the stock’s decline and all principal can be lost. The notes are subject to UBS credit risk, are not listed on any exchange, are sold in minimums of 100 notes at $10 each, and have an estimated initial value of $9.74 per note.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Applied Materials, Inc., maturing on or about January 13, 2028. Each $10 Note can pay a contingent coupon, here illustrated at 12.23% per annum ($0.3058 per quarter), but only when the stock closes at or above a preset coupon barrier on an observation date.
The Notes are automatically called early if the stock is at or above the initial level on any observation date before maturity, returning the $10 principal plus the applicable coupon, with no further payments. If not called and the stock is at or above the downside threshold (shown in the examples as $60, or 60% of the initial level) at maturity, investors receive their $10 principal back, plus any final coupon. If the stock finishes below the downside threshold, repayment is reduced in line with the stock’s percentage loss, and investors could lose their entire investment.
All payments depend on the creditworthiness of UBS. The estimated initial value per Note is expected to be between $9.43 and $9.68, and the minimum investment is 100 Notes at $10 each.
UBS AG is offering $380,000 of Trigger Autocallable Contingent Yield Notes linked to the common stock of Marvell Technology, Inc., maturing on January 13, 2027. These are unsecured, unsubordinated debt obligations of UBS, not principal-protected and not listed on any exchange.
Investors receive a contingent coupon only if Marvell’s share price on an observation date is at or above a specified coupon barrier; otherwise no coupon is paid for that period. The notes are automatically called early if Marvell’s share price on any observation date before maturity is at or above the initial level, in which case UBS repays the $10 principal per Note plus any due coupon and the product terminates.
If the notes are not called and Marvell’s final share level is at or above the downside threshold, UBS repays principal at maturity. If the final level is below the downside threshold, repayment is reduced in line with Marvell’s decline, and investors can lose all of their investment. All payments, including any coupon and principal, depend on UBS’s credit, and the estimated initial value per Note is $9.85.