Welcome to our dedicated page for UBS ETRACS Alerian MLP Index ETN Series B SEC filings (Ticker: AMUB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The ETRACS Alerian MLP Index ETN Series B due July 18, 2042 (AMUB) is issued by UBS AG, a foreign private issuer that reports to the US Securities and Exchange Commission. UBS AG indicates that it files a registration statement on Form F-3, including a prospectus and supplements, for offerings of securities related to ETRACS ETNs such as AMUB. These documents set out the terms of the ETN and include a "Risk Factors" section that UBS urges investors to review before investing.
UBS AG also submits annual reports on Form 20-F and periodic reports on Form 6-K. In its Form 6-K filings, UBS provides information on capitalization, total debt issued, equity and other capital and liquidity metrics, as well as updates on regulatory developments and other corporate matters. UBS AG notes that its consolidated financial statements are prepared in accordance with IFRS Accounting Standards, and that certain 6-K reports are incorporated by reference into its Form F-3 registration statement.
For AMUB, the relevant SEC filings include the base prospectus, prospectus supplements and any pricing supplements that describe the specific terms of the ETRACS Alerian MLP Index ETN Series B. UBS’s public materials state that these offering documents are available through the SEC’s EDGAR system. They also clarify that the securities related to the offerings are not deposit liabilities and are not insured or guaranteed by the Federal Deposit Insurance Corporation or any other governmental agency of the United States, Switzerland or any other jurisdiction.
On this page, users can access AMUB-related SEC filings and associated issuer reports. The platform provides real-time updates from EDGAR and AI-powered summaries that explain the key points of lengthy documents, such as registration statements, prospectus supplements and UBS AG’s periodic reports. This allows investors to quickly identify disclosures that affect AMUB, including risk factor updates, capital and funding information, and other details relevant to UBS AG’s role as issuer of this senior unsecured ETN.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Broadcom Inc., maturing on or about January 18, 2028. Each Note has a $10 principal amount, with a minimum investment of 100 Notes. These unsecured debt obligations pay a contingent coupon only if Broadcom’s closing level on an observation date is at or above a coupon barrier; otherwise no coupon is paid for that period.
The Notes are automatically called early if Broadcom’s closing level on any observation date before the final valuation date is at or above the initial level, in which case investors receive principal plus any due contingent coupon and the Notes terminate. If not called, and the final level is at or above a downside threshold, investors receive only the $10 principal at maturity. If the final level is below the downside threshold, repayment is reduced in line with the stock’s decline and can fall to zero. Any payment depends on the creditworthiness of UBS, and the estimated initial value per Note on the trade date is expected to be between $9.43 and $9.68.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of PVH Corp., maturing on or about January 15, 2027. These unsecured debt notes pay a contingent coupon only if, on each observation date, the PVH share price is at or above a preset coupon barrier; otherwise no coupon is paid for that period.
The notes can be automatically called early if PVH’s stock closes at or above the initial level on any observation date before final valuation. In that case, investors receive the principal plus any due contingent coupon on the call settlement date, and the investment ends. If the notes are not called and the final stock level is at or above the downside threshold, investors receive full principal back at maturity.
If the notes are not called and the final PVH level falls below the downside threshold, the repayment is reduced in line with the stock’s percentage loss, and investors can lose some or all of their initial investment. Payments, including any contingent coupons and principal, depend entirely on the creditworthiness of UBS. The minimum investment is 100 notes at $10 each, and the estimated initial value per note on the trade date is expected to be between $9.49 and $9.74.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Vertiv Holdings Co, maturing on or about January 18, 2028. These unsecured, unsubordinated notes pay a contingent coupon only if Vertiv’s closing share price on a quarterly observation date is at or above a specified coupon barrier; otherwise no coupon is paid.
The notes can be automatically called after about 6 months on any quarterly observation date if the share price is at or above the initial level, in which case investors receive the principal plus the applicable contingent coupon and the product terminates early. If not called, and Vertiv’s final share price is at or above the downside threshold at maturity, investors receive the $10 principal per Note; if it is below that level, repayment is reduced in line with the share price decline, and total loss of principal is possible.
The minimum investment is 100 Notes at $10 each. The estimated initial value per Note is expected to be between $9.46 and $9.71 based on UBS’s internal models. Payments depend on UBS’s credit, the notes will not be listed on an exchange, and the documents emphasize that the product is complex and significantly riskier than conventional debt.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Amazon.com, Inc., scheduled to mature on or about July 15, 2027. These unsecured debt securities can pay contingent coupons only if Amazon’s closing share price on an observation date is at or above a preset coupon barrier, and the notes may be called early if the share price reaches or exceeds the initial level on any bimonthly observation date.
If the notes are not called and Amazon’s closing price on the final valuation date is at or above a downside threshold, investors receive back the full principal; if it is below that threshold, repayment is reduced in line with the stock’s percentage decline and investors could lose their entire investment. Any payment depends on UBS’s creditworthiness. The notes are sold in a minimum of 100 notes at $10 each, and their estimated initial value is expected to be between $9.44 and $9.69 per $10 note.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Lam Research Corporation, maturing on or about January 18, 2028. These unsecured debt obligations can pay periodic contingent coupons only if Lam Research’s share price on specified observation dates is at or above a preset coupon barrier; otherwise no coupon is paid for that period.
The notes are automatically called early if the share price on any observation date before maturity is at or above the initial level, in which case investors receive the principal plus any due coupon and the product terminates. If the notes are not called and the final share level is at or above a downside threshold, investors receive full principal at maturity; if it is below that threshold, repayment is reduced in line with the share’s decline and total loss of principal is possible.
The notes are issued in $10 denominations with a minimum $1,000 investment. UBS expects the initial value per $10 note to be between $9.42 and $9.67, and all payments depend on UBS’s creditworthiness. The notes will not be listed on any exchange.
UBS AG is offering $1,751,000 of Trigger Callable Contingent Yield Notes linked to the worst performer of the SPDR S&P Regional Banking ETF (KRE) and the Financial Select Sector SPDR Fund (XLF), maturing on May 11, 2028. The Notes pay a contingent coupon at a rate of 9.05% per annum (about $7.5417 per $1,000 Note per period) only if on each monthly observation date both ETFs close at or above their coupon barriers, set at 60% of initial levels ($40.85 for KRE and $33.54 for XLF). UBS may call the Notes in whole, but not in part, on any observation date beginning after 13 months, paying principal plus any due coupon and ending further payments. If the Notes are not called and either ETF finishes below its downside threshold (also 60% of initial level), repayment is reduced in line with the negative return of the worst-performing ETF, up to a total loss of principal. The Notes are unsecured debt of UBS, are not listed on any exchange, and carry both market risk from the underlying ETFs and UBS credit risk. The estimated initial value is $986.70 per $1,000 Note, below the $1,000 issue price.
UBS AG is offering Airbag Autocallable Contingent Yield Notes linked to the S&P 500® Index, combining contingent income with substantial downside risk. Each $1,000 Note pays a semiannual contingent coupon at a rate of at least 7.70% per annum if, on an observation date, the index closes at or above a coupon barrier set at 80.00% of the initial level; otherwise no coupon is paid.
Beginning after 12 months, the Notes are automatically called if the index closes at or above a call threshold equal to 100.00% of the initial level, in which case investors receive principal plus the applicable coupon and the Notes terminate. If not called, and on the final valuation date in 2030 the index is at or above the 80.00% downside threshold, investors receive full principal; if it is below, repayment is reduced so that investors lose 1.25% of principal for each 1% decline beyond the 20.00% threshold, up to a total loss.
The Notes are unsubordinated, unsecured obligations of UBS, not bank deposits and not insured, so all payments depend on UBS’s credit. They will not be listed on any exchange, and UBS estimates the initial value at $957.20–$987.20 per $1,000 Note, reflecting fees, hedging and funding costs.
UBS AG is offering $40,217,000 of Capped Leveraged S&P 500® Index‑Linked Medium‑Term Notes due February 16, 2027. Each note has a $1,000 face amount and pays no interest. At maturity, holders receive cash based on S&P 500® performance from the January 9, 2026 trade date to the February 11, 2027 determination date.
If the index rises, investors earn 150% of the index gain but are capped at a maximum settlement amount of $1,151.50 per $1,000, corresponding to a cap level of 110.10% of the initial index level of 6,966.28. If the index is flat, investors receive only their $1,000 principal. If the index falls, the notes lose 1% of principal for every 1% index decline, up to a total loss of principal.
The notes are unsecured obligations of UBS AG London Branch, carry full issuer credit risk, are not FDIC‑insured, and will not be listed on an exchange, so secondary market liquidity may be limited. The estimated initial value is $985.00 per $1,000, below the issue price, reflecting dealer compensation, hedging and funding costs.
UBS AG is offering trigger callable contingent yield notes linked to the worst performer of the Nasdaq-100, Russell 2000 and S&P 500 indices, maturing around July 18, 2029. The notes pay a contingent coupon only if, on every trading day in a quarter, each index stays at or above its coupon barrier, with a minimum coupon rate of at least 10.30% per annum on the $10 denomination.
UBS can call the notes on quarterly observation dates, repaying principal plus any due coupon, after which no further payments are made. If the notes are not called and any index finishes below its downside threshold (60% of its initial level), investors take a loss matching that index’s negative return and could lose their entire investment. Barriers are set at 70% (coupon) and 60% (downside) of initial index levels, the estimated initial value is expected between $9.60 and $9.90 per $10 note, and all payments depend on UBS’s credit.
UBS AG is offering Capped Buffer GEARS linked to an equally weighted basket of 10 equities, with a term of about 15 months. Each Security has a $10 principal amount and provides 2.00x leveraged exposure to any positive basket return, but gains are capped at a maximum gain of 30.00%–32.00%, for a maximum payment of $13.00–$13.20 per Security. The initial basket level will be set to 100.00 and the downside threshold to 92.00, giving an 8.00% buffer.
If the basket return is positive, the payout equals $10 times 1 plus the lesser of the geared basket return or the maximum gain. If the basket return is zero or negative but the final basket level stays at or above the downside threshold, investors receive their $10 principal back. If the final basket level falls below the downside threshold, principal is reduced in proportion to losses beyond the 8.00% buffer, and investors could lose almost all of their investment.
The Securities pay no interest, do not provide dividends on the basket assets, and will not be listed on an exchange. The issue price is $10.00, including a $0.20 underwriting discount, for net proceeds to UBS of $9.80 per Security. UBS estimates the initial value at $9.501–$9.801, reflecting its internal pricing models and costs. All payments depend on UBS’s credit; a default could result in total loss.