Welcome to our dedicated page for UBS SEC filings (Ticker: AMUB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Our SEC filing database is enhanced with expert analysis from Rhea-AI, providing insights into the potential impact of each filing on UBS's stock performance. Each filing includes a concise AI-generated summary, sentiment and impact scores, and end-of-day stock performance data showing the actual market reaction. Navigate easily through different filing types including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, proxy statements (DEF 14A), and Form 4 insider trading disclosures.
Designed for fundamental investors and regulatory compliance professionals, our page simplifies access to critical SEC filings. By combining real-time EDGAR feed updates, Rhea-AI's analytical insights, and historical stock performance data, we provide comprehensive visibility into UBS's regulatory disclosures and financial reporting.
UBS AG intends to offer Trigger Autocallable Contingent Yield Notes linked to the common stock of KKR & Co. Inc. The preliminary pricing supplement dated March 26, 2026 sets a trade date of March 26, 2026, settlement on March 30, 2026, final valuation on March 28, 2028 and maturity on March 30, 2028.
The Notes pay periodic contingent coupons only if the underlying closing level meets or exceeds a coupon barrier on observation dates (quarterly, beginning after six months) and will be automatically called early if the underlying closes at or above the initial level on any pre-final observation date; an automatic call pays principal plus any contingent coupon due on the call settlement date. If not called, principal is repaid at maturity only if the final level is at or above a disclosed downside threshold; otherwise repayment falls with the underlying return and investors can lose a significant portion or all principal.
Key terms disclosed here include a minimum investment of 100 Notes (representing $1,000), an estimated initial value range of $9.37 to $9.62 per Note as of the trade date, and example parameters showing a 60.00% downside threshold and a hypothetical contingent coupon near 14.17% per annum. All payments are subject to UBS credit risk.
UBS AG issues a preliminary pricing supplement for Trigger Autocallable Contingent Yield Notes linked to Corning Incorporated due on or about March 30, 2028. The Notes pay periodic contingent coupons only if the underlying stock meets coupon barriers on observation dates and can be automatically called early if the stock reaches the initial level on an observation date. The Notes repay principal at maturity only if the final level is at or above the downside threshold; otherwise investors suffer a loss equal to the underlying return and could lose their entire investment. The offering requires a minimum purchase of 100 Notes at $10 per Note (a $1,000 minimum). The trade date is March 26, 2026, settlement is expected on March 30, 2026, and the estimated initial value range is $9.41 to $9.66 per Note. The preliminary supplement emphasizes that all payments depend on UBS creditworthiness and that the Notes are subject to substantial market and liquidity risks.
UBS AG is offering Contingent Income Auto-Callable Securities linked to the common stock of Microsoft Corporation with a stated principal amount of $1,000.00 per security. Expected pricing date is April 2, 2026, expected original issue date is April 8, 2026, and expected maturity is April 5, 2029, subject to adjustment.
The securities pay a contingent payment of $25.25 (equivalent to 10.10% per annum) on each determination date if the underlying closing price is at or above the downside threshold of 65.00% of the initial price. If the underlying closing price on a determination date (other than the final determination date) is at or above the call threshold of 100.00% of the initial price, the securities will be redeemed early for principal plus the contingent payment.
If not redeemed early and the final price is below the downside threshold, UBS has elected to deliver cash in lieu of shares and investors will receive the cash value (exchange ratio × final price), exposing holders to loss of principal, potentially up to the entire investment. All payments are subject to the credit risk of UBS AG.
UBS AG offers Trigger Autocallable Contingent Yield Notes linked to Apple Inc. common stock due on or about April 5, 2029. The Notes have a term of approximately 3 years (trade date March 30, 2026; settlement April 2, 2026) and a principal amount of $1,000 per Note.
The Notes may pay quarterly contingent coupons at a per annum rate set on the trade date in the range 10.00% to 10.50% and feature an automatic call if the underlying stock closes at or above the call threshold (set at 100.00% of the initial level) on an observation date. The coupon barrier and downside threshold are each 70.00% of the initial level; if the Notes are not called and the final level is below the downside threshold, repayment at maturity can be less than principal, potentially resulting in a substantial or total loss. The estimated initial value range is $942.70 to $972.70, the issue price is $1,000 per Note, and underwriting discount is $20.00 per Note.
UBS AG is offering Contingent Income Auto-Callable Securities with Memory Coupon due on or about April 7, 2027, linked to the ADRs of Taiwan Semiconductor Manufacturing Company Limited ("TSM"). These securities have a $1,000 stated principal amount per security and pay a contingent payment of $33.00 (equivalent to 13.20% per annum) on each contingent payment date only if the closing price of the underlying ADR on the related determination date is at least 60.00% of the initial price (the downside threshold). If the closing price meets the call threshold (equal to 100.00% of the initial price) on an early determination date, the securities are automatically redeemed for the stated principal plus the contingent payment(s). If not redeemed and the final price is below the downside threshold, investors receive a cash value equal to the exchange ratio multiplied by the final price and may lose a significant portion, or all, of their investment. Pricing date is expected to be April 2, 2026 and the original issue date is expected to be April 8, 2026. All payments are subject to the credit risk of UBS AG.
UBS AG is offering Contingent Income Auto-Callable Securities linked to the common stock of Apple Inc. The securities have a $1,000.00 stated principal amount per security, an expected pricing date of April 2, 2026, and an expected maturity date of about April 5, 2029.
Holders may receive a contingent payment of $26.00 (10.40% per annum) on specified determination dates if the closing price of Apple is at or above the downside threshold level (equal to 70.00% of the initial price). The notes are auto-callable if Apple’s closing price meets or exceeds the call threshold (equal to 100.00% of the initial price) on a determination date; otherwise holders face downside exposure and may receive a cash value at maturity that could be substantially less than principal. All payments are subject to UBS AG credit risk.
UBS AG is offering Airbag Autocallable Yield Notes linked to the least performing of Alphabet Class C (GOOG), NVIDIA (NVDA) and TSMC ADRs (TSM). Each Note has a principal amount of $1,000, a coupon rate of 12.25% per annum and a term of approximately two years unless automatically called.
The strike date is March 25, 2026, trade date March 26, 2026, final valuation date March 27, 2028 and maturity March 30, 2028. Call threshold levels equal 100.00% of initial levels; conversion levels equal 66.75% of initial levels. Initial levels are GOOG $289.59, NVDA $178.68, and TSM $347.75. If not called and any final level is below its conversion level, holders receive a share delivery amount of the least performing underlying asset, which may be worth less than principal.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the least performing of the Swiss Market Index and the S&P 500® Index with a term of approximately three years and a principal amount of $10 per Note. The securities pay periodic contingent coupons only if both underlyings meet coupon barriers on observation dates; they are callable quarterly beginning after six months and repay principal at maturity only if both underlyings are at or above their downside thresholds. The contingent coupon rate range is 8.40% to 9.00% per annum; the estimated initial value range is $9.273 to $9.573 per Note. Trade date is March 27, 2026, settlement March 31, 2026, final valuation date March 27, 2029, and maturity March 29, 2029. All payments are unsecured obligations of UBS and subject to UBS credit risk; investors may lose a significant portion or all of their investment if the Notes are not called and a least performing underlying is below its downside threshold.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Microsoft Corporation due March 27, 2028. The notes pay contingent quarterly coupons only if the underlying closes at or above a coupon barrier and are automatically called if the underlying closes at or above the initial level on quarterly observation dates beginning after 12 months.
If not called, principal is repaid at maturity only if the final level is at or above an 80.00% downside threshold; if the final level is below that threshold you incur a loss equal to the underlying return, and could lose all principal. The notes are unsecured obligations of UBS and are subject to UBS credit risk. The estimated initial value on the trade date was $9.79 per $10 Note.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Microsoft Corporation due on or about March 27, 2028. The notes pay periodic contingent coupons only if the underlying stock meets the coupon barrier on observation dates and will be automatically called early if the stock reaches or exceeds the initial level on any quarterly observation date after 12 months. If not called, principal is repaid at maturity only if the final level is at or above an 80.00% downside threshold; otherwise, repayment falls with the underlying return and investors can lose a substantial portion or all principal. Trade date is March 25, 2026 with settlement March 27, 2026. Minimum investment is 100 notes ($1,000). UBS states an estimated initial value range of $9.43 to $9.68 per $10 note and provides a hypothetical contingent coupon rate of 12.22% per annum in examples.