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UBS AG SEC Filings

AMUB NYSE

Welcome to our dedicated page for UBS SEC filings (Ticker: AMUB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.

Our SEC filing database is enhanced with expert analysis from Rhea-AI, providing insights into the potential impact of each filing on UBS's stock performance. Each filing includes a concise AI-generated summary, sentiment and impact scores, and end-of-day stock performance data showing the actual market reaction. Navigate easily through different filing types including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, proxy statements (DEF 14A), and Form 4 insider trading disclosures.

Designed for fundamental investors and regulatory compliance professionals, our page simplifies access to critical SEC filings. By combining real-time EDGAR feed updates, Rhea-AI's analytical insights, and historical stock performance data, we provide comprehensive visibility into UBS's regulatory disclosures and financial reporting.

Rhea-AI Summary

UBS is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Advanced Micro Devices, Inc. The Notes trade March 25, 2026, settle March 27, 2026, have a final valuation date of March 23, 2028 and mature on March 27, 2028. Each Note has a Principal Amount of $10, a minimum investment of 100 Notes, and an estimated initial value of $9.82 as of the trade date.

The Notes pay a periodic contingent coupon only if the underlying closing level on an observation date is at or above the coupon barrier; otherwise no coupon is paid. The Notes will be automatically called early if the underlying closing level on any observation date prior to maturity is at or above the initial level, in which case holders receive principal plus any contingent coupon then due. If not called, repayment at maturity depends on the final level relative to the downside threshold (example downside threshold shown as $50.00, or 50.00% of the initial level); if the final level is below that threshold, holders suffer a loss equal to the underlying return and could lose the entire principal. Any payment is subject to the creditworthiness of UBS AG.

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Rhea-AI Summary

UBS AG offers Trigger Autocallable Contingent Yield Notes linked to Advanced Micro Devices, Inc. common stock due on or about March 27, 2028. The preliminary pricing supplement dated March 25, 2026 sets the trade date as March 25, 2026 and expected settlement on March 27, 2026.

Each Note has a principal amount of $10, a minimum purchase of 100 Notes ($1,000), and an estimated initial value between $9.44 and $9.69. The Notes pay periodic contingent coupons only if the underlying closing level meets or exceeds a coupon barrier (example coupon barrier and downside threshold shown as $50.00, equal to 50.00% of the initial level). The Notes may autocall early if the underlying closes at or above the initial level on an observation date; otherwise repayment at maturity is contingent on the final level and could result in a loss equal to the underlying return, including a total loss of principal. All payments are subject to UBS's creditworthiness and the final terms will be set on the trade date.

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Rhea-AI Summary

UBS AG offers $600,000 of Trigger Autocallable Contingent Yield Notes linked to the common stock of ServiceNow, Inc., due March 27, 2028. The Notes pay periodic contingent coupons only if the underlying closing level meets a coupon barrier on observation dates and are automatically called if the underlying closes at or above the initial level on a quarterly observation (beginning after six months).

If not called, principal repayment at maturity is contingent: if the final level is at or above the downside threshold the principal amount is paid; if below, holders suffer a loss equal to the percentage decline in the underlying and could lose all principal. Payments depend on UBS creditworthiness.

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Rhea-AI Summary

UBS AG is offering $810,000 in Trigger Autocallable Contingent Yield Notes linked to Alphabet Inc. Class C stock, due March 27, 2029. The Notes pay contingent coupons only if observation-date closing levels meet a coupon barrier, can be autocalled early if the underlying meets the initial level, and repay principal at maturity only if the final level is at or above a downside threshold; otherwise investors suffer a loss equal to the underlying return and could lose their entire investment. The Notes are unsecured obligations of UBS and subject to UBS credit risk.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to NVIDIA Corporation due March 27, 2029. The Notes pay contingent coupons only if the underlying closing level meets the coupon barrier on observation dates and can be automatically called early if the underlying meets or exceeds the initial level on any prior observation date. The Notes repay principal at maturity only if the final level is at or above a 70.00% downside threshold; if below, principal repayment is reduced pro rata to the underlying return and investors could lose a significant portion or all of their investment. Trade and settlement dates are March 25, 2026 and March 27, 2026; final valuation and maturity dates are March 23, 2029 and March 27, 2029. Minimum investment is 100 Notes at $10 per Note; the estimated initial value is $9.69. An illustrative contingent coupon rate shown is 15.08% per annum and the downside threshold and coupon barrier example are $70.00 (70.00% of the initial level). Any payments are subject to UBS's creditworthiness.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to Micron Technology common stock due March 29, 2027. The Notes pay a contingent coupon only if the underlying closes at or above a coupon barrier on observation dates and may be automatically called quarterly beginning after nine months if the underlying equals or exceeds the initial level. If not called, principal is repayable at maturity only if the final level is at or above a downside threshold; otherwise principal is reduced pro rata to the underlying return and could result in total loss. Payments depend on UBS creditworthiness. Trade and settlement dates are March 25, 2026 and March 27, 2026. The estimated initial value was $9.67 per Note; minimum investment is 100 Notes ($1,000). Example terms show a 28.04% per annum contingent coupon rate, a downside threshold of $65.00 (65% of initial level), and illustrative outcomes including a potential payment of $3.90 per Note in a negative scenario.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of ServiceNow, Inc. The preliminary pricing supplement dated March 25, 2026 sets trade and settlement dates of March 25, 2026 and March 27, 2026, with a final valuation date of March 23, 2028 and maturity on March 27, 2028.

The Notes pay periodic contingent coupons only if the underlying closing level meets or exceeds a coupon barrier on observation dates and are automatically called if the underlying equals or exceeds the initial level on any quarterly observation (beginning ~6 months). If not called, principal is returned at maturity only if the final level is at or above the downside threshold; otherwise principal is reduced pro rata to the underlying return, with potential for total loss. Examples show a $10 principal, an illustrative contingent coupon of $0.3595 per $10 Note (a 14.38% per annum rate in the example), and a sample downside outcome paying $3.00 per Note.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the Class C capital stock of Alphabet Inc. The trade date is March 25, 2026, settlement is March 27, 2026, final valuation date is March 23, 2029, and expected maturity is March 27, 2029. The Notes are sold in $10 denominations with a minimum purchase of 100 Notes ($1,000).

The Notes pay periodic contingent coupons only if the underlying closing level on each observation date is at or above the coupon barrier; otherwise no coupon is paid. The Notes are automatically called if the underlying closes at or above the initial level on any observation date prior to maturity. If not called, principal repayment at maturity is contingent: full principal is repaid if the final level is at or above the downside threshold (70% of the initial level); otherwise repayment is reduced pro rata to the underlying return and investors may lose a significant portion or all of their investment. Estimated initial value range is $9.36 to $9.61 per Note as of the trade date. All payments are subject to UBS's creditworthiness.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to NVIDIA Corporation stock due on or about March 27, 2029. The notes pay periodic contingent coupons only if the underlying closing level meets the coupon barrier on an observation date and are automatically called if the underlying closes at or above the initial level on any observation date prior to the final valuation date. If not called, principal repayment at maturity is contingent: if the final level is at or above the downside threshold, UBS will repay the $10 principal; if the final level is below that threshold, repayment will be reduced proportionally to the underlying return, potentially resulting in a total loss of principal. Any payments depend on UBS’s creditworthiness. Trade date is March 25, 2026, settlement is March 27, 2026, final valuation date is March 23, 2029, and the notes are offered in minimum denominations of 100 notes at $10 per note. The preliminary pricing range for the estimated initial value on the trade date is between $9.36 and $9.61.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to Micron Technology, Inc. stock due on or about March 29, 2027. The Notes pay a contingent coupon only when the underlying closing level meets or exceeds a coupon barrier on observation dates; they are auto‑callable quarterly beginning after nine months if the underlying closes at or above the initial level. At maturity, if not called and the final level is below the downside threshold, repayment may be reduced pro rata to the underlying return and you could lose a significant portion or all of your investment. Trade date is March 25, 2026, settlement date is March 27, 2026, final valuation date is March 24, 2027. Minimum investment is 100 Notes at $10 per Note; estimated initial value range is between $9.41 and $9.66 per Note as of the trade date.

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FAQ

How many UBS (AMUB) SEC filings are available on StockTitan?

StockTitan tracks 8005 SEC filings for UBS (AMUB), including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and Form 4 insider trading disclosures. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for UBS (AMUB)?

The most recent SEC filing for UBS (AMUB) was filed on March 25, 2026.