Welcome to our dedicated page for UBS SEC filings (Ticker: AMUB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Our SEC filing database is enhanced with expert analysis from Rhea-AI, providing insights into the potential impact of each filing on UBS's stock performance. Each filing includes a concise AI-generated summary, sentiment and impact scores, and end-of-day stock performance data showing the actual market reaction. Navigate easily through different filing types including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, proxy statements (DEF 14A), and Form 4 insider trading disclosures.
Designed for fundamental investors and regulatory compliance professionals, our page simplifies access to critical SEC filings. By combining real-time EDGAR feed updates, Rhea-AI's analytical insights, and historical stock performance data, we provide comprehensive visibility into UBS's regulatory disclosures and financial reporting.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Eaton Corporation plc. The Notes have a principal amount of $10 per Note, a trade date of May 1, 2026, settlement on May 5, 2026, a final valuation date of May 3, 2027 and a maturity date of May 5, 2027. The Notes pay a contingent coupon only if the underlying stock is at or above the coupon barrier on observation dates and are automatically called if the underlying is at or above the initial level on any observation date prior to the final valuation date. The Notes repay principal at maturity only if the final level is at or above the disclosed downside threshold; if below, repayment is reduced proportionally and investors could lose all principal. Minimum purchase is 100 Notes ($1,000). The estimated initial value range is $9.49 to $9.74 per Note. Investing involves significant market risk and is subject to UBS credit risk.
UBS AG offers $3,000,000 aggregate principal amount of Contingent Income Auto-Callable Securities due November 3, 2026 linked to the Class A common stock of Alphabet Inc.
Each $1,000 security pays a contingent payment of $11.50 on a determination date if Alphabet's closing price is >= $279.95 (80% of the initial price). Securities may auto-redeem early if the closing price meets the $349.94 call threshold on eligible determination dates; if not redeemed and the final price is below the downside threshold, holders receive a cash value and may lose a substantial portion or all principal. Payments are unsecured and subject to UBS credit risk.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the American depositary receipts of Arm Holdings plc due May 5, 2028. The Notes pay a contingent coupon only when the underlying ADR closing level on an observation date is at or above the coupon barrier; otherwise no coupon is paid.
If the underlying ADR closes at or above the initial level on any observation date prior to the final valuation date, the Notes are automatically called and investors receive principal plus any contingent coupon on the corresponding call settlement date. If not called, repayment at maturity is contingent: the full principal is returned only if the final level is at or above the downside threshold; if final level is below that threshold, principal is reduced pro rata to the underlying return and could result in loss of all principal.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to Advanced Micro Devices, Inc. common stock due May 5, 2028. The offering references $421,000 and sets a principal amount of $10 per Note with an estimated initial value of $9.81 as of the trade date. The Notes may pay periodic contingent coupons only if the underlying closing level meets the coupon barrier on observation dates and may be automatically called early if the underlying closes at or above the initial level on an observation date. If not called, repayment of principal at maturity is contingent on the final level relative to a downside threshold; if the final level is below the downside threshold, investors face a loss equal to the underlying return and could lose all of their investment. Trade date is May 1, 2026, settlement is May 5, 2026, final valuation date is May 3, 2028, and maturity is May 5, 2028. All payments are subject to the creditworthiness of UBS and the Notes will not be listed on an exchange.
UBS AG offers preliminary terms for $• Trigger Autocallable Contingent Yield Notes linked to American depositary receipts of Arm Holdings plc due on or about May 5, 2028. The Notes pay contingent coupons only if observation-date levels meet coupon barriers and may auto-call early if observation-date levels meet the initial level. If not called, principal repayment at maturity is contingent: full principal is paid only if the final level is at or above the downside threshold; otherwise repayment is reduced proportionally to the underlying return, and you could lose your entire investment. Payments depend on UBS creditworthiness. Trade date is May 1, 2026 with settlement expected May 5, 2026. Minimum investment is 100 Notes at $10 per Note.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Advanced Micro Devices, Inc. The Notes pay periodic contingent coupons only if the underlying closes at or above a coupon barrier on observation dates and may be automatically called early if the underlying closes at or above the initial level on any observation date. If not called, principal is repaid at maturity only if the final level is at or above the downside threshold; otherwise investors suffer a principal loss equal to the underlying return. Trade date is May 1, 2026, settlement May 5, 2026, final valuation date May 3, 2028 and maturity May 5, 2028. Principal amount per Note is $10; minimum investment is 100 Notes ($1,000). Estimated initial value is shown as $9.45–$9.70. The Notes are unsecured obligations of UBS and repayment is subject to UBS creditworthiness.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Generac Holdings Inc. The Notes pay periodic contingent coupons only if the underlying stock closes at or above a coupon barrier on observation dates and may be automatically called early if the underlying closes at or above the initial level on any prior observation date. At maturity, if not called, principal is repaid only if the final level is at or above the downside threshold; otherwise principal is reduced proportionally to the underlying return and could result in total loss. Payments are subject to UBS credit risk. Trade date is May 1, 2026, settlement May 5, 2026, final valuation date May 3, 2027, and maturity May 5, 2027. The estimated initial value per $10 Note is $9.51.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to NVIDIA Corporation stock due May 7, 2029. Each $10 Note may pay periodic contingent coupons only if observation-date closing levels meet the coupon barrier and may be automatically called if the underlying >= the initial level on an observation date. If not called, principal repayment at maturity is contingent: full principal is paid only if the final level >= the downside threshold; if the final level is below that threshold, repayment is reduced proportionally to the underlying return and you could lose a significant portion or all of your investment. Payments depend on UBS creditworthiness. Estimated initial value per Note is $9.70. Trade date is May 1, 2026 and settlement is May 5, 2026.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Eaton Corporation plc with final maturity on May 5, 2027. The Notes pay periodic contingent coupons only if the underlying's closing level on observation dates meets the coupon barrier and will be automatically called early if the underlying equals or exceeds the initial level on any observation date. If not called, principal repayment at maturity is contingent: full $10 principal is paid if the final level is at or above the downside threshold; if below, repayment equals $10 x (1 + underlying return), exposing investors to the underlying's percentage decline and possible total loss. Payments depend on UBS's creditworthiness. Minimum purchase is 100 Notes at $10 per Note; the issuer's estimated initial value per Note on the trade date is $9.73.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Alcoa Corporation due May 5, 2027. The notes pay a contingent coupon only if the underlying closing level on an observation date is at or above the coupon barrier and will be automatically called early if the underlying closes at or above the initial level on any prior observation date. If not called, principal is repaid at maturity only if the final level is at or above the downside threshold; otherwise principal is reduced in proportion to the underlying return and investors can suffer substantial or total losses. Trade date is May 1, 2026 with settlement expected May 5, 2026. The estimated initial value per note is $9.69 and the minimum purchase is 100 notes ($1,000). All payments are subject to UBS credit risk.