Welcome to our dedicated page for UBS ETRACS Alerian MLP Index ETN Series B SEC filings (Ticker: AMUB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The ETRACS Alerian MLP Index ETN Series B due July 18, 2042 (AMUB) is issued by UBS AG, a foreign private issuer that reports to the US Securities and Exchange Commission. UBS AG indicates that it files a registration statement on Form F-3, including a prospectus and supplements, for offerings of securities related to ETRACS ETNs such as AMUB. These documents set out the terms of the ETN and include a "Risk Factors" section that UBS urges investors to review before investing.
UBS AG also submits annual reports on Form 20-F and periodic reports on Form 6-K. In its Form 6-K filings, UBS provides information on capitalization, total debt issued, equity and other capital and liquidity metrics, as well as updates on regulatory developments and other corporate matters. UBS AG notes that its consolidated financial statements are prepared in accordance with IFRS Accounting Standards, and that certain 6-K reports are incorporated by reference into its Form F-3 registration statement.
For AMUB, the relevant SEC filings include the base prospectus, prospectus supplements and any pricing supplements that describe the specific terms of the ETRACS Alerian MLP Index ETN Series B. UBS’s public materials state that these offering documents are available through the SEC’s EDGAR system. They also clarify that the securities related to the offerings are not deposit liabilities and are not insured or guaranteed by the Federal Deposit Insurance Corporation or any other governmental agency of the United States, Switzerland or any other jurisdiction.
On this page, users can access AMUB-related SEC filings and associated issuer reports. The platform provides real-time updates from EDGAR and AI-powered summaries that explain the key points of lengthy documents, such as registration statements, prospectus supplements and UBS AG’s periodic reports. This allows investors to quickly identify disclosures that affect AMUB, including risk factor updates, capital and funding information, and other details relevant to UBS AG’s role as issuer of this senior unsecured ETN.
UBS AG is offering $35,060,300 of Trigger Callable Contingent Yield Notes with Daily Coupon Observation at $10 per note. These unsecured debt securities pay a contingent coupon at a rate of 10.55% per annum only if, on every trading day in a quarter, the Nasdaq-100, Russell 2000 and S&P 500 indexes all stay at or above their coupon barriers, set at 70% of their initial levels. Missing that barrier on any day for any index cancels that quarter’s coupon.
UBS can call the notes in whole on quarterly observation end dates before maturity and, if it does, pays back principal plus any due coupon, with no further payments. If the notes are not called and, on the final valuation date in July 2029, each index is at or above its downside threshold (60% of its initial level), investors receive full principal back. If any index finishes below its downside threshold, repayment is reduced one-for-one with the worst index’s loss, up to a total loss of principal.
The notes are not listed, may have limited liquidity, and all payments depend on UBS’s credit. The estimated initial value is $9.90 per $10 note, below the issue price, reflecting fees, hedging costs and UBS’s internal funding rate.
UBS AG is offering $2,131,000 of Trigger Callable Contingent Yield Notes linked to the least performing of the Dow Jones Industrial Average, Nasdaq-100 Technology Sector Index and Russell 2000 Index, maturing January 19, 2029. The notes pay a monthly contingent coupon at a 10.00% per annum rate ($8.3333 per $1,000) only if each index closes at or above its coupon barrier, set at 65.00% of its initial level, on the relevant observation date.
UBS can call the notes in whole, beginning after six months, paying principal plus any due coupon, after which no further payments are made. If the notes are not called and any index finishes below its 65.00% downside threshold, repayment is reduced in line with the worst index’s loss, up to a total loss of principal. The notes are unsecured obligations of UBS, carry UBS credit risk, are not insured, will not be listed on an exchange, and had an estimated initial value of $968.70 per $1,000 at pricing, below the issue price.
UBS AG plans to issue Step Down Trigger Autocallable Notes linked to the Solactive U.S. Large Cap Volatility Navigator Index, with a term of about 10 years and quarterly observation dates beginning after 12 months. The Notes may be automatically called if the index closes at or above a call threshold on any observation date, paying a call price that combines the $1,000 principal with a call return based on a 21.00% per annum rate that increases the longer the Notes remain outstanding.
If the Notes are never called and the final index level is below the downside threshold, set at 60.00% of the initial level, investors receive $1,000 × (1 + underlying return), exposing them to full downside beyond that point and potentially a total loss of principal. The index itself is complex, using up to 500% leverage, a 35% target volatility and a 6.0% per annum daily decrement that drags on performance. UBS discloses an estimated initial value between $895.80 and $925.80 per $1,000 Note, reflecting fees, hedging and funding costs, and emphasizes that all payments depend on its creditworthiness.
UBS AG is offering $6.889 million of Trigger Callable Contingent Yield Notes linked to the worst performer of the Nasdaq-100 Technology Sector Index, the Russell 2000 Index and the S&P 500 Index, maturing in January 2030. The Notes pay a 10.30% per annum contingent coupon (about $8.5833 per $1,000 monthly) only if on each observation date all three indices are at or above their coupon barriers set at 70% of initial levels.
UBS can call the Notes in whole on any monthly observation date after three months, returning principal plus any due coupon, after which no further payments are made. If the Notes are not called and each index finishes at or above its downside threshold (60% of initial), investors receive full principal; if any index finishes below its downside threshold, repayment is reduced one-for-one with the loss of the worst index, and all principal can be lost.
The Notes are unsecured debt of UBS, not insured deposits, will not be listed on an exchange, and their estimated initial value is $965.90 per $1,000, reflecting fees and UBS’ internal funding rate.
UBS AG is offering Trigger Callable Contingent Yield Notes linked to the least performing of the Russell 2000 Index and the S&P 500 Index, each with a $1,000 principal amount and a contingent coupon rate of 8.80% per annum. Investors receive quarterly coupons only if both indices close at or above their coupon barriers, set at 70% of each initial level. UBS can call the notes on any quarterly observation date (other than the final one) and repay principal plus the due coupon, ending all future payments.
If the notes are not called and, at maturity in January 2031, both indices are at or above their downside thresholds, set at 60% of initial levels, investors receive full principal back (plus any final coupon if barriers are met). If any index finishes below its downside threshold, repayment is reduced one-for-one with the decline of the worst-performing index, and all principal can be lost. The estimated initial value is between $959.20 and $989.20 per note, and all payments depend on the creditworthiness of UBS.
UBS AG is offering Trigger Callable Contingent Yield Notes linked to the worst performer of the Russell 2000 Index and the S&P 500 Index, maturing around January 27, 2028. Each Note has a $1,000 principal amount and pays a 7.65% per annum contingent coupon (about $19.125 per quarter) only if, on the relevant observation date, both indices close at or above their coupon barriers, set at 60.00% of their initial levels.
UBS can call the Notes in whole on any quarterly observation date after six months, paying back principal plus any due coupon, after which no further payments are made. If the Notes are not called and both indices finish at or above their downside thresholds (also 60.00% of initial levels), investors receive the full $1,000 at maturity. If any index finishes below its downside threshold, repayment is reduced in line with the percentage loss of the worst-performing index, and investors can lose all of their investment.
The Notes are unsecured obligations of UBS, not deposits, and are not insured. The estimated initial value is expected between $959.20 and $989.20 per $1,000 Note, reflecting dealer compensation and structuring costs, and there is no listing or assured secondary market.
UBS AG is issuing $410,000 of Trigger Callable Contingent Yield Notes linked to the least performing of the Nasdaq-100, Russell 2000 and S&P 500 indices, maturing January 19, 2029. Each $1,000 note offers a 9.90% per annum contingent coupon, paid monthly as $8.25 only if all three indices close at or above their coupon barriers on each observation date.
UBS can call the notes in whole, starting after three months, paying back principal plus any due coupon, and ending all future payments. If the notes are not called and all indices finish at or above their downside thresholds (70% of initial levels), investors receive full principal at maturity. If any index finishes below its downside threshold, repayment is reduced in line with the worst-performing index and can fall to zero, causing a full loss of principal.
The notes are unsecured obligations of UBS AG, with an estimated initial value of $962.70 per note, below the $1,000 issue price. Any payment depends on UBS’s credit, the notes will not be listed, and liquidity and tax treatment are subject to significant uncertainties.
UBS AG is offering preliminary Trigger Callable Contingent Yield Notes linked to the least performing of the Nasdaq‑100 Technology Sector Index, Russell 2000 Index and S&P 500 Index, maturing around January 26, 2029. The Notes pay a 10.35% per annum contingent coupon (about $8.625 per $1,000 monthly) only when on an observation date the closing level of each index is at or above its coupon barrier set at 70% of its initial level.
UBS may call the Notes in whole on any monthly observation date starting after three months, returning principal plus any due coupon, with no further payments. If the Notes are not called and on the final valuation date every index is at or above its downside threshold of 55% of its initial level, investors receive full principal back (plus any final coupon). If any index finishes below its downside threshold, repayment is reduced one‑for‑one with the loss on the worst index, and investors can lose up to all of their investment. All payments depend on UBS’s credit, and the Notes will not be listed, with an estimated initial value between $960.60 and $990.60 per $1,000.
UBS AG is offering Trigger Callable Contingent Yield Notes linked to the worst performer of the Nasdaq-100 Index, the Russell 2000 Index and the S&P 500 Index, maturing around July 18, 2029. The notes pay a quarterly contingent coupon only if, on every trading day in the observation period, each index stays at or above a coupon barrier set at 70% of its initial level. The indicated minimum contingent coupon rate is at least 10.85% per annum on the $10 principal amount per note.
UBS can call the notes in whole on any quarterly observation end date (except the final one), returning principal plus any due coupon, after which no further payments are made. If the notes are not called and any index finishes below its downside threshold of 60% of its initial level, investors receive $10 multiplied by one plus the return of the worst-performing index, which can mean a substantial or total loss of principal. All payments depend on UBS’s creditworthiness, and the estimated initial value per $10 note is expected to be between $9.60 and $9.90.
UBS AG is offering $979,000 of Trigger Callable Contingent Yield Notes linked to the least performing of the Nasdaq-100® Technology Sector Index, the Russell 2000® Index and the S&P 500® Index, each with coupon barriers and downside thresholds set at 70.00% of their initial levels. The Notes pay a contingent coupon at a rate of 11.15% per annum (about $9.2917 per $1,000 monthly) only if on each observation date the closing level of every index is at or above its coupon barrier.
UBS may call the Notes in whole, but not in part, on any monthly observation date beginning after 3 months, returning the $1,000 principal per Note plus any due coupon, after which no further payments are made. If the Notes are not called and, at maturity in December 2027, each index is at or above its downside threshold, investors receive full principal; otherwise repayment is reduced in line with the negative return of the worst-performing index and can fall to zero.
The Notes are unsecured obligations of UBS AG London Branch, are not deposit products, will not be listed on an exchange, and their value and any payments depend on UBS’s creditworthiness. The estimated initial value per Note is $971.60, reflecting embedded fees and UBS’s internal funding rate.