Welcome to our dedicated page for UBS ETRACS Alerian MLP Index ETN Series B SEC filings (Ticker: AMUB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The ETRACS Alerian MLP Index ETN Series B due July 18, 2042 (AMUB) is issued by UBS AG, a foreign private issuer that reports to the US Securities and Exchange Commission. UBS AG indicates that it files a registration statement on Form F-3, including a prospectus and supplements, for offerings of securities related to ETRACS ETNs such as AMUB. These documents set out the terms of the ETN and include a "Risk Factors" section that UBS urges investors to review before investing.
UBS AG also submits annual reports on Form 20-F and periodic reports on Form 6-K. In its Form 6-K filings, UBS provides information on capitalization, total debt issued, equity and other capital and liquidity metrics, as well as updates on regulatory developments and other corporate matters. UBS AG notes that its consolidated financial statements are prepared in accordance with IFRS Accounting Standards, and that certain 6-K reports are incorporated by reference into its Form F-3 registration statement.
For AMUB, the relevant SEC filings include the base prospectus, prospectus supplements and any pricing supplements that describe the specific terms of the ETRACS Alerian MLP Index ETN Series B. UBS’s public materials state that these offering documents are available through the SEC’s EDGAR system. They also clarify that the securities related to the offerings are not deposit liabilities and are not insured or guaranteed by the Federal Deposit Insurance Corporation or any other governmental agency of the United States, Switzerland or any other jurisdiction.
On this page, users can access AMUB-related SEC filings and associated issuer reports. The platform provides real-time updates from EDGAR and AI-powered summaries that explain the key points of lengthy documents, such as registration statements, prospectus supplements and UBS AG’s periodic reports. This allows investors to quickly identify disclosures that affect AMUB, including risk factor updates, capital and funding information, and other details relevant to UBS AG’s role as issuer of this senior unsecured ETN.
UBS AG is offering $750,000 of Trigger Callable Contingent Yield Notes, issued in $1,000 denominations and linked to the least performing of the Nasdaq-100 Technology Sector Index, the Russell 2000 Index and the S&P 500 Index, maturing in January 2029.
The notes pay an 11.00% per annum contingent coupon (about $9.1667 per month per $1,000) only when all three indexes close at or above 70% of their initial levels on an observation date. UBS can call the notes in whole on any monthly observation date starting after three months, returning principal plus any due coupon, and ending all future payments.
If the notes are not called and any index finishes below its 70% downside threshold at maturity, investors lose principal one-for-one with the decline of the worst-performing index and could lose their entire investment. The notes are unsecured, unsubordinated obligations of UBS AG London Branch, with payments subject to UBS credit risk. The estimated initial value per $1,000 note is $966.80, reflecting fees, hedging and UBS’ internal funding rate.
UBS AG is offering $3,000,000 of Trigger Callable Contingent Yield Notes linked to the worst performer of three sector ETFs: Energy (XLE), Real Estate (XLRE) and Utilities (XLU), maturing in January 2028. The notes pay an 11.25% per annum contingent coupon only if, on each monthly observation date, all three ETFs close at or above their coupon barriers, set at 70% of their initial levels. UBS can call the notes in whole on any observation date after three months, returning principal plus any due coupon, and ending further payments.
If the notes are not called and, at maturity, any ETF finishes below its downside threshold (also 70% of its initial level), investors receive $1,000 multiplied by 1 plus the return of the worst-performing ETF, which can result in a full loss of principal. The estimated initial value is $973.90 per $1,000 note, below the issue price, reflecting fees, hedging costs and UBS’ internal funding rate. All payments depend on UBS’ credit; a default could lead to loss of the entire investment.
UBS AG is offering Trigger Callable Contingent Yield Notes linked to the least performing of the Nasdaq-100, Russell 2000 and S&P 500 indexes, maturing around January 28, 2030. The Notes pay a 10.35% per annum contingent coupon (about $8.625 per $1,000 monthly) only if on each observation date all three indexes are at or above 70% of their initial levels. UBS can call the Notes in whole on any monthly observation date starting after three months, returning principal plus any due coupon.
If the Notes are not called and at maturity all indexes are at or above their downside thresholds (70% of initial), investors receive back the $1,000 principal. If any index finishes below its downside threshold, repayment is reduced 1-for-1 with the decline of the worst-performing index, up to a total loss of principal. The Notes are unsecured obligations of UBS, not listed, and have an estimated initial value between $960.50 and $990.50 per $1,000 issue price.
UBS AG is offering Trigger Autocallable Contingent Yield Notes with Memory Interest linked to Tesla, Inc. stock, with a total issue size of $689,000 and $1,000 per Note, maturing on July 19, 2027. The Notes pay a contingent coupon at a rate of 19.25% per annum ($48.125 per quarter) only if Tesla’s closing price on each quarterly observation date is at or above the coupon barrier of $307.44, which is 70.00% of the initial level of $439.20. Missed coupons can be paid later under the “memory interest” feature if conditions are met.
The Notes are automatically called early if Tesla closes at or above the call threshold level of $439.20 (100.00% of the initial level) on any observation date before final valuation, returning principal plus the relevant coupons and ending the investment. If not called and Tesla’s final level is at or above the $307.44 downside threshold, investors get back principal in cash. If the final level is below the downside threshold, investors receive 2.2769 Tesla shares per Note (plus cash for any fraction), exposing them to full downside below the barrier and potentially a near-total loss.
The estimated initial value is $967.70 per Note, below the $1,000 issue price, reflecting fees and UBS’ internal funding rate. The Notes are unsecured, unsubordinated obligations of UBS, not listed on any exchange, and all payments depend on UBS’ credit; a UBS default could result in losing the entire investment.
UBS AG is offering $3,129,000 of Trigger Callable Contingent Yield Notes linked to the least performing of the SPDR S&P Regional Banking ETF (KRE), the Nasdaq-100 Technology Sector Index (NDXT) and the Energy Select Sector SPDR Fund (XLE), maturing in January 2029.
The notes pay an 11.60% per annum contingent coupon only if, on each monthly observation date, every underlying is at or above its coupon barrier set at 70% of its initial level. UBS can call the notes after six months, repaying principal plus any due coupon, ending all future payments.
If the notes are not called and any underlying finishes below its downside threshold at 50% of its initial level, investors lose principal in line with the worst performer and could lose their entire investment. Any payment depends on UBS’s creditworthiness, and the estimated initial value of each $1,000 note is $977.20, below the issue price.
UBS AG is offering Trigger Autocallable Yield Notes linked to the common stock of Datadog, Inc., maturing on January 20, 2028. Each Note has a $1,000 principal amount and pays a fixed coupon at a rate of 13.00% per annum, paid monthly, regardless of Datadog’s share performance, unless the Notes are automatically called.
The Notes can be called early beginning after six months if Datadog’s closing price on an observation date is at or above the call threshold level of $122.41, which equals 100.00% of the initial level. If called, investors receive the principal plus the coupon for that date and no further payments. If the Notes are not called and Datadog’s final level on January 14, 2028 is at or above the downside threshold of $67.33 (55.00% of the initial level), investors receive full principal at maturity.
If the Notes are not called and the final level is below the downside threshold, the maturity payment is reduced in line with Datadog’s percentage decline, and investors can lose some or all of their initial investment. The Notes are unsecured, unsubordinated obligations of UBS, carry an estimated initial value between $955.60 and $985.60 per Note, will not be listed on an exchange, and expose holders to both market risk in Datadog shares and the credit risk of UBS.
UBS AG is offering Trigger Autocallable Contingent Yield Notes with Memory Interest linked to the least performing of the Nasdaq-100 Index, Russell 2000 Index, Financial Select Sector SPDR Fund and Utilities Select Sector SPDR Fund, maturing in January 2030. Each Note has a $1,000 principal amount and pays a 9.10% per annum contingent coupon, evaluated monthly, only if every underlying stays at or above its coupon barrier, generally 75% of its initial level, with unpaid coupons potentially paid later under the memory feature.
The Notes can be automatically called after 12 months if all underlyings are at or above their call threshold levels, set at 100% of initial levels, returning principal plus due and unpaid coupons. If not called and every underlying finishes at or above its downside threshold, generally 65% of its initial level, investors receive full principal at maturity; if any finishes below its downside threshold, repayment is reduced in line with the worst performer and can fall to zero. The estimated initial value is between $951.30 and $981.30 per Note versus a $1,000 issue price, they are unsecured obligations of UBS, not listed on any exchange, and all payments depend on UBS’s credit.
UBS AG is offering Trigger Autocallable GEARS notes linked to an equally weighted basket of 36 large‑cap and growth equities, maturing on or about January 30, 2031. Each Security has a $10 principal amount and pays no interest or dividends.
The notes may be automatically called on February 4, 2027 if the basket is at or above 100% of its initial level, in which case investors receive $11.05 per Security (a 10.50% call return) and the product terminates early. If not called, at maturity investors receive $10 plus any positive basket return multiplied by upside gearing of 1.30 to 1.50, or full principal back if the final basket level is at or above 75% of the initial level.
If the final basket level falls below the 75% downside threshold and the notes are not called, repayment is reduced one‑for‑one with the basket loss, and the entire investment can be lost. Any payment depends on UBS’s credit; the notes are unsecured, unsubordinated debt, are not FDIC insured, are not exchange‑listed, and have an estimated initial value of $9.319 to $9.619 per $10 issue price.
UBS AG is offering Trigger Autocallable GEARS notes linked to an equally weighted basket of 18 equities, maturing around January 30, 2031. These $10-per-note securities can be automatically called in February 2027 if the basket level is at or above 100% of its initial level, paying a fixed 11.00% call return and terminating the investment.
If the notes are not called and the basket finishes above its initial level, investors receive the $10 principal plus the positive basket return multiplied by upside gearing between 1.30 and 1.50. If the basket return is zero or negative but the final level stays at or above 75% of the initial level, principal is repaid at maturity. However, if the basket ends below the 75% downside threshold, repayment is reduced dollar-for-dollar with the basket loss, and investors can lose up to their entire investment.
The notes pay no interest or dividends, carry UBS credit risk, and are not listed on any exchange. The estimated initial value is expected between $9.354 and $9.654 per $10 note, reflecting underwriting and hedging costs and UBS’ internal funding rate.
UBS AG is offering $100,000 of Trigger Autocallable Contingent Yield Notes linked to Vertiv Holdings common stock, maturing on January 18, 2028.
The Notes pay a contingent coupon, illustrated at 17.21% per annum ($0.8605 per $10 Note per period), only when Vertiv’s share price on an observation date is at or above a coupon barrier set at 50% of the initial level. The Notes are automatically called early if Vertiv’s stock closes at or above the initial level on any observation date before final valuation, returning principal plus the due coupon.
If not called and the final stock level is at or above the downside threshold (also 50% of the initial level), investors receive principal back at maturity. If the final level is below the downside threshold, repayment is reduced one-for-one with Vertiv’s decline, and the entire investment can be lost. The Notes are unsecured UBS debt, not FDIC insured, not exchange-listed, have a $10 issue price with a minimum 100-Note ($1,000) investment, and an estimated initial value of $9.75 per Note, highlighting embedded costs and risk.