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UBS AG SEC Filings

AMUB NYSE

Welcome to our dedicated page for UBS SEC filings (Ticker: AMUB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.

Our SEC filing database is enhanced with expert analysis from Rhea-AI, providing insights into the potential impact of each filing on UBS's stock performance. Each filing includes a concise AI-generated summary, sentiment and impact scores, and end-of-day stock performance data showing the actual market reaction. Navigate easily through different filing types including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, proxy statements (DEF 14A), and Form 4 insider trading disclosures.

Designed for fundamental investors and regulatory compliance professionals, our page simplifies access to critical SEC filings. By combining real-time EDGAR feed updates, Rhea-AI's analytical insights, and historical stock performance data, we provide comprehensive visibility into UBS's regulatory disclosures and financial reporting.

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UBS AG offers Trigger Autocallable Yield Notes linked to Zscaler, Inc. common stock due on or about May 18, 2029. The Notes have a principal amount of $1,000 per Note, a coupon range of 13.00%–14.00% per annum (paid quarterly), and feature quarterly observation dates beginning after six months. The Notes are automatically called if the underlying closes at or above the call threshold (100% of the initial level) on any observation date; at maturity they repay principal only if the final level is at or above the downside threshold (50% of the initial level). Trade date is May 15, 2026 and settlement is expected May 20, 2026. Final terms will be set on the trade date and are subject to delivery of the final pricing supplement and related offering documents.

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UBS AG issues Trigger Autocallable Contingent Yield Notes with Memory Interest linked to the least performing of the Russell 2000® Index and the S&P 500® Index. The offering aggregates $2,957,000 at an issue price of $1,000 per Note, with a 9.60% per annum contingent coupon rate, semiannual observation dates and a final valuation date of April 30, 2029, and maturity on May 3, 2029. The Notes pay contingent coupons only if both indices meet coupon barriers on an observation date, are subject to an automatic call if both indices meet 100% call thresholds on an observation date, and expose holders to downside principal loss at maturity linked to the least performing underlying asset (70% downside threshold). Payments are unsecured obligations of UBS and depend on UBS creditworthiness. Trade date is April 30, 2026 and expected settlement is May 5, 2026. The estimated initial value per Note is $991.80.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes with Memory Interest linked to the common stock of DexCom, Inc. The offering totals $445,000 and the Notes pay a contingent coupon at a 16.10% per annum rate if observation-date conditions are met. The Initial Level is $59.55, the Call Threshold is $59.55 (100% of Initial Level) and the Coupon Barrier and Downside Threshold are $41.69 (70% of Initial Level). Trade date is April 30, 2026, settlement May 5, 2026 and maturity November 2, 2027. The estimated initial value per Note is $953.60 and the issue price is $1,000 per Note; repayment of principal at maturity is contingent on the final underlying level and on UBS’ creditworthiness.

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UBS AG offers $3,033,000 of Trigger Callable Contingent Yield Notes linked to the least performing of the Nasdaq-100, Russell 2000 and S&P 500. The Notes pay a 13.00% per annum contingent coupon on each coupon payment date only if the closing level of each underlying asset is at or above its coupon barrier on the related observation date. UBS may call the Notes in whole on monthly observation dates beginning after three months; if called, holders receive principal plus any contingent coupon otherwise due. If not called, principal is repaid at maturity only if each underlying asset's final level is at or above its downside threshold (70% of initial level); otherwise repayment is reduced in proportion to the negative return of the least performing underlying asset, and investors could lose a substantial portion or all of their investment. Trade date is April 30, 2026, settlement May 5, 2026, final valuation November 1, 2027, maturity November 4, 2027. The estimated initial value was $988.50 per $1,000 Note; issue price is $1,000 per Note and proceeds total $3,033,000.

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UBS AG is offering Trigger Callable Contingent Yield Notes linked to the least performing of the S&P 500®, Russell 2000® and Nasdaq-100, maturing on or about May 17, 2029. The notes pay a contingent coupon of 10.00% per annum only if each underlying meets its coupon barrier on observation dates and are callable monthly by UBS beginning after approximately six months.

The notes have downside thresholds at 60.00% of initial levels and coupon barriers at 70.00% of initial levels; if any final level is below its downside threshold you can lose a percentage of principal equal to the decline of the least performing underlying (up to a total loss). The estimated initial value range is $957.70–$987.70 and the issue price is $1,000.00 per note; payments are subject to UBS creditworthiness.

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UBS AG priced capped leveraged buffered MSCI EAFE® index-linked medium-term notes. The notes have a face amount of $1,000 each, an upside participation rate of 160.00%, a buffer level of 85.00% and a buffer rate of ~117.65%. The cap level, maximum settlement amount and exact dates will be set on the trade date; the term is expected to be between 25 and 28 months. If the final underlier level is below the buffer, holders incur leveraged losses; if above the cap, payoff is capped (maximum settlement expected between $1,257.12 and $1,302.40 per $1,000). The estimated initial value is expected between $966.90 and $996.90 per $1,000, and the notes are unsecured obligations of UBS with credit risk to holders.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes with Memory Interest linked to the common stock of Coherent Corp. The Notes pay a contingent coupon of 29.30% per annum on observation dates if the underlying meets the coupon barrier and are callable monthly after three months. Final valuation date is November 15, 2027 and maturity is November 18, 2027. Principal repayment at maturity is contingent on the final level relative to a 50.00% downside threshold; investors may lose a significant portion or all principal. Estimated initial value per Note is between $935.00 and $965.00; issue price is $1,000.00 per Note.

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UBS AG is offering $4,924,000 of Trigger Autocallable Contingent Yield Notes with Memory Interest linked to the common stock of Micron Technology, Inc.. The Notes mature on May 3, 2029 and pay a contingent coupon of 20.84% per annum ($52.10 per $1,000 Note per applicable coupon date) only if Micron's closing level on an observation date is at or above the coupon barrier. The Notes are automatically called early if Micron's closing level on an observation date is at or above the call threshold (100% of the initial level). If not called and the final level is below the downside threshold (50% of the initial level), repayment is in shares equal to 1.9336 shares per Note (or cash in lieu of fractional shares), which could be worth significantly less than principal. The issue price is $1,000 per Note, the estimated initial value is $965.80, and all payments depend on UBS' creditworthiness.

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UBS AG is offering Trigger Callable Contingent Yield Notes linked to the least performing of the Nasdaq-100, Russell 2000 and S&P 500. The offering size is $590,000 at an issue price of $1,000 per Note. The Notes pay a contingent coupon of 13.70% per annum only if, on each observation date, the closing level of each underlying asset is at or above its coupon barrier. UBS may call the Notes in whole (not in part) on monthly observation dates beginning after three months. If not called, maturity is May 3, 2029; principal is repaid only if each underlying asset’s final level is at or above its downside threshold, otherwise repayment at maturity is reduced proportionally to the negative return of the least performing underlying asset. The estimated initial value on the trade date is $986.40. The Notes are unsecured obligations of UBS and subject to UBS credit risk and limited secondary market liquidity.

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UBS AG is offering $3,510,000 of Trigger Autocallable Contingent Yield Notes linked to the common stock of United Parcel Service, Inc., due May 4, 2028. The Notes pay a contingent coupon of 9.65% per annum on each coupon payment date only if the underlying stock closes at or above the coupon barrier on the applicable observation date. The Notes are automatically called if UPS closes at or above the call threshold of $108.80 (100% of the initial level) on any observation date; otherwise repayment at maturity is contingent: if the final level is below the downside threshold of $65.28 (60% of the initial level), holders receive a share delivery amount of 9.1912 shares per $1,000 Note (or cash for any fractional share), which could be worth significantly less than principal. All payments are subject to UBS credit risk and limited secondary-market liquidity.

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FAQ

How many UBS (AMUB) SEC filings are available on StockTitan?

StockTitan tracks 8006 SEC filings for UBS (AMUB), including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and Form 4 insider trading disclosures. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for UBS (AMUB)?

The most recent SEC filing for UBS (AMUB) was filed on May 1, 2026.