UBS AG SEC Filings

UBS AG offers Trigger Callable Contingent Yield Notes linked to the least performing of the S&P 500®, Nasdaq-100® and Russell 2000® due on or about November 18, 2027. The Notes pay a contingent coupon only when each underlying closes at or above its coupon barrier on an observation date; UBS may call the Notes monthly beginning after three months. If not called and any final level is below its downside threshold (70.00% of initial level), principal is reduced proportionally to the loss of the least performing underlying asset. The preliminary contingent coupon rate shown is 9.15% per annum (S&P 500 example). Issue price is $1,000 per Note; estimated initial value range is $944.90–$974.90 per Note, and proceeds to UBS are at least $977.75 per Note after underwriting. The Notes are unsecured debt of UBS and are subject to UBS credit risk, limited liquidity, and material market and structural risks described in the Key Risks and Risk Factors sections.

UBS AG offers $1,605,000 of Trigger Callable Contingent Yield Notes due May 3, 2029. The Notes are unsecured debt obligations linked to the least performing of the Nasdaq-100, Russell 2000 and S&P 500 indices and pay a contingent coupon of 12.40% per annum when each index is at or above its coupon barrier on an observation date.

If UBS elects to call the Notes on an observation date (callable after ~3 months), holders receive principal plus any contingent coupon due; if not called, repayment at maturity is full principal only if every index is at or above its downside threshold (60% of initial level). If any index is below its downside threshold at final valuation, holders suffer a loss equal to the negative return of the least performing index, potentially losing all principal. Payments are subject to UBS credit risk; the estimated initial value was $986.20 per $1,000 Note and the issue price is $1,000 per Note.

UBS AG is offering Capped Buffer Securities linked to the S&P 500® Index with an issue size of $2,137,000 and a principal amount of $1,000 per Security. The notes mature on May 6, 2027 and provide upside participation capped at 16.35% and a 10.00% downside buffer. If the final index level is below the downside threshold (90.00% of the initial level), holders suffer losses equal to the decline in excess of the buffer; in extreme cases, holders could lose almost all principal. Payments depend on UBS creditworthiness. The estimated initial value per Security was $992.00 and the issue price is $1,000.00.

UBS AG is offering $1,134,000 of Trigger Callable Contingent Yield Notes due April 4, 2028, linked to the least performing of the Nasdaq-100® Technology Sector, the Russell 2000® Index and the S&P 500® Index. The Notes pay a contingent coupon of 13.50% per annum only if each underlying asset meets its coupon barrier on each observation date; otherwise no coupon is paid. UBS may call the Notes in whole (first callable after ~3 months). At maturity the principal is repaid only if each underlying asset is at or above its downside threshold (70% of initial level); otherwise payment declines in line with the worst-performing underlying, possibly resulting in substantial or total loss. The estimated initial value is $984.40 and the issue price is $1,000 per Note. All payments are subject to UBS credit risk.

UBS AG is offering $3,000,000 of Trigger Autocallable Contingent Yield Notes linked to the common stock of Broadcom Inc. (ticker AVGO). The Notes pay a contingent coupon of 12.80% per annum if observation-date levels meet the coupon barrier and are subject to automatic early redemption if the underlying meets the call threshold.

Key terms on the cover: initial level $417.43, call threshold $417.43 (100.00% of initial), coupon barrier and downside threshold $208.72 (50.00% of initial), share delivery amount 2.3956 shares per Note, trade date April 30, 2026, settlement May 5, 2026, final valuation April 30, 2029, maturity May 3, 2029. Estimated initial value per Note is $966.00 and the issue price is $1,000.00.

UBS AG is offering Capped Buffer Securities linked to the S&P 500® Index with a term of approximately 12 months maturing on May 6, 2027. The offering totals $2,137,000 at an issue price of $1,000 per Security. At maturity the payment depends on the percentage change in the Index: investors receive principal plus the lesser of the Index return or a 13.35% maximum gain if the Index increases; full principal is returned if the Index return is zero or negative but the final level is at or above an 85% downside threshold (a 15.00% buffer); if the final level is below that threshold, investors suffer losses on principal equal to the Index decline in excess of the buffer. Payments are subject to UBS credit risk and there may be little or no secondary market. The estimated initial value on the trade date was $992.30.

UBS AG priced a $2,113,000 offering of Trigger Callable Contingent Yield Notes linked to the least performing of GLD, SMH and XLE. The Notes pay a fixed contingent coupon of 16.75% per annum on each coupon date only if all three underlyings meet their coupon barriers; otherwise no coupon is paid. UBS may call the Notes in whole on monthly observation dates beginning after six months. At maturity the principal is repaid only if every underlying is at or above its 50% downside threshold; otherwise repayment is reduced by the negative return of the least performing underlying, potentially causing substantial or total loss. Trade date is April 30, 2026; settlement May 5, 2026; final valuation April 30, 2031; maturity May 5, 2031.

UBS AG is offering Buffer Callable Contingent Yield Notes linked to the least performing of the Russell 2000^® Index and the S&P 500^® Index maturing February 2, 2029. The notes pay a 12.90% per annum contingent coupon only if both indices meet monthly coupon barriers; otherwise no coupon is paid.

The notes are issuer-callable beginning after six months; if called UBS pays principal plus any contingent coupon due. If not called, principal is returned at maturity only if both indices finish at or above their 85.00% downside thresholds (a 15.00% buffer). If the least performing index finishes below its threshold, holders incur losses equal to the shortfall beyond the buffer. Payments depend on UBS creditworthiness. The estimated initial value was $990.60 per note and the issue price is $1,000 per note.

UBS AG offers $315,000 of Capped Buffer Contingent Absolute Return Securities linked to the least performing of the Dow Jones Industrial Average® and the S&P 500® Index, maturing on November 4, 2027. Each $1,000 Security provides a capped upside (maximum gain 19.50%) and a buffered downside (buffer 15.00%, downside thresholds at 85.00% of initial levels). If the least performing underlying return is zero or negative but stays at or above its downside threshold, holders receive a contingent absolute return (capped at 15.00%); if it falls below the downside threshold, principal is reduced by the excess loss and investors may lose most or all principal. Payments are subject to UBS credit risk and the Securities will not be listed on an exchange.