Welcome to our dedicated page for UBS ETRACS Alerian MLP Index ETN Series B SEC filings (Ticker: AMUB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The ETRACS Alerian MLP Index ETN Series B due July 18, 2042 (AMUB) is issued by UBS AG, a foreign private issuer that reports to the US Securities and Exchange Commission. UBS AG indicates that it files a registration statement on Form F-3, including a prospectus and supplements, for offerings of securities related to ETRACS ETNs such as AMUB. These documents set out the terms of the ETN and include a "Risk Factors" section that UBS urges investors to review before investing.
UBS AG also submits annual reports on Form 20-F and periodic reports on Form 6-K. In its Form 6-K filings, UBS provides information on capitalization, total debt issued, equity and other capital and liquidity metrics, as well as updates on regulatory developments and other corporate matters. UBS AG notes that its consolidated financial statements are prepared in accordance with IFRS Accounting Standards, and that certain 6-K reports are incorporated by reference into its Form F-3 registration statement.
For AMUB, the relevant SEC filings include the base prospectus, prospectus supplements and any pricing supplements that describe the specific terms of the ETRACS Alerian MLP Index ETN Series B. UBS’s public materials state that these offering documents are available through the SEC’s EDGAR system. They also clarify that the securities related to the offerings are not deposit liabilities and are not insured or guaranteed by the Federal Deposit Insurance Corporation or any other governmental agency of the United States, Switzerland or any other jurisdiction.
On this page, users can access AMUB-related SEC filings and associated issuer reports. The platform provides real-time updates from EDGAR and AI-powered summaries that explain the key points of lengthy documents, such as registration statements, prospectus supplements and UBS AG’s periodic reports. This allows investors to quickly identify disclosures that affect AMUB, including risk factor updates, capital and funding information, and other details relevant to UBS AG’s role as issuer of this senior unsecured ETN.
UBS AG is offering Buffer Autocallable Contingent Yield Notes linked to the worst performer of the Russell 2000® Index and the S&P 500® Index, maturing around January 30, 2031. The Notes pay a contingent coupon at a rate of 6.15% per annum (about $5.125 per $1,000 per month) only if, on each monthly observation date, both indices close at or above their coupon barriers, set at 85% of their initial levels.
Beginning after 12 months, the Notes are automatically called if both indices are at or above their call thresholds, set at 100% of initial levels, returning principal plus any due coupon. If not called, and at maturity both indices are at or above their downside thresholds (also 85% of initial levels), investors receive full principal. If any index finishes below its downside threshold, repayment is reduced according to the loss of the worst index beyond a 15% buffer, and investors could lose almost all of their investment.
The Notes are unsecured, unsubordinated debt of UBS, not deposits and not FDIC insured. Estimated initial value is between $917.40 and $947.40 per $1,000 Note, reflecting fees and UBS’ internal funding rate. The offering targets investors who understand equity index risk, can tolerate loss of principal and irregular income, and accept complex U.S. tax treatment as prepaid derivatives with contingent coupons.
UBS AG is offering Trigger Callable Contingent Yield Notes maturing around February 1, 2029, linked to the SPDR S&P Regional Banking ETF (KRE), the Nasdaq-100 Technology Sector Index (NDXT) and the Russell 2000 Index (RTY). The notes pay a 12.80% per annum contingent coupon (about $10.6667 per $1,000 each month) only if, on a monthly observation date, the level of every underlying is at or above 70% of its initial level.
UBS may call the notes in whole on any observation date starting after three months, returning principal plus any due coupon, and ending further payments. If the notes are not called and, at maturity, every underlying is at or above 60% of its initial level, investors receive back the $1,000 principal. If any underlying finishes below its 60% downside threshold, repayment is reduced in line with the worst performer, and investors can lose up to their entire investment.
The notes are unsecured obligations of UBS, are not FDIC‑insured, will not be listed on an exchange, and their payments depend on UBS’s credit. The estimated initial value is expected to be between $948.90 and $978.90 per $1,000 note, reflecting fees, hedging and UBS’s internal funding rate.
UBS AG is offering Trigger Callable Contingent Yield Notes maturing around February 1, 2028, linked to the Nasdaq-100 Technology Sector Index, the Russell 2000 Index and the S&P 500 Index. The notes pay a contingent coupon of 10.70% per annum (about $26.75 per quarter on a $1,000 note) only if, on each observation date, all three indices are at or above 70% of their initial level.
UBS can redeem the notes early on any observation date (other than the final one), returning principal plus any due coupon, after which no further payments are made. If the notes are not called and, at maturity, all indices are at or above 60% of their initial level, investors receive back their full principal. If any index finishes below its downside threshold, repayment is reduced one-for-one with the worst-performing index, and investors can lose up to 100% of principal.
The notes are unsecured obligations of UBS, are not FDIC-insured, will not be listed on an exchange, may have limited liquidity, and their estimated initial value (between $960.10 and $990.10 per $1,000 note) is below the issue price, reflecting fees, hedging and funding costs.
UBS AG is offering Trigger Callable Contingent Yield Notes linked to the worst performer of the Nasdaq-100, Russell 2000 and EURO STOXX 50 Indexes, maturing around July 26, 2027. The Notes pay a contingent coupon at a 14.05% per annum rate only if, on each monthly observation date, every index closes at or above 65% of its initial level. UBS can call the Notes in whole on any observation date starting after five months, paying back principal plus any due coupon.
A daily “knock-in” trigger occurs if any index ever closes below 70% of its initial level during the observation period. If the Notes are not called, a trigger has occurred and the final level of any index is below its initial level, principal is reduced one-for-one with the decline of the worst-performing index and can be fully lost. The issue price is $1,000 per Note, with per-Note proceeds to UBS of $998 and an estimated initial value between $949.50 and $979.50, and all payments depend on UBS’s creditworthiness.
UBS AG is issuing $3,930,000 of Trigger Callable Contingent Yield Notes linked to the worst performer among the Nasdaq-100 Technology Sector Index, the Russell 2000 Index and the S&P 500 Index, maturing on December 23, 2027. Each Note has a $1,000 principal amount and offers a contingent coupon at a 9.60% per annum rate, paid monthly at $8.00 per Note only when all three indexes close at or above their coupon barriers, set at 70% of initial levels.
UBS can call the Notes in whole on any monthly observation date beginning after three months, returning principal plus any due coupon, ending further payments. If the Notes are not called and all indexes finish at or above their downside thresholds (60% of initial levels), investors receive full principal at maturity. If any index finishes below its downside threshold, repayment is reduced in line with the worst index’s negative return, and investors can lose up to their entire investment.
The Notes are unsecured debt of UBS, not listed on an exchange, and their payments depend on UBS’s credit. The estimated initial value is $969.00 per $1,000 Note, reflecting fees, hedging and UBS’s internal funding rate.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the Russell 2000® Index, maturing around January 26, 2029. Each Note has a $1,000 principal amount and pays a contingent coupon of 8.80% per annum, or $22.00 per quarter, but only when the index closes at or above a set coupon barrier on quarterly observation dates.
The Notes can be called early after 12 months if the index is at or above a call threshold equal to 100% of the initial level; in that case investors receive principal plus the due coupon and the Note ends. If the Notes are not called and, at maturity, the index is at or above a downside threshold of 75% of the initial level, investors receive full principal. If the index finishes below this threshold, repayment is reduced one-for-one with the index loss, and investors can lose up to their entire investment.
The estimated initial value is expected between $959.20 and $989.20 per $1,000 Note, reflecting fees and UBS’ internal funding rate. The Notes are unsecured, unsubordinated debt of UBS, are not listed, may have limited liquidity, and all payments depend on UBS’ creditworthiness.
UBS AG is offering Trigger Callable Contingent Yield Notes linked to the least performing of the Nasdaq-100® Technology Sector Index, the Russell 2000® Index and the S&P 500® Index. Each Note has a $1,000 principal amount, a term of approximately 18 months from a trade date of January 23, 2026 to a maturity date of July 28, 2027, and pays a contingent coupon at a rate of 11.30% per annum (about $9.4167 per month) if on an observation date all three indices close at or above their coupon barriers.
The coupon barriers and downside thresholds are each set at 70.00% of the initial level for every index. If UBS does not call the Notes and any index finishes below its downside threshold, investors receive $1,000 multiplied by 1 plus the return of the worst-performing index, which can mean a substantial loss, up to a total loss of principal. UBS may call the Notes in whole, beginning after six months, paying principal plus any due coupon.
The Notes are unsubordinated, unsecured obligations of UBS, are not bank deposits, are not insured by the FDIC, and will not be listed on an exchange. The estimated initial value is expected between $947.50 and $977.50 per Note. The issue price is $1,000, with a $6.00 per Note underwriting discount and $994.00 per Note in proceeds to UBS.
UBS AG is offering Buffer Callable Contingent Yield Notes linked to the least performing of the Nasdaq‑100 Index and the S&P 500 Index, with a 3‑year term and a $1,000 issue price per note. The notes pay a 9.00% per annum contingent coupon (monthly $7.50) only when both indices close at or above 80% of their initial levels on an observation date; otherwise no coupon is paid.
UBS may call the notes in whole, but not in part, on any monthly observation date beginning after three months, returning principal plus any due coupon, after which no further payments are made. If the notes are not called and on the final valuation date either index finishes below 80% of its initial level, investors suffer a loss of principal beyond a 20% buffer, potentially losing almost all of their investment.
The notes are unsecured obligations of UBS, not bank deposits, and are not listed on any exchange. Underwriting discount is $6.00 per note, and UBS estimates the initial value between $958.50 and $988.50, reflecting internal funding and hedging costs.
UBS AG is offering Trigger Autocallable Contingent Yield Notes with Memory Interest linked to the worst performer of three sector ETFs: VanEck Semiconductor (SMH), SPDR S&P Biotech (XBI) and Energy Select Sector SPDR (XLE). The Notes pay a contingent coupon of 10.75% per annum, or $8.9583 per $1,000 Note each month, but only when the closing level of every ETF is at or above its coupon barrier.
The Notes can be automatically called monthly after 12 months if each ETF is at or above its call threshold, set at 100% of its initial level. If called, holders receive the $1,000 principal plus any due and previously unpaid coupons.
If not called, and on the final valuation date in January 2031 every ETF is at or above its downside threshold (60% of its initial level), investors receive their $1,000 principal back, plus any due coupons. If any ETF finishes below its downside threshold, the maturity payment is reduced dollar-for-dollar with the loss on the worst-performing ETF, and the principal repayment can fall to zero.
The estimated initial value is expected between $929.30 and $959.30 per $1,000 Note, reflecting underwriting discounts of up to $39.75 and UBS’ internal funding. All payments are unsecured obligations of UBS AG and depend on its creditworthiness.
UBS AG is offering $870,000 of Trigger Callable Contingent Yield Notes, maturing on January 25, 2029, linked to the least performing of the Dow Jones Industrial Average, Nasdaq-100 Technology Sector Index and S&P 500 Index. The Notes pay an 8.25% per annum contingent coupon (about $6.875 per $1,000 per month) only if on each observation date all three indices are at or above their coupon barriers, set at 55% of initial levels.
UBS can call the Notes in whole on any monthly observation date after three months, returning principal plus any due coupon, ending all future payments. If the Notes are not called and any index finishes below its downside threshold (also 55% of initial) at maturity, investors’ principal is reduced one-for-one with the worst index’s loss, up to a total loss. Payments depend entirely on UBS credit. The estimated initial value is $973.80 per $1,000 Note, below the issue price, reflecting fees, hedging costs and UBS’s internal funding rate.