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UBS AG SEC Filings

AMUB NYSE

Welcome to our dedicated page for UBS SEC filings (Ticker: AMUB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.

Our SEC filing database is enhanced with expert analysis from Rhea-AI, providing insights into the potential impact of each filing on UBS's stock performance. Each filing includes a concise AI-generated summary, sentiment and impact scores, and end-of-day stock performance data showing the actual market reaction. Navigate easily through different filing types including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, proxy statements (DEF 14A), and Form 4 insider trading disclosures.

Designed for fundamental investors and regulatory compliance professionals, our page simplifies access to critical SEC filings. By combining real-time EDGAR feed updates, Rhea-AI's analytical insights, and historical stock performance data, we provide comprehensive visibility into UBS's regulatory disclosures and financial reporting.

Rhea-AI Summary

UBS AG has circulated a preliminary pricing supplement for Trigger Autocallable Contingent Yield Notes linked to the common stock of Meta Platforms, Inc. due on or about May 4, 2028. The Notes pay a periodic contingent coupon only if the underlying closing level meets the coupon barrier on observation dates; otherwise no coupon is paid. The Notes are automatically called if the underlying closing level on any quarterly observation date (beginning after 6 months) is equal to or greater than the initial level, in which case holders receive principal plus any contingent coupon due on the call settlement date. If not called, repayment at maturity depends on the final level versus a downside threshold; if the final level is below that threshold, the cash payment may be less than principal and can result in a loss equal to the underlying return. The document states an example downside threshold and coupon barrier of $75.00 (75.00% of the initial level), an illustrative contingent coupon rate of 12.61% per annum and an estimated initial value range of $9.39 to $9.64 per $10 Note. Trade date is April 30, 2026 with expected settlement May 4, 2026. Minimum investment is 100 Notes at $10 per Note. All payments are subject to the creditworthiness of UBS AG and the pricing supplement is preliminary.

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Rhea-AI Summary

UBS AG offers Trigger Autocallable Contingent Yield Notes linked to Microsoft common stock due May 4, 2027. The Notes pay a contingent coupon on each coupon payment date only if the underlying closing level on the applicable observation date is at or above the coupon barrier. The Notes will be automatically called early if the underlying closing level on any observation date before the final valuation date is at or above the initial level, in which case holders receive principal plus any contingent coupon on the related call settlement date and the Notes terminate. If not called, repayment at maturity depends on the final level relative to the downside threshold: if the final level is below that threshold the cash payment per Note may be less than the principal amount, and investors can lose a significant portion or all of their investment. All payments are subject to UBS credit risk.

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Rhea-AI Summary

UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Microsoft Corporation due May 4, 2027. Each Note has a principal amount of $10 and a minimum purchase of 100 Notes ($1,000). The Notes may pay periodic contingent coupons only if the underlying closing level on observation dates meets or exceeds the coupon barrier. The Notes will be automatically called early if the underlying closes at or above the initial level on any observation date prior to the final valuation date, in which case UBS will pay the principal plus any contingent coupon due on the related coupon payment date. If not called, repayment at maturity depends on the final level relative to an 80.00% downside threshold; if the final level is below that threshold, repayment will be reduced by the percentage decline in the underlying and could result in substantial loss or total loss of principal. Payments are subject to UBS's creditworthiness. Key dates include trade date April 30, 2026, expected settlement May 4, 2026, final valuation date April 30, 2027 and maturity May 4, 2027. The estimated initial value as of the trade date is $9.71 per Note, determined by UBS internal models.

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Rhea-AI Summary

UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Microsoft Corporation with expected Trade Date April 30, 2026, Settlement Date May 4, 2026, Final Valuation Date April 30, 2027 and Maturity Date May 4, 2027. The Notes pay a contingent coupon only if the underlying closes at or above a coupon barrier on observation dates and will be automatically called early if the underlying closes at or above the initial level on any observation date prior to the final valuation date. If not called, principal repayment at maturity is contingent: full principal is returned only if the final level is at or above the disclosed downside threshold; otherwise principal declines proportionally to the underlying return and could result in total loss. The Notes are unsecured obligations of UBS and subject to UBS credit risk. The estimated initial value range is $9.51–$9.76 per $10 Note; minimum purchase is 100 Notes.

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Rhea-AI Summary

UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Microsoft Corporation due on or about May 4, 2027. The notes pay periodic contingent coupons only if the underlying closes at or above a coupon barrier on observation dates; they autocall early if the underlying closes at or above the initial level on any observation date prior to the final valuation date. If not called, principal repayment at maturity is contingent: investors receive the $10 principal if the final level is at or above the downside threshold; otherwise repayment is reduced 1:1 with the underlying return, potentially resulting in a total loss. Trade date is April 30, 2026 and expected settlement is May 4, 2026. The offering requires a minimum purchase of 100 Notes ($1,000), and the estimated initial value is between $9.45 and $9.70 per Note. Any payments depend on UBS creditworthiness.

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Rhea-AI Summary

UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Meta Platforms, Inc., maturing on May 4, 2027. The Notes pay periodic contingent coupons only if the underlying closes at or above a coupon barrier on observation dates and are automatically called early if the underlying equals or exceeds the initial level on any prior observation date. If not called, repayment of principal at maturity is contingent on the final level relative to a downside threshold (80.00% of the initial level in the examples); if the final level is below that threshold, investors suffer a loss equal to the underlying return and could lose all principal. The Notes are unsecured obligations of UBS and any payments are subject to UBS’s creditworthiness. The estimated initial value is $9.78 per Note and the Notes are offered in minimum increments of 100 Notes at $10 per Note.

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Rhea-AI Summary

UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Meta Platforms, Inc. The preliminary pricing supplement dated April 30, 2026 sets a ~1-year term with trade date April 30, 2026, settlement May 4, 2026, final valuation April 30, 2027 and maturity May 4, 2027. Notes have a principal amount of $10 per Note and a minimum purchase of 100 Notes ($1,000). Investors may receive periodic contingent coupons if the underlying stock closes at or above the coupon barrier on observation dates; the Notes will be automatically called if the underlying closes at or above the initial level on any prior observation date. If not called, principal repayment at maturity is contingent on the final level relative to the downside threshold; a final level below that threshold results in a cash payment that can be less than principal, exposing holders to the underlying's negative return. The estimated initial value range is $9.46 to $9.71 per Note as of the trade date. All payments are subject to the creditworthiness of UBS.

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UBS AG is offering Trigger Autocallable GEARS due May 2, 2029 linked to an equally-weighted basket of 31 equities. The securities pay no interest, may be automatically called on the May 6, 2027 observation date if the basket closing level is ≥ the 100% autocall barrier, and pay a fixed call price of $11.95 per $10 security if called.

If not called, maturity payouts depend on the basket return, an upside gearing of 1.525, a downside threshold of 75.00 (75% of initial), and are subject to UBS credit risk; investors can lose a large portion or all of principal.

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UBS AG is offering $500,000 of Trigger Autocallable Contingent Yield Notes with Memory Interest due May 2, 2030. The Notes are linked to the least performing of the Nasdaq-100 Index, the XLF ETF and the XLY ETF and pay a contingent coupon of 9.75% per annum if each underlying meets its coupon barrier on an observation date. The Notes are callable monthly after 12 months if each underlying is at or above its call threshold; otherwise final payout depends on the least performing underlying and principal is at risk. The strike (initial) levels were set on April 28, 2026. The estimated initial value on the trade date was $989.60 and the issue price is $1,000 per Note. Payments are subject to UBS credit risk; in extreme scenarios you could lose all principal.

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UBS AG is offering Trigger Autocallable Notes linked to the least performing of three underlyings. The offering totals $654,000 at an issue price of $1,000 per Note with a principal amount of $1,000 per Note. The Notes mature on May 2, 2031 unless automatically called earlier on quarterly observation dates. A call occurs only if the closing level of each underlying is at or above its call threshold; the call price equals principal plus a predefined call return (rising over time, shown as specific call prices per observation). If not called, repayment at maturity is contingent: if every final level is at or above its 70% downside threshold, holders receive principal; if the final level of any underlying is below its downside threshold, holders receive an amount equal to $1,000 × (1 + underlying return of the least performing underlying asset), which can result in partial or total loss of principal. Payments are unsecured obligations of UBS and depend on UBS creditworthiness.

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FAQ

How many UBS (AMUB) SEC filings are available on StockTitan?

StockTitan tracks 8006 SEC filings for UBS (AMUB), including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and Form 4 insider trading disclosures. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for UBS (AMUB)?

The most recent SEC filing for UBS (AMUB) was filed on April 30, 2026.