Welcome to our dedicated page for UBS ETRACS Alerian MLP Index ETN Series B SEC filings (Ticker: AMUB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The ETRACS Alerian MLP Index ETN Series B due July 18, 2042 (AMUB) is issued by UBS AG, a foreign private issuer that reports to the US Securities and Exchange Commission. UBS AG indicates that it files a registration statement on Form F-3, including a prospectus and supplements, for offerings of securities related to ETRACS ETNs such as AMUB. These documents set out the terms of the ETN and include a "Risk Factors" section that UBS urges investors to review before investing.
UBS AG also submits annual reports on Form 20-F and periodic reports on Form 6-K. In its Form 6-K filings, UBS provides information on capitalization, total debt issued, equity and other capital and liquidity metrics, as well as updates on regulatory developments and other corporate matters. UBS AG notes that its consolidated financial statements are prepared in accordance with IFRS Accounting Standards, and that certain 6-K reports are incorporated by reference into its Form F-3 registration statement.
For AMUB, the relevant SEC filings include the base prospectus, prospectus supplements and any pricing supplements that describe the specific terms of the ETRACS Alerian MLP Index ETN Series B. UBS’s public materials state that these offering documents are available through the SEC’s EDGAR system. They also clarify that the securities related to the offerings are not deposit liabilities and are not insured or guaranteed by the Federal Deposit Insurance Corporation or any other governmental agency of the United States, Switzerland or any other jurisdiction.
On this page, users can access AMUB-related SEC filings and associated issuer reports. The platform provides real-time updates from EDGAR and AI-powered summaries that explain the key points of lengthy documents, such as registration statements, prospectus supplements and UBS AG’s periodic reports. This allows investors to quickly identify disclosures that affect AMUB, including risk factor updates, capital and funding information, and other details relevant to UBS AG’s role as issuer of this senior unsecured ETN.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Alphabet Inc., maturing on or about April 23, 2027. These unsecured debt securities pay a contingent coupon only if Alphabet’s share price on each observation date is at or above a preset coupon barrier; otherwise, no coupon is paid for that period. The notes can be called early if Alphabet’s stock closes at or above the initial level on any observation date before maturity, in which case investors receive the principal plus the applicable coupon and the investment ends.
If the notes are not called and Alphabet’s final share price is at or above a downside threshold, investors receive back the full principal at maturity, plus any final coupon if the barrier is met. If the final level is below the downside threshold, repayment is reduced in line with Alphabet’s decline, and investors can lose all of their principal. The notes are issued in $10 denominations with a minimum investment of 100 notes, and the estimated initial value per $10 note is expected between $9.44 and $9.69, reflecting UBS’s internal pricing. Payments depend entirely on UBS’s creditworthiness, and the notes will not be listed on any exchange.
UBS AG is offering $300,000 of Trigger Autocallable Contingent Yield Notes linked to the common stock of NIKE, Inc., maturing on January 25, 2027. Each Note has a $10 principal amount and pays a contingent coupon only when NIKE’s closing level on an observation date is at or above the coupon barrier, illustrated at $75.00, which is 75.00% of the initial level, with an example contingent coupon rate of 12.60% per annum ($0.315 per quarter).
The Notes may be automatically called if NIKE’s price on an observation date before maturity is at or above the initial level, in which case holders receive $10 per Note plus any due coupon and the Notes terminate. If not called, and NIKE’s final level is at or above the downside threshold (also illustrated at $75.00), investors receive their $10 principal plus any final coupon. If the final level is below the downside threshold, repayment is reduced in line with NIKE’s decline, and investors can lose some or all of their initial investment. All payments depend on the creditworthiness of UBS.
UBS AG is offering unsecured Trigger Autocallable Contingent Yield Notes linked to the common stock of Micron Technology, Inc., maturing on or about January 25, 2027. These structured notes pay a contingent coupon only if Micron’s share price on each observation date is at or above a specified coupon barrier.
The notes can be automatically called before maturity if Micron’s stock closes at or above the initial level on any observation date. In that case, investors receive the principal plus the contingent coupon for that period, and the notes terminate. If the notes are not called and Micron’s final share price is at or above the downside threshold, investors receive their full principal back at maturity, plus any final contingent coupon if the coupon barrier is also met.
If the notes are not called and Micron’s final share price is below the downside threshold, repayment is reduced in line with the stock’s percentage decline, and investors can lose some or all of their principal. The notes are unsubordinated obligations of UBS, subject to UBS’s credit risk, will not be listed on any exchange, have a minimum investment of 100 notes at $10 each, and an estimated initial value per note expected between $9.44 and $9.69.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of NIKE, Inc., maturing on or about January 25, 2027. These unsecured debt notes pay a contingent coupon only when NIKE’s share price on a given observation date is at or above a preset coupon barrier; otherwise, no coupon is paid for that period.
The notes can be automatically called before maturity if NIKE’s stock closes at or above the initial level on any observation date. In that case, investors receive principal plus the applicable contingent coupon and the notes terminate. If the notes are not called and NIKE’s final level is at or above a downside threshold, investors receive full principal back at maturity. If the final level is below the downside threshold, repayment is reduced in line with NIKE’s percentage decline, and investors can lose some or all of their investment.
All payments depend on the creditworthiness of UBS, the notes are not insured or listed on an exchange, and the estimated initial value is expected to be below the issue price, reflecting fees and UBS’s internal funding rate.
UBS AG is offering $5,041,000 of Trigger Autocallable Contingent Yield Notes linked to the common stock of First Solar, Inc., maturing on January 24, 2028. The Notes can pay a high contingent coupon, here illustrated at 14.60% per annum ($0.365 per $10 note per quarter), but only when First Solar’s share price is at or above a specified coupon barrier on each observation date.
UBS will automatically call the Notes early, starting about six months after issuance, if the stock is at or above the initial level on an observation date, returning the $10 principal plus any due coupon. If the Notes are not called and the stock stays at or above a downside threshold at maturity, investors receive back their $10 principal (plus any final coupon). If the stock finishes below the downside threshold, repayment is reduced in line with the stock’s loss, and investors can lose their entire investment.
The Notes are unsecured, unsubordinated UBS debt, not bank deposits, and are not FDIC insured. Any payment depends on UBS’s credit; a UBS default could result in total loss. The Notes will not be listed on an exchange, have a minimum purchase of 100 Notes ($1,000), and their estimated initial value is $9.79 per $10 note.
UBS AG is offering $140,000 of Trigger Autocallable Contingent Yield Notes linked to the common stock of Applied Materials, Inc., maturing on January 24, 2028. The Notes are unsecured, unsubordinated debt of UBS and are sold at $10 per Note, with a minimum investment of 100 Notes.
Investors receive a contingent coupon only if the Applied Materials share price on an observation date is at or above a coupon barrier; otherwise no coupon is paid for that period. The Notes are automatically called early if the share price on any observation date (before final valuation) is at or above the initial level, returning principal plus the applicable coupon. If not called and the final share price is at or above a downside threshold, principal is repaid at maturity; if it is below the threshold, repayment is reduced in line with the stock’s decline and investors can lose all principal. All payments depend on UBS’s credit, and the estimated initial value is $9.79 per $10 Note.
UBS AG is offering unsubordinated, unsecured Trigger Autocallable Contingent Yield Notes linked to the common stock of First Solar, Inc., maturing on or about January 24, 2028. These notes can pay quarterly contingent coupons only when the stock closes on or above a preset coupon barrier on the relevant observation date; otherwise no coupon is paid for that period.
The notes are automatically called if, on any quarterly observation date beginning after six months, the stock closes at or above its initial level. In that case, investors receive the principal plus any due coupon and the investment ends. If the notes are not called and the final stock level is at or above the downside threshold, investors receive their principal back at maturity, potentially with a final coupon.
If the notes are not called and the final stock level is below the downside threshold, repayment is reduced in line with the stock’s decline, and investors can lose some or all of their initial investment. Payments depend entirely on UBS’s credit. The notes are sold in minimums of 100 notes at $10 each, and the estimated initial value per $10 note is expected between $9.40 and $9.65.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Applied Materials, Inc., maturing on or about January 24, 2028. These unsecured debt obligations can pay periodic contingent coupons, but only if the underlying stock closes at or above a specified coupon barrier on each observation date.
The notes are automatically called early if the stock closes at or above its initial level on any observation date before the final valuation date. In that case, investors receive the principal plus any due contingent coupon, and the notes terminate. If the notes are not called and the final stock level is at or above the downside threshold, investors receive the full principal at maturity, plus a final contingent coupon if the coupon barrier is met.
If the notes are not called and the final stock level is below the downside threshold, repayment is reduced in line with the stock’s percentage decline, and investors can lose all of their initial investment. Any payment depends on the creditworthiness of UBS, and the notes are not FDIC insured or listed on an exchange. The estimated initial value per $10 note is expected to be between $9.46 and $9.71.
UBS AG is offering $300,000 of Trigger Autocallable Contingent Yield Notes linked to the common stock of NVIDIA Corporation, maturing on July 23, 2027. Each Note has a $10 principal amount and pays a contingent coupon only if NVIDIA’s closing level on a monthly observation date is at or above a preset coupon barrier.
The Notes may be automatically called starting about six months after issuance if NVIDIA’s closing level on an observation date is at or above the initial level. In that case, investors receive the $10 principal per Note plus any due contingent coupon, and the Notes terminate early.
If the Notes are not called and NVIDIA’s final level on the July 21, 2027 valuation date is at or above the downside threshold, investors receive the $10 principal per Note, plus a final contingent coupon if the coupon barrier is also met. If the final level is below the downside threshold, repayment is reduced in line with NVIDIA’s percentage decline, and investors can lose all of their investment. All payments depend on UBS’s credit, and the estimated initial value is $9.77 per $10 Note.
UBS AG is offering $100,000 of Trigger Autocallable Contingent Yield Notes linked to Amazon.com, Inc. stock, maturing July 23, 2027. These unsecured debt notes can pay periodic contingent coupons, but only when Amazon’s closing share price on an observation date is at or above a preset coupon barrier; otherwise no coupon is paid for that period.
The notes are automatically called early if Amazon’s share price on any observation date before maturity is at or above the initial level, in which case investors receive the $10 principal per Note plus any due coupon and no further payments. If the notes are not called and Amazon’s final level on the July 21, 2027 valuation date is at or above a downside threshold, investors receive full principal back, potentially with a final coupon. If the final level is below the downside threshold, repayment is reduced in line with the stock’s decline, and investors can lose all of their investment. Payments depend on UBS’s credit; an estimated initial value of $9.74 per $10 Note is below the issue price, and the minimum investment is 100 Notes ($1,000).