Welcome to our dedicated page for UBS ETRACS Alerian MLP Index ETN Series B SEC filings (Ticker: AMUB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The ETRACS Alerian MLP Index ETN Series B due July 18, 2042 (AMUB) is issued by UBS AG, a foreign private issuer that reports to the US Securities and Exchange Commission. UBS AG indicates that it files a registration statement on Form F-3, including a prospectus and supplements, for offerings of securities related to ETRACS ETNs such as AMUB. These documents set out the terms of the ETN and include a "Risk Factors" section that UBS urges investors to review before investing.
UBS AG also submits annual reports on Form 20-F and periodic reports on Form 6-K. In its Form 6-K filings, UBS provides information on capitalization, total debt issued, equity and other capital and liquidity metrics, as well as updates on regulatory developments and other corporate matters. UBS AG notes that its consolidated financial statements are prepared in accordance with IFRS Accounting Standards, and that certain 6-K reports are incorporated by reference into its Form F-3 registration statement.
For AMUB, the relevant SEC filings include the base prospectus, prospectus supplements and any pricing supplements that describe the specific terms of the ETRACS Alerian MLP Index ETN Series B. UBS’s public materials state that these offering documents are available through the SEC’s EDGAR system. They also clarify that the securities related to the offerings are not deposit liabilities and are not insured or guaranteed by the Federal Deposit Insurance Corporation or any other governmental agency of the United States, Switzerland or any other jurisdiction.
On this page, users can access AMUB-related SEC filings and associated issuer reports. The platform provides real-time updates from EDGAR and AI-powered summaries that explain the key points of lengthy documents, such as registration statements, prospectus supplements and UBS AG’s periodic reports. This allows investors to quickly identify disclosures that affect AMUB, including risk factor updates, capital and funding information, and other details relevant to UBS AG’s role as issuer of this senior unsecured ETN.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of NVIDIA Corporation, maturing on or about January 27, 2028. These are unsecured, unsubordinated debt obligations of UBS.
The notes can pay a contingent coupon on each observation date only if Nvidia’s closing share price is at or above a preset coupon barrier. If on any observation date before maturity the share price is at or above the initial level, the notes are automatically called and pay back principal plus the applicable contingent coupon, with no further payments afterward.
If the notes are not called and the final Nvidia level is at or above a downside threshold, investors receive only their principal at maturity (plus any final contingent coupon if the coupon barrier is met). If the final level is below the downside threshold, repayment is reduced in line with the share’s decline, and investors can lose all of their principal. The notes are not listed, have a minimum investment of 100 notes at $10 each, and an estimated initial value between $9.44 and $9.69 per note, all payments being subject to the creditworthiness of UBS.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of FedEx Corporation, with an expected maturity on or about January 29, 2029. These unsecured debt obligations pay a contingent coupon on each observation date only if the FedEx share price is at or above a specified coupon barrier; otherwise no coupon is paid for that period.
The notes are automatically called early if, on any observation date before the final valuation date, the FedEx share price is at or above the initial level. In that case, investors receive the principal plus any due contingent coupon on the call settlement date and no further payments. If the notes are not called and the final FedEx level is at or above a downside threshold, investors receive their principal at maturity; if it is below that threshold, repayment is reduced in line with the share price decline, and investors can lose all of their investment.
The minimum investment is 100 notes at $10 per note. The estimated initial value per note on the trade date is expected to be between $9.33 and $9.58, based on UBS internal pricing models. All payments depend on UBS’s creditworthiness, and the notes will not be listed on any securities exchange.
UBS AG is issuing Trigger Autocallable Contingent Yield Notes linked to the American depositary receipts of Arm Holdings plc, maturing on January 27, 2027. Each $10 Note pays a contingent coupon at 26.06% per annum (about $0.6515 per quarter) only if, on an observation date, the Arm ADR closes at or above the coupon barrier of 75% of the initial level. If the ADR closes at or above the initial level on any quarterly observation date starting about six months after the trade date, the Notes are automatically called and pay back principal plus the due contingent coupon, with no further payments.
If the Notes are not called and the final ADR level on January 25, 2027 is at or above the downside threshold (also 75% of the initial level), holders receive their $10 principal plus the final contingent coupon. If the final level is below the downside threshold, repayment is reduced in line with the ADR’s percentage decline, and the entire principal can be lost. The Notes are unsecured, unsubordinated debt of UBS, have an estimated initial value of $9.77 per $10, are not listed on any exchange, and require a minimum investment of 100 Notes ($1,000).
UBS AG is offering unsecured Trigger Autocallable Contingent Yield Notes linked to the American depositary receipts of Arm Holdings plc, maturing on or about January 27, 2027. Each Note has a $10 principal amount, with a minimum investment of 100 Notes ($1,000).
Investors may receive periodic contingent coupons only if the Arm ADR closes at or above a specified coupon barrier on the relevant observation date. Starting after six months, the Notes are automatically called if the ADR closes at or above its initial level on any quarterly observation date, in which case investors receive principal plus any due coupon and the Notes terminate early.
If the Notes are not called and the final ADR level on the January 25, 2027 valuation date is at or above a downside threshold, UBS repays principal (and any final coupon if the barrier is met). If the final level is below the downside threshold, repayment is reduced in line with the ADR’s decline, and investors can lose all of their investment. Payments depend entirely on UBS’s credit. The Notes will not be listed, and the estimated initial value is expected to be between $9.47 and $9.72 per $10 Note.
UBS AG London Branch is offering Enhanced Trigger Jump Securities with an auto-callable feature, unsecured notes maturing around February 4, 2032, linked to the worst performer among the Energy Select Sector SPDR Fund, Technology Select Sector SPDR Fund and Utilities Select Sector SPDR Fund. Each security has a $1,000 stated principal amount and does not pay interest or dividends.
On scheduled determination dates, if the closing price of each ETF is at least 90% of its initial price, the notes are automatically redeemed for $1,000 plus a fixed premium based on a return of approximately 13.00% per annum. If not called and, at maturity, each ETF is at or above 90% of its initial price, investors receive a maturity payment of $1,780 per $1,000 note, equivalent to about 13% per year.
If the notes are not redeemed early and, at maturity, any ETF finishes below 90% of its initial price, repayment is reduced dollar‑for‑dollar with the decline of the worst‑performing ETF, and the investment can be entirely lost. The notes are not listed, may have limited liquidity, and all payments depend on UBS’s credit. The estimated initial value is expected between $915.70 and $945.70 per $1,000 note.
UBS AG is offering Trigger Autocallable Contingent Yield Notes with Memory Interest linked to the common stock of Snowflake Inc., maturing on or about February 1, 2029. The notes pay a 12.35% per annum contingent coupon only if Snowflake’s closing price on a quarterly observation date is at or above a coupon barrier set at 50% of the initial level, with unpaid coupons potentially recovered later via a memory feature.
The notes can be automatically called after six months if Snowflake is at or above the call threshold (100% of the initial level), returning principal plus the applicable coupon and ending further payments. If not called and Snowflake finishes at or above the downside threshold (50% of the initial level), investors receive principal back; if it finishes below, repayment is reduced in line with the stock’s loss and can go to zero. These are unsecured, unsubordinated UBS debt, not listed on an exchange, with significant market, liquidity and credit risk and an estimated initial value of $939.80–$969.80 per $1,000 issue price.
UBS AG is offering $26,500,000 of Trigger Callable Contingent Yield Notes, issued at $10 per Note, linked to the worst performer among the Russell 2000, S&P 500 and EURO STOXX 50 Index. The Notes pay a contingent coupon at an annual rate of 11.10% (about $0.2775 per year per $10 Note) only if, on every trading day in a quarter, each index stays at or above its coupon barrier, set at 70% of its initial level. If any index closes below its barrier on any day in the period, no coupon is paid for that quarter.
UBS may call the Notes in whole on any quarterly observation end date (except the final one), repaying the $10 principal plus any due coupon, after which no further payments are made. If the Notes are not called and, at maturity in October 2029, all three indices are at or above their downside thresholds (60% of initial levels), investors receive their $10 principal. If any index finishes below its downside threshold, the maturity payment is reduced in line with the negative return of the worst index, up to a complete loss of principal.
The Notes are unsecured obligations of UBS, are not listed on any exchange, and involve UBS credit risk. The estimated initial value is $9.88 per Note, below the $10 issue price, reflecting embedded fees, hedging and funding costs. The minimum investment is 100 Notes, or $1,000.
UBS AG is offering $7,190,000 of Digital MSCI EAFE® Index-Linked Medium-Term Notes due September 17, 2027, linked to the MSCI EAFE Index. The notes pay no interest and all return comes at maturity based on index performance from the January 21, 2026 trade date to the determination date.
For each $1,000 note, investors receive a maximum of $1,120 if the final index level is at or above 87.5% of the initial level of 2,954.51. Below this buffer, principal declines about 1.1429% for every 1% the index falls past the 12.5% buffer, down to total loss if the index goes to zero.
The structure caps upside at a 12% gain while exposing holders to significant downside beyond the buffer, and does not pass through dividends on index stocks. The notes are unsecured obligations of UBS AG London Branch, not FDIC-insured, not listed on an exchange, and carry UBS credit risk. The estimated initial value is $998 per $1,000 face amount, reflecting internal pricing and hedging costs.
UBS AG is offering $3,386,000 of Trigger Callable Contingent Yield Notes linked to the least performing of the Russell 2000 Index and the S&P 500 Index, maturing January 27, 2028. The notes pay a 7.65% per annum contingent coupon (about $19.125 per $1,000 per quarter) only if on each observation date both indices close at or above their coupon barriers, set at 60% of their initial levels (1,631.259 for the Russell 2000 and 4,148.01 for the S&P 500).
UBS may call the notes in whole on any quarterly observation date starting after six months, returning principal plus any due coupon, after which no further payments are made. If the notes are not called and at maturity both indices are at or above their downside thresholds (also 60% of initial levels), investors receive full principal back.
If at maturity either index finishes below its downside threshold, repayment is reduced one-for-one with the worst-performing index, and the principal repayment can fall to zero. The notes are unsecured obligations of UBS AG London Branch, with an estimated initial value of $979.60 per $1,000, and entail both market risk and UBS credit risk.
UBS AG is offering Trigger Callable Contingent Yield Notes linked to the least performing of Berkshire Hathaway Class B, Meta Platforms and Palantir common stock, maturing in January 2029. The notes pay a contingent coupon of 30.00% per annum (monthly coupons of $25 per $1,000 note) only if, on an observation date, each stock closes at or above its coupon barrier, set at 65% of its initial level. UBS can call the notes in whole on any monthly observation date after three months, returning principal plus any due coupon.
If the notes are not called and each stock finishes at or above its downside threshold (60% of its initial level), investors receive back principal at maturity. If any stock finishes below its downside threshold, repayment is reduced one-for-one with the negative return of the worst stock, and investors can lose up to their entire investment. Payments depend on UBS’s credit, and the estimated initial value is between $957.50 and $987.50 per $1,000 note, below the issue price.