UBS AG SEC Filings

UBS AG offers $2,366,000 of Trigger Autocallable GEARS linked to Morgan Stanley common stock. The securities are issued at $10.00 per Security (minimum investment: 100 Securities) and include an automatic call on May 6, 2027 if the underlying closes at or above the autocall barrier. If called, holders receive a call price equal to principal plus a 21.65% call return. If not called, maturity payments (May 2, 2029) depend on the underlying return, an upside gearing of 1.37, and a downside threshold of $140.31 (75.00% of initial level); principal repayment at maturity is contingent on UBS’s creditworthiness and the final level relative to the downside threshold.

UBS AG is offering $2,337,000 of Trigger Autocallable GEARS linked to the Bloomberg Commodity Index 3 Month Forward. The securities have a $10 principal per Security, an observation date of May 5, 2027, a final valuation date of April 28, 2031 and a maturity date of April 30, 2031. They are automatically called if the underlying closes at or above the autocall barrier (372.2936) on the observation date; the call price would be $12.10 per Security (21.00% call return). If not called, positive returns at maturity equal $10 × (1 + Underlying Return × 1.25). If the final level is below the downside threshold (279.2202, 75.00% of initial), holders suffer losses equal to the underlying return, potentially losing all principal. Payments depend on UBS creditworthiness. The estimated initial value was $9.693 per Security and the issue price is $10.00 per Security.

UBS AG is offering Trigger Callable Contingent Yield Notes linked to the least performing of the S&P 500® Index, the Nasdaq-100® Technology Sector and the Russell 2000® Index due on or about May 10, 2029. The notes pay a contingent coupon of 11.60% per annum only when each underlying asset's closing level on an observation date is at or above its coupon barrier (70.00% of initial level). UBS may call the notes monthly beginning after approximately nine months; if called you receive principal plus any contingent coupon then due. If not called and any final level is below its downside threshold (70.00%), principal is reduced pro rata to the decline of the least performing underlying asset and you could lose all of your investment. The estimated initial value range is $957.60–$987.60 and the issue price is $1,000.00 per note.

UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the least performing of the State Street® SPY and XLE ETFs. The offering totals $5,142,000 at $10 per Note, trade date April 29, 2026, maturity May 3, 2029. The Notes pay a 9.10% per annum contingent coupon when both underlyings meet coupon barriers on observation dates, are callable quarterly after six months if call thresholds are met, and expose holders to downside principal loss equal to the decline of the least performing underlying if its final level is below its downside threshold. All payments are subject to UBS credit risk.

UBS AG is offering Trigger Callable Contingent Yield Notes linked to the least performing of the Russell 2000® Index and the Nasdaq-100® Technology Sector, with final terms set on the strike date and maturity on or about April 13, 2028. The notes pay a contingent coupon (12.60% per annum in the examples) only if each underlying asset meets its coupon barrier on an observation date; UBS may call the notes monthly beginning after three months. If not called, principal is repaid at maturity only if each underlying asset's final level is at or above its downside threshold (70.00% of initial level in the terms shown); otherwise payment at maturity will reflect the percentage decline of the least performing underlying asset, potentially causing a substantial or total loss. Issue price per note is $1,000.00; estimated initial value is between $957.00 and $987.00. All payments depend on UBS creditworthiness and the notes will not be listed on an exchange.

UBS Group reported a strong first quarter of 2026, with reported net profit of $3.0B and earnings per share of 94 cents. On an underlying basis, pre-tax profit reached $4.0B, up 54% year-on-year, and return on CET1 capital was 17%, while the cost-income ratio improved to 70.2%, showing operating leverage from revenue growth and cost reductions.

Group revenues rose to $13.6B, up 18% across core franchises, with particularly strong contributions from Global Wealth Management, Personal & Corporate Banking, Asset Management and a record first quarter in the Investment Bank. UBS delivered an additional $0.8B of gross cost saves, bringing cumulative reductions since the end of 2022 to $11.5B, about 85% of its $13.5B target by year-end 2026.

The balance sheet remained robust, with total assets of $1.7T, credit-impaired exposures of 90 basis points, and low credit loss expense of $70M. The CET1 capital ratio stood at 14.7% and the liquidity coverage ratio at 178%. UBS completed migration of former Credit Suisse Swiss-booked clients to its platforms and plans to finish its current $3B share repurchase program by the second-quarter 2026 results, while monitoring upcoming Swiss capital regulation affecting required CET1 levels.

UBS AG provides an updated snapshot of its capitalization, reporting total capitalization of USD 434,883m as of 31 March 2026, compared with USD 414,648m as of 31 December 2025. Total debt issued was USD 343,162m, alongside equity attributable to shareholders of USD 91,404m.

Short-term debt issued was USD 97,728m and long-term debt issued was USD 245,433m, with 87% of total debt unsecured as of 31 March 2026. The report is prepared under IFRS Accounting Standards and is incorporated by reference into existing UBS Form F-3 registration statements and specified CABCO-related prospectuses and filings.

UBS AG reported significantly stronger first-quarter 2026 results, with total revenues of $14,030m versus $12,163m a year earlier and net profit attributable to shareholders of $2,500m versus $1,028m. Net profit growth was 143.2%, and return on equity improved to 11.1% from 4.3%, helped by lower operating expenses and higher fee income.

The cost/income ratio fell to 76.8% from 88.0%, indicating better efficiency. Credit loss expense was modest at $64m. UBS AG kept a strong capital and liquidity position, with a common equity tier 1 ratio of 14.2%, total loss-absorbing capacity ratio of 38.4%, liquidity coverage ratio of 172.4% and net stable funding ratio of 116.1%.

UBS AG offers Trigger Autocallable Contingent Yield Notes linked to Broadcom Inc. common stock. The Notes pay contingent coupons only if the underlying stock meets the coupon barrier on observation dates and can be automatically called early if the stock equals or exceeds the initial level on any observation date. At maturity, if not called, principal is repaid only if the final level is at or above the downside threshold; if below, repayment is reduced proportionally to the underlying return and you could lose all principal. Trade date is April 29, 2026, settlement expected May 1, 2026, final valuation April 27, 2029, maturity May 1, 2029. The estimated initial value per Note is $9.70 and the principal amount per Note is $10. Investing involves significant credit risk of UBS and market exposure to Broadcom.