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UBS AG SEC Filings

AMUB NYSE

Welcome to our dedicated page for UBS SEC filings (Ticker: AMUB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.

Our SEC filing database is enhanced with expert analysis from Rhea-AI, providing insights into the potential impact of each filing on UBS's stock performance. Each filing includes a concise AI-generated summary, sentiment and impact scores, and end-of-day stock performance data showing the actual market reaction. Navigate easily through different filing types including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, proxy statements (DEF 14A), and Form 4 insider trading disclosures.

Designed for fundamental investors and regulatory compliance professionals, our page simplifies access to critical SEC filings. By combining real-time EDGAR feed updates, Rhea-AI's analytical insights, and historical stock performance data, we provide comprehensive visibility into UBS's regulatory disclosures and financial reporting.

Rhea-AI Summary

UBS AG offers Airbag Autocallable Yield Notes linked to the common stock of Oracle Corporation, via a preliminary pricing supplement dated March 06, 2026. The Notes pay a periodic coupon unless the Notes are autocalled early after an observation date.

Key terms shown: trade date March 6, 2026, settlement date March 10, 2026, final valuation date September 8, 2026, maturity date September 10, 2026. If not autocalled, principal repayment at maturity is contingent on the final level relative to a downside threshold; losses accrue at a rate of approximately 1.1765% of principal for each 1% decline beyond the threshold. All payments are subject to the creditworthiness of UBS AG.

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UBS AG is offering Airbag Autocallable Yield Notes linked to Palantir Technologies Inc. common stock. The Notes have a principal amount of $10 per Note (minimum purchase $1,000) with a trade date of March 6, 2026, settlement on March 10, 2026, final valuation on September 8, 2026, and maturity on September 10, 2026.

The Notes pay a coupon in arrears (illustrative coupon rate 22.97% per annum, monthly coupon ~$0.1914) unless the Notes are automatically called. An automatic call occurs if the underlying closing level on any observation date before the final valuation date is equal to or greater than the initial level; if called, UBS pays principal plus the coupon for that period. If not called, repayment at maturity depends on the final level relative to a downside threshold: if the final level is below the threshold, investors are exposed to leveraged downside, losing ~1.1765% of principal for each 1% decline beyond the threshold, potentially losing the entire principal. Payments are subject to UBS credit risk and the Notes are not FDIC insured. The estimated initial value was $9.86 per Note.

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Rhea-AI Summary

UBS AG is offering Airbag Autocallable Yield Notes linked to the common stock of Palantir Technologies Inc. The preliminary terms show a trade date of March 6, 2026, settlement on March 10, 2026, a final valuation date of September 8, 2026 and a maturity date of September 10, 2026. Coupons are payable on each coupon payment date unless the Notes are automatically called after an observation date when the closing level of the underlying is equal to or above the initial level. If the Notes are not called and the final level is below the downside threshold, repayment is contingent and the investor will suffer leveraged downside: approximately 1.1765% loss of principal for each 1% decline beyond the threshold. The illustrative principal amount is $10 per Note, minimum investment is 100 Notes ($1,000), and the illustrative annual coupon shown is 19.28%. Any payment is subject to UBS credit risk.

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UBS AG is offering Airbag Autocallable Yield Notes linked to the common stock of Micron Technology, Inc., maturing on September 10, 2026. The Notes have a principal amount of $10 per Note (minimum purchase 100 Notes) and pay a periodic coupon on each coupon payment date unless the Notes are automatically called. UBS will automatically call the Notes early if the closing level of Micron on any observation date prior to the final valuation date is equal to or greater than the initial level; in that case investors receive principal plus the coupon on the related coupon payment date and the Notes terminate. If not called, repayment at maturity depends on the final level versus a downside threshold: if the final level is at or above the threshold, UBS repays principal plus coupon; if below the threshold, repayment is reduced and investors lose 1.2195% of principal for each 1% decline beyond the threshold, potentially losing their entire investment. The estimated initial value was $9.85 as of the trade date.

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UBS AG is offering Airbag Autocallable Yield Notes linked to the common stock of Micron Technology, Inc. due on or about September 10, 2026. The Notes pay a coupon on each coupon payment date unless the Notes are automatically called following an observation date where the closing level is equal to or greater than the initial level. If automatically called, UBS will pay principal plus the coupon on the related call settlement date and no further payments will be made. If not called, principal is contingent at maturity: if the final level is at or above the downside threshold, UBS pays principal plus coupon; if below, repayment is reduced and investors lose 1.2195% of principal for each 1% decline of the underlying in excess of the threshold, potentially losing the entire investment. Trade date is March 6, 2026, settlement expected March 10, 2026, final valuation date September 8, 2026. Minimum investment is 100 Notes at $10 per Note. Estimated initial value range is $9.52 to $9.77. All payments are subject to the creditworthiness of UBS.

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UBS AG is offering Airbag Autocallable Yield Notes linked to the common stock of Moderna, Inc., maturing on September 10, 2026. Coupons are paid on each coupon payment date unless the Notes are automatically called following an observation date when the underlying stock closes at or above its initial level. If called early, UBS will pay principal plus the coupon on the related coupon payment date and no further payments will be made.

If the Notes are not called and the final level is at or above the downside threshold, UBS will repay principal plus the final coupon. If the final level is below the downside threshold, repayment at maturity is reduced and investors bear leveraged downside: approximately 1.2048% loss of principal for each 1% decline beyond the threshold. The Notes are unsecured obligations of UBS and repayment depends on UBS' creditworthiness. The estimated initial value as of the trade date was $9.84. Minimum investment is 100 Notes ($1,000).

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UBS AG offers Airbag Autocallable Yield Notes linked to the common stock of Moderna, Inc. due on or about September 10, 2026. The Notes pay a coupon on each coupon payment date unless they are automatically called early following an observation date when the underlying stock is at or above its initial level. If not called, repayment at maturity depends on the final level relative to a downside threshold; below that threshold investors face leveraged downside exposure of approximately 1.2048% loss of principal per 1% decline beyond the threshold. Coupons are quoted in examples at 25.77% per annum and the estimated initial value is between $9.51 and $9.76 per Note. Payments are subject to UBS credit risk.

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UBS AG is offering Trigger Callable Contingent Yield Notes due March 9, 2029, linked to the least performing of the Nasdaq-100® Technology Sector, the Russell 2000® and the S&P 500®. The $1,000 principal per Note is contingent: monthly contingent coupons of 9.25% per annum are payable only if each underlying is at or above its coupon barrier on an observation date. UBS may call the Notes monthly beginning ~3 months after issue. At maturity you receive principal only if each final level is at or above its 65% downside threshold; otherwise repayment equals $1,000 × (1 + underlying return of the least performing underlying asset), which can result in substantial or total loss. The issue price is $1,000; UBS reports an estimated initial value of $944.20 as of the trade date.

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UBS AG is offering $6,613,000 aggregate face amount of Digital S&P 500® Index-Linked Medium-Term Notes due September 29, 2027. The notes pay no interest and return either a capped cash payment of $1,142.00 per $1,000 face amount if the final underlier level is at or above an 87.50% buffer of the initial level, or a leveraged downside exposure (approximately 1.1429% loss of face per 1% underlier decline below the buffer). Trade date is March 5, 2026 and original issue date is March 10, 2026. The estimated initial value on the trade date was $998.00 per $1,000 face amount as determined by UBS’ internal pricing models. Purchasers assume UBS credit risk, limited liquidity, potential tax withholding under Section 871(m) if determinations change, and that returns are capped at the stated maximum settlement amount.

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UBS AG is offering Buffer Autocallable Contingent Yield Notes linked to the least performing of the Russell 2000® Index and the S&P 500® Index, with a contingent coupon rate of 6.70% per annum, a $1,000 principal denomination and expected strike and trade date of March 27, 2026. The notes are callable monthly beginning after 12 months and have a final valuation date of March 27, 2031 and an expected maturity date of April 1, 2031. The issue price per Note is $1,000.00, the underwriting discount is $37.50 per Note and proceeds to UBS AG are $962.50 per Note. Sales are subject to delivery of final Offering Documents and all payments, including contingent coupons and any repayment of principal, are subject to the creditworthiness of UBS. The Notes are not listed on any exchange and involve significant downside market risk, including potential loss of most or all principal if the least performing underlying asset falls below its downside threshold.

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FAQ

How many UBS (AMUB) SEC filings are available on StockTitan?

StockTitan tracks 8005 SEC filings for UBS (AMUB), including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and Form 4 insider trading disclosures. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for UBS (AMUB)?

The most recent SEC filing for UBS (AMUB) was filed on March 9, 2026.