UBS AG SEC Filings

UBS AG offers Buffer Callable Contingent Yield Notes linked to the least performing of the Dow Jones Industrial Average, Nasdaq-100 and Russell 2000. Principal amount is $1,000 per Note with an approximate 3-year term and expected trade date March 13, 2026.

The Notes are callable by UBS beginning after three months; a contingent coupon of 10.75% per annum is payable only if each underlying meets its coupon barrier on an observation date. A 15.00% buffer applies and downside thresholds equal 85.00% of initial levels; if the least performing underlying falls below the downside threshold, principal at maturity is reduced by the loss in excess of the buffer. Estimated initial value range is $958.80–$988.80; issue price $1,000 with underwriting discount $7 (proceeds to UBS $993). Investment carries significant market, credit and liquidity risks.

UBS AG offers a preliminary pricing supplement for UBS Trigger Autocallable Contingent Yield Notes linked to the common stock of Dollar Tree, Inc. The Notes have a term to approximately April 5, 2029, trade date March 31, 2026, and settlement on April 6, 2026.

The contingent coupon rate range is 15.65% to 18.45% per annum. The call threshold is 100.00% of the initial level and both the coupon barrier and downside threshold are 70.00% of the initial level. Issue price per Note is $1,000.00 with an underwriting discount of $20.00, proceeds to UBS of $980.00, and an estimated initial value range of $949.20 to $979.20.

The Notes pay contingent coupons only if observation-date levels meet the coupon barrier, are subject to automatic early call if the call threshold is met on an observation date, and expose holders to downside equity performance at maturity if the final level is below the downside threshold. All payments are subject to UBS credit risk. See Key Risks and Tax sections for detailed disclosures.

UBS AG is offering Trigger Autocallable Contingent Yield Notes with Memory Interest linked to the common stock of United Parcel Service, Inc. (UPS). The Notes mature on or about March 16, 2029, pay a contingent coupon of 12.25% per annum if observation-date conditions are met, and are callable quarterly beginning after six months if the underlying meets the call threshold (100% of the initial level). At maturity, principal is repaid in cash only if the final level is at or above the downside threshold (60% of the initial level); if below, investors bear the full downside equal to the underlying return. The coupon barrier is 70% of the initial level. The issue price is $1,000.00 per Note, underwriting discount is $15.00 per Note, and proceeds to UBS are $985.00 per Note. Estimated initial value range: $938.90 to $968.90. Terms are subject to the final pricing supplement and related offering documents.

UBS AG offers Trigger Callable Contingent Yield Notes linked to the common stock of Oracle Corporation with a principal amount of $1,000 per Note and an issue price shown as $1,000.00 in the preliminary pricing supplement. The Notes pay a contingent coupon of 28.10% per annum only when the closing level of Oracle on an observation date is at or above a coupon barrier equal to 60.00% of the Initial Level. UBS may call the Notes monthly (beginning after three months); if called you receive principal plus any contingent coupon then due. At maturity, if the final level is 60.00% of the Initial Level, principal may be reduced pro rata to the underlying return, including a total loss in extreme scenarios. Payments are subject to UBS credit risk; estimated initial value is between $953.30 and $983.30 per Note.

UBS AG is offering $1,009,000 in Trigger Callable Contingent Yield Notes linked to the least performing of the Dow Jones Industrial Average®, the Nasdaq-100® Technology Sector and the Russell 2000® Index, maturing March 9, 2029. Each Note has a $1,000 principal amount and a contingent coupon rate of 12.15% per annum; contingent coupons are paid only if all three underlyings are at or above their coupon barriers on each observation date. If UBS does not call the Notes and the final level of any underlying is below its downside threshold (70% of initial level), principal repayment is reduced pro rata to the negative return of the least performing underlying; in extreme cases you could lose all of your initial investment. The estimated initial value per Note is $967.20 and the Notes are unsecured obligations of UBS subject to its credit risk. UBS may call the Notes beginning after six months on any observation date; if called you receive principal plus any contingent coupon otherwise due on the call settlement date.

UBS AG is offering $967,000 of Trigger Callable Contingent Yield Notes linked to the least performing of three underlyings. The Notes (term ~2.5 years) pay a contingent coupon of 11.00% per annum if each underlying meets its coupon barrier on observation dates. UBS may call the Notes (beginning after 3 months). At maturity (final valuation date September 6, 2028; maturity September 11, 2028), principal is repaid only if every underlying is at or above its downside threshold (each set at 55.00% of its initial level); otherwise repayment is reduced by the negative return of the least performing underlying. The issue price is $1,000 per Note (estimated initial value $972.00); payments are subject to UBS creditworthiness.

UBS AG offers $3,446,000 of Trigger Callable Contingent Yield Notes linked to the least performing of the Russell 2000® Index and the S&P 500® Index. The notes pay a contingent coupon of 8.35% per annum if both indices meet their coupon barriers on observation dates. The strike date was March 3, 2026, trade date March 6, 2026, settlement March 11, 2026, final valuation date March 5, 2029, and maturity March 8, 2029. If UBS calls the notes on an observation date (callable after 12 months), holders receive principal plus any contingent coupon then due. If not called, principal is repaid at maturity only if each underlying index is at or above its downside threshold (50% of initial level); otherwise repayment is reduced in proportion to the negative return of the least performing underlying asset, potentially resulting in a total loss. Payments are subject to UBS credit risk and the estimated initial value on the trade date was $985.70 per $1,000 note.

UBS AG filed its 2025 Sustainability Statement, outlining business model, governance and a detailed climate transition plan. The bank targets net-zero scope 1 and 2 emissions by 2035, having already cut these by 48% versus 2023 and reduced energy use by 18.8% while sourcing 99.7% renewable electricity.

UBS has set 2030 lending decarbonization goals across Swiss real estate, power, fossil fuels, iron and steel, and cement, reporting an 83% reduction in financed fossil-fuel emissions versus 2021. The group manages over USD 7 trillion of invested assets globally and surpassed USD 1 trillion in Asia Pacific invested assets in 2025.

The report describes group-wide sustainability governance, including Board oversight via the Corporate Culture and Responsibility Committee and a dedicated Group Sustainability and Impact organization. UBS also highlights social impact ambitions, philanthropy through the UBS Optimus network of foundations, and strong ESG ratings from MSCI and S&P Global.

UBS AG provides updated capitalization information in a Form 6-K, supplementing its Form 20-F for the year ended 31 December 2025. As of 31 December 2025, total debt issued was USD 325,469m and total capitalization was USD 414,648m under IFRS Accounting Standards.

Short-term debt issued was USD 92,101m and long-term debt issued was USD 233,368m, of which USD 117,717m represented funding from UBS Group. Equity attributable to shareholders was USD 88,845m and equity attributable to non-controlling interests was USD 334m. UBS also notes that 87% of total debt issued was unsecured on that date.