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UBS AG SEC Filings

AMUB NYSE

Welcome to our dedicated page for UBS SEC filings (Ticker: AMUB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.

Our SEC filing database is enhanced with expert analysis from Rhea-AI, providing insights into the potential impact of each filing on UBS's stock performance. Each filing includes a concise AI-generated summary, sentiment and impact scores, and end-of-day stock performance data showing the actual market reaction. Navigate easily through different filing types including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, proxy statements (DEF 14A), and Form 4 insider trading disclosures.

Designed for fundamental investors and regulatory compliance professionals, our page simplifies access to critical SEC filings. By combining real-time EDGAR feed updates, Rhea-AI's analytical insights, and historical stock performance data, we provide comprehensive visibility into UBS's regulatory disclosures and financial reporting.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of CrowdStrike Holdings, Inc. The Notes have a trade date of March 9, 2026, expected settlement on March 11, 2026, and mature on September 13, 2027. The Notes may pay periodic contingent coupons only if the underlying's closing level on each observation date meets or exceeds a coupon barrier; monthly observation dates begin after six months. The Notes will be automatically called early if the underlying equals or exceeds the initial level on any observation date, in which case holders receive principal plus any contingent coupon due on the call settlement date. If not called, repayment at maturity depends on the final level relative to a downside threshold (an illustrative downside threshold is 50% of the initial level); if the final level is below that threshold, holders suffer losses in proportion to the underlying return and could lose their entire investment. Minimum investment is 100 Notes ($1,000); the estimated initial value range is $9.42 to $9.67 per Note. All payments are subject to UBS credit risk.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Eaton Corporation plc. The Notes pay contingent coupons only if the underlying closing level meets a coupon barrier on observation dates and can be automatically called early if the underlying equals or exceeds the initial level on any prior observation date. If not called, principal is repaid at maturity only if the final level is at or above a downside threshold; otherwise, repayment is reduced pro rata to the underlying return and investors can lose a substantial portion or all of their investment. Trade date is March 9, 2026, settlement expected March 11, 2026, final valuation date March 9, 2028 and maturity March 13, 2028. Minimum investment is 100 Notes at $10 per Note and the estimated initial value on the trade date is $9.81.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Eaton Corporation plc, with a trade date of March 9, 2026, expected settlement on March 11, 2026, a final valuation date of March 9, 2028, and an expected maturity of March 13, 2028. The Notes pay a contingent coupon only if the underlying's closing level on an observation date is at or above a coupon barrier, and they are automatically called if the underlying closes at or above the initial level on any observation date prior to final valuation. If not called, principal repayment at maturity is contingent: full principal is returned only if the final level is at or above the downside threshold; otherwise investors suffer a loss proportional to the underlying return and could lose their entire principal. Minimum investment is $1,000 (100 Notes); the estimated initial value range is $9.43–$9.68 per Note. All payments are subject to UBS's creditworthiness.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Mattel, Inc. The Notes mature on March 11, 2027 and pay contingent coupons only if the closing level of the underlying meets or exceeds a coupon barrier on observation dates; otherwise no coupon is paid. The Notes will be automatically called early if the underlying's closing level on any observation date prior to the final valuation date is equal to or greater than the initial level, in which case holders receive the principal plus any contingent coupon on the related coupon payment date.

If not called, principal repayment at maturity is contingent: full principal is returned if the final level is equal to or greater than the downside threshold ($65.00, 65.00% of the initial level); if the final level is below that threshold, repayment declines in proportion to the underlying return and holders may lose a significant portion or all of their investment. The Notes have a principal amount of $10 per Note, a minimum investment of 100 Notes, an estimated initial value of $9.77, and contingent coupon examples show a hypothetical contingent coupon rate of 12.20% per annum.

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UBS AG offers $500,000 Trigger Autocallable Contingent Yield Notes linked to Advanced Micro Devices, Inc. common stock due March 11, 2027. The Notes pay periodic contingent coupons only if the underlying stock closes at or above a coupon barrier on observation dates and may be automatically called early if the stock closes at or above the initial level on any observation date prior to the final valuation date. If not called, principal is repaid at maturity only if the final level is at or above a downside threshold; otherwise principal repayment is reduced proportionally to the underlying return and full loss is possible. All payments are subject to the creditworthiness of UBS.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Mattel, Inc. The Notes pay periodic contingent coupons only if the underlying stock closes at or above a coupon barrier on observation dates and may be automatically called early if the stock closes at or above the initial level on any observation date prior to maturity.

If not called, principal repayment at maturity is contingent: full principal is returned only if the final level is at or above the downside threshold; otherwise repayment is reduced pro rata to the underlying return and investors may lose a significant portion or all of their investment. All payments are subject to UBS credit risk. Trade date, settlement, final valuation date, and maturity are March 9, 2026; March 11, 2026; March 9, 2027; and March 11, 2027, respectively.

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UBS AG offers Trigger Autocallable Contingent Yield Notes linked to the common stock of Advanced Micro Devices, Inc. The Notes mature on or about March 11, 2027 with a trade date of March 9, 2026 and settlement on March 11, 2026. The Notes have a $10 principal amount per Note and are offered in minimum blocks of 100 Notes ($1,000).

The Notes pay periodic contingent coupons only if the underlying closing level on an observation date meets or exceeds a coupon barrier; they autocall early if the underlying equals or exceeds the initial level on an observation date. At maturity, if not called, principal repayment is contingent on the final level relative to a downside threshold (60.00% of the initial level); if the final level is below that threshold, repayment may be less than principal and could result in a full loss. Estimated initial value on the trade date is expected to be between $9.48 and $9.73.

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UBS AG offers Trigger Autocallable Contingent Yield Notes linked to Delta Air Lines common stock due March 13, 2028. The Notes pay a contingent coupon only if the underlying stock closes at or above a coupon barrier on observation dates; they will autocall quarterly beginning after 6 months if the underlying closes at or above the initial level. At maturity, if not called, principal repayment depends on the final level versus a $50.00 downside threshold; a final level below that can produce a loss equal to the underlying return. Trade date: March 9, 2026; settlement: March 11, 2026. Example terms show a 13.39% contingent coupon rate with an estimated initial value of $9.70 per Note and a principal amount of $10 per Note.

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UBS AG offers Trigger Autocallable Contingent Yield Notes linked to the common stock of Delta Air Lines, Inc. The Notes have a Principal Amount of $10 per Note, trade date March 9, 2026, expected settlement March 11, 2026, final valuation date March 9, 2028, and maturity on or about March 13, 2028.

The Notes pay a periodic contingent coupon only if the underlying closing level on an observation date meets or exceeds the coupon barrier; they are automatically called if the underlying closing level on any quarterly observation date (beginning after 6 months) is equal to or greater than the initial level. If not called, principal is repaid at maturity only if the final level is equal to or greater than the downside threshold; if the final level is below that threshold, repayment is reduced pro rata and investors can lose a significant portion or all of principal. Example terms show a hypothetical contingent coupon rate of 12.75% per annum ($0.3188 per $10 Note) and a downside threshold of $50.00 (50.00% of the initial level). The estimated initial value range is $9.33 to $9.58 per Note and minimum purchase is 100 Notes ($1,000). All payments are subject to the creditworthiness of UBS and the Offering Documents are subject to completion.

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UBS AG is offering Airbag Autocallable Yield Notes linked to the common stock of Oracle Corporation, maturing on September 10, 2026. The Notes pay a coupon on each coupon payment date unless the Notes are automatically called following an observation date.

The Notes will be automatically called if the underlying stock's closing level on any pre-final observation date is equal to or greater than the initial level; on a call settlement date UBS pays principal plus the coupon and no further payments occur. If not called, principal repayment at maturity depends on the final level versus a downside threshold. If the final level is below that threshold, investors suffer leveraged losses (about 1.1765% of principal lost per 1% decline beyond the threshold), and could lose all principal. Trade date is March 6, 2026, settlement March 10, 2026, final valuation date September 8, 2026. Minimum investment is 100 Notes at $10 per Note; estimated initial value was $9.87. All payments are subject to UBS credit risk.

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FAQ

How many UBS (AMUB) SEC filings are available on StockTitan?

StockTitan tracks 8005 SEC filings for UBS (AMUB), including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and Form 4 insider trading disclosures. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for UBS (AMUB)?

The most recent SEC filing for UBS (AMUB) was filed on March 9, 2026.