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UBS AG SEC Filings

AMUB NYSE

Welcome to our dedicated page for UBS SEC filings (Ticker: AMUB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.

Our SEC filing database is enhanced with expert analysis from Rhea-AI, providing insights into the potential impact of each filing on UBS's stock performance. Each filing includes a concise AI-generated summary, sentiment and impact scores, and end-of-day stock performance data showing the actual market reaction. Navigate easily through different filing types including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, proxy statements (DEF 14A), and Form 4 insider trading disclosures.

Designed for fundamental investors and regulatory compliance professionals, our page simplifies access to critical SEC filings. By combining real-time EDGAR feed updates, Rhea-AI's analytical insights, and historical stock performance data, we provide comprehensive visibility into UBS's regulatory disclosures and financial reporting.

Rhea-AI Summary

UBS AG is offering $1,345,000 of Trigger Callable Contingent Yield Notes linked to the S&P 500® Index. The Notes pay a contingent coupon of $6.6667 per note per coupon period at a contingent coupon rate of 8.00% per annum, are callable by UBS monthly beginning after six months, and mature on March 9, 2029. The initial level is 6,740.02 with a coupon barrier and downside threshold of 4,650.61 (which is 69.00% of the initial level). If UBS does not call the Notes and the final level is below the downside threshold, principal repayment is reduced proportionally to the decline in the index; in extreme cases you could lose your entire investment. Payments depend on UBS creditworthiness; estimated initial value per note on the trade date was $978.40.

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UBS AG offers Buffer Autocallable Contingent Yield Notes due March 17, 2031 linked to the least performing of the Russell 2000Index and the S&P 500Index. The notes have a $1,000 principal amount per note, an indicated contingent coupon rate of 7.30% per annum, monthly observation dates (callable after 12 months), a 100% call threshold, 80% coupon barriers, a 85% downside threshold and a 15.00% buffer. If on any observation date the closing level of each underlying asset meets or exceeds its coupon barrier, UBS will pay the contingent coupon; the notes will be automatically called if on an observation date each underlying asset is at or above its call threshold and will pay principal plus any contingent coupon. If not called, at maturity the payout depends on the least performing underlying asset and the buffer, and an investor can lose some or almost all principal. All payments are subject to UBS credit risk.

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UBS AG is offering $2,740,800 of Trigger Autocallable GEARS linked to Diamondback Energy, Inc. common stock. The Securities are sold at $10.00 per Security with a minimum $1,000 investment; trade date is March 6, 2026, settlement March 11, 2026, observation date March 15, 2027, and maturity March 8, 2029.

The terms on the cover: $10 principal per Security, an automatic call if the underlying closing level ≥ the autocall barrier ($180.54, 100.00% of the initial level) on the observation date with a 22.00% call return (call price $12.20). If not called, positive underlying returns are multiplied by upside gearing (1.45); a downside threshold is $117.35 (65.00% of the initial level). Payments, including any principal repayment, depend on UBS creditworthiness. The estimated initial value at trade date was $9.654 per Security.

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UBS AG offers $251,500 principal of Trigger Autocallable Contingent Yield Notes linked to the common stock of Microsoft Corporation, maturing on March 12, 2029. The Notes pay a contingent coupon only when the underlying closing level on an observation date is equal to or above the coupon barrier; otherwise no coupon is paid. The Notes will be automatically called early if the underlying closing level on any observation date prior to the final valuation date is equal to or greater than the initial level, in which case UBS pays principal plus any contingent coupon on the call settlement date. If not called, principal repayment at maturity is contingent: if the final level is at or above the downside threshold the principal is returned; if below, repayment is reduced pro rata to the underlying return, with potential loss of the entire principal. Trade date is March 9, 2026, settlement March 11, 2026. Minimum investment is 100 Notes at $10 per Note; the estimated initial value per Note is $9.74.

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Rhea-AI Summary

UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Microsoft Corporation, with final terms set on the trade date.

The notes have a Trade Date of March 9, 2026, expected Settlement Date March 11, 2026, a Final Valuation Date of March 8, 2029, and a Maturity Date of March 12, 2029. Minimum investment is 100 notes at $10 per note ($1,000). Payments include contingent coupons payable only if the closing level meets or exceeds the coupon barrier on observation dates and an automatic early call if levels meet or exceed the initial level on an observation date. If not called and the final level is below the downside threshold, principal is exposed to the percentage decline in the underlying stock; the example downside threshold is 70.00% of the initial level. The estimated initial value range is $9.39 to $9.64 per note, and all payments are subject to UBS credit risk.

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UBS AG offers $1,137,000 in Trigger Autocallable Contingent Yield Notes linked to the common stock of Corning Incorporated, maturing March 12, 2029. The notes pay contingent coupons only if the underlying's closing level on an observation date meets the coupon barrier; otherwise no coupon is paid.

The notes are automatically called on any quarterly observation date (beginning after six months) if the underlying's closing level is at or above the initial level, with payment of principal plus any contingent coupon on the corresponding call settlement date. If not called, principal repayment at maturity is contingent: full principal is paid only if the final level is at or above the downside threshold; if the final level is below that threshold you may suffer a loss equal to the underlying return, potentially losing all principal. Payments are subject to the creditworthiness of UBS. Minimum purchase is 100 Notes at $10 per Note; estimated initial value was $9.71.

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UBS AG launches a preliminary pricing supplement for $• Trigger Autocallable Contingent Yield Notes linked to the common stock of Corning Incorporated, with a stated maturity on March 12, 2029 and final terms to be set on the trade date. The Notes pay periodic contingent coupons only if the underlying meets coupon barriers on observation dates and are automatically callable quarterly beginning about six months after the trade date if the underlying equals or exceeds the initial level. If not called, repayment at maturity is contingent on the final level relative to a downside threshold, and losses can equal the underlying’s decline; principal repayment is subject to UBS’s creditworthiness. Trade date and settlement are shown as March 9, 2026 and March 11, 2026, respectively. Minimum purchase is 100 Notes at $10 per Note (a $1,000 minimum); the estimated initial value range is between $9.33 and $9.58. The document is preliminary and subject to completion.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Blackstone Inc. The notes have a principal amount of $10 per note, a term of approximately two years, trade date March 9, 2026, settlement March 11, 2026, final valuation date March 9, 2028, and maturity March 13, 2028. Payments depend on observation-date levels versus a $50.00 coupon barrier and a $50.00 downside threshold (each cited as 50% of the initial level). Notes may autocall early if the underlying meets or exceeds the initial level, paying principal plus any contingent coupon; if not called and the final level is below the downside threshold, principal repayment will be reduced proportionally to the underlying return and could result in total loss. The estimated initial value per note is $9.69 and minimum purchase is 100 notes.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to CrowdStrike common stock due September 13, 2027. The notes pay periodic contingent coupons only if the underlying closing level meets a coupon barrier on observation dates and are automatically called if the underlying equals or exceeds the initial level on a monthly observation (beginning ~6 months). If not called, principal is repaid at maturity only if the final level is at or above a downside threshold; otherwise repayment equals $10 × (1 + underlying return), which can result in a loss of up to the full principal. Payments are subject to UBS creditworthiness. Minimum investment is 100 Notes ($1,000); the estimated initial value on the trade date is $9.79.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Blackstone Inc., with an expected final valuation date of March 9, 2028 and maturity on March 13, 2028. The preliminary pricing supplement dated March 9, 2026 sets the trade date as March 9, 2026 and settlement as March 11, 2026. The Notes pay contingent coupons only when the underlying closing level on an observation date is at or above a coupon barrier and will be automatically called early if the underlying closes at or above the initial level on an observation date prior to maturity. If not called, principal repayment at maturity is contingent: full principal is paid if the final level is at or above a downside threshold; otherwise repayment falls proportionally to the underlying return, potentially resulting in substantial or total loss. Example terms include a $10 principal amount, a hypothetical contingent coupon of 11.65% per annum, a coupon barrier and downside threshold equal to $50.00 (50% of initial level), an estimated initial value range of $9.39 to $9.64, and a minimum investment of 100 Notes ($1,000). These are unsecured obligations subject to UBS credit risk. This pricing supplement is preliminary and the final terms will be set on the trade date.

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FAQ

How many UBS (AMUB) SEC filings are available on StockTitan?

StockTitan tracks 8005 SEC filings for UBS (AMUB), including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and Form 4 insider trading disclosures. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for UBS (AMUB)?

The most recent SEC filing for UBS (AMUB) was filed on March 10, 2026.