STOCK TITAN

UBS AG SEC Filings

AMUB NYSE

Welcome to our dedicated page for UBS SEC filings (Ticker: AMUB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.

Our SEC filing database is enhanced with expert analysis from Rhea-AI, providing insights into the potential impact of each filing on UBS's stock performance. Each filing includes a concise AI-generated summary, sentiment and impact scores, and end-of-day stock performance data showing the actual market reaction. Navigate easily through different filing types including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, proxy statements (DEF 14A), and Form 4 insider trading disclosures.

Designed for fundamental investors and regulatory compliance professionals, our page simplifies access to critical SEC filings. By combining real-time EDGAR feed updates, Rhea-AI's analytical insights, and historical stock performance data, we provide comprehensive visibility into UBS's regulatory disclosures and financial reporting.

Filing
Rhea-AI Summary

UBS AG is offering Trigger Callable Contingent Yield Notes linked to the least performing of the Russell 2000® Index and the S&P 500® Index. The notes have a principal amount of $1,000 per Note, a contingent coupon structure (an illustrative contingent coupon of 11.45% per annum and $28.625 per quarter is shown), trade date March 17, 2026, expected settlement March 20, 2026, final valuation date March 19, 2029 and maturity March 22, 2029. The notes are issuer-callable beginning after six months on quarterly observation dates; if called by UBS you receive principal plus any contingent coupon payable on the call settlement date. If not called, principal repayment at maturity is contingent: you receive $1,000 if each underlying’s final level is at or above its downside threshold (illustratively 70.00% of initial level), otherwise the cash payment equals $1,000 × (1 + Underlying Return of the Least Performing Underlying Asset), which can result in a substantial loss or total loss of principal. The estimated initial value range shown is $962.60 to $992.60 per Note. All payments are subject to UBS credit risk and the Notes are not exchange listed.

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Filing
Rhea-AI Summary

UBS AG is offering Trigger Autocallable Contingent Yield Notes with Memory Interest due on or about March 16, 2029. The Notes have a principal amount per Note of $1,000.00, an indicative contingent coupon rate of 9.75% per annum and a term of approximately three years.

The Notes pay semiannual contingent coupons only if both the S&P 500® and Russell 2000® closing levels meet coupon barriers on observation dates, are automatically called if both indices reach call threshold levels (100% of initial level) on an observation date, and repay principal at maturity only if both indices are at or above downside thresholds (75% of initial level); otherwise repayment at maturity reflects the decline of the least performing underlying asset. Trade and strike dates are March 13, 2026, settlement is expected March 18, 2026, and the final valuation date is March 13, 2029.

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Rhea-AI Summary

UBS AG offers Trigger Callable Contingent Yield Notes linked to the least performing of the Dow Jones Industrial Average®, the Nasdaq-100® Technology Sector and the Russell 2000® Index due on or about October 2, 2030. The Notes pay a periodic contingent coupon (the specified rate shown on the cover is 12.65% per annum for one reference line) only if each underlying asset is at or above its coupon barrier on each monthly observation date; otherwise no coupon is paid. UBS may call the Notes in whole on monthly observation dates beginning after six months. At maturity, if any underlying asset is below its downside threshold (60.00% of its initial level), repayment of principal will be reduced proportionally to the negative return of the least performing underlying asset, and you could lose a substantial portion or all of your investment. The trade date is March 27, 2026, settlement expected April 1, 2026, final valuation date September 27, 2030, and maturity October 2, 2030. The issuer’s estimated initial value range is $953.60 to $983.60 per $1,000 Note; the issue price includes underwriting, hedging and other costs.

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Rhea-AI Summary

UBS AG offers Buffer GEARS linked to the least performing of the MSCI EAFE® Index and the EURO STOXX 50® Index in a $382,000 issuance. The securities mature on September 14, 2027 and pay at maturity based on the percentage change of the least performing underlying asset from the trade date to the final valuation date.

If the least performing underlying return is positive, the cash payment per Security equals the $1,000 principal plus that return multiplied by the upside gearing of 1.2015. If the least performing underlying return is zero or negative but the final level is at or above the downside threshold (80% of the initial level), UBS will repay the principal amount. If the least performing underlying return is negative and the final level is below its downside threshold, the payment may be less than principal after applying a 20.00% buffer, and investors could lose almost all of their initial investment.

Payments, including any principal repayment, are subject to UBS credit risk and the contingent repayment applies only at maturity. Trade date was March 9, 2026, settlement March 12, 2026, final valuation date September 9, 2027.

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Rhea-AI Summary

UBS AG offers Trigger Callable Contingent Yield Notes linked to the least performing of the Dow Jones Industrial Average®, the Nasdaq-100® Technology Sector and the Russell 2000® Index. The Notes have a $1,000 principal amount per Note, a stated contingent coupon rate of 12.00% per annum (contingent on each observation date), a trade date of March 13, 2026, expected settlement on March 18, 2026, a final valuation date of March 13, 2029 and maturity on March 16, 2029. UBS may call the Notes in whole on monthly observation dates beginning after 12 months. At maturity holders receive principal only if every underlying asset is at or above a 70.00% downside threshold; otherwise repayment is reduced pro rata to the negative return of the least performing underlying asset. The Notes are unsecured obligations of UBS and payments depend on UBS creditworthiness.

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Rhea-AI Summary

UBS AG offers Trigger Callable Contingent Yield Notes linked to the least performing of the Dow Jones Industrial Average, the Russell 2000 and the S&P 500. The Notes have a $1,000 principal amount per Note, a contingent coupon rate of 10.75% per annum, trade date March 20, 2026, settlement March 25, 2026, final valuation March 20, 2031 and maturity March 25, 2031. UBS may call the Notes in whole on quarterly observation dates beginning after six months. Coupon payments occur only if each underlying's closing level is at or above a coupon barrier (typically 75% of initial level); repayment of principal at maturity is contingent and may be reduced if the least performing underlying finishes below its downside threshold (typically 55% of initial level). The estimated initial value range is $960.00 to $990.00, while the issue price is $1,000.00. The Notes are unsecured obligations of UBS and subject to UBS credit risk; secondary market liquidity may be limited.

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UBS AG offers $16,250,000 of Step Down Trigger Autocallable Notes linked to the least performing of the Dow Jones Industrial Average and the S&P 500, maturing March 8, 2030. Each Note has a $1,000 principal amount, a 9.75% per annum call return rate and annual observation dates. The Notes will be automatically called if the closing level of each underlying asset equals or exceeds its call threshold on an observation date; call prices rise with time (up to $1,390.00 at final valuation). If not called, repayment at maturity depends on the least performing underlying asset and can result in a loss up to the entire principal (downside thresholds set at 75.00% of initial levels). The estimated initial value as of the trade date was $982.00. All payments are subject to UBS credit risk.

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Rhea-AI Summary

UBS AG is offering Trigger Callable Contingent Yield Notes linked to the least performing of the Nasdaq-100 and S&P 500. The offering totals $550,000 with a principal amount of $1,000 per Note, a contingent coupon rate of 9.00% per annum, trade date March 9, 2026, settlement March 12, 2026, final valuation March 9, 2028 and maturity March 14, 2028. Coupons are paid only if both indices meet coupon barriers on monthly observation dates; UBS may call the Notes in whole (beginning after 12 months). At maturity, principal is repaid only if each underlying is at or above its downside threshold (70% of initial levels); otherwise repayment is reduced in line with the percentage decline of the least performing underlying asset, and you could lose all of your investment. All payments are subject to UBS credit risk.

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UBS AG offers Trigger Callable Contingent Yield Notes linked to the least performing of the Russell 2000®, S&P 500® and EURO STOXX 50® indices. The notes have a principal amount of $10 per Note, an expected term of approximately 33 months, an estimated contingent coupon rate of 14.20% per annum and scheduled maturity on December 13, 2028. The notes pay a fixed contingent coupon for each observation period only if each underlying asset closes at or above its coupon barrier (70.00% of initial level) on every trading day of that period; otherwise no coupon accrues. UBS may call the Notes in whole on quarterly observation end dates prior to maturity. At maturity, if any underlying asset’s final level is below its downside threshold (60.00% of initial level), repayment will be reduced pro rata based on the least performing underlying asset, potentially resulting in loss of a significant portion or all of the principal. Key dates include a trade date of March 10, 2026, settlement on March 12, 2026, and final valuation on December 11, 2028. The issue price will exceed the Notes’ estimated initial value, and payments are subject to UBS credit risk.

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UBS AG offers $585,000 in Trigger Autocallable Contingent Yield Notes linked to the Solactive U.S. Large Cap Volatility Navigator Index, maturing on March 12, 2032. The Notes pay a 18.50% per annum contingent coupon only when the index meets the coupon barrier on monthly observation dates, are autocallable quarterly (first callable after ~6 months) at a call threshold equal to 100.00% of the initial level, and return principal at maturity only if the final level is at or above the downside threshold (50.00% of the initial level). All payments, including any principal repayment, are subject to UBS credit risk; investors may lose a significant portion or all of their investment.

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FAQ

How many UBS (AMUB) SEC filings are available on StockTitan?

StockTitan tracks 8005 SEC filings for UBS (AMUB), including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and Form 4 insider trading disclosures. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for UBS (AMUB)?

The most recent SEC filing for UBS (AMUB) was filed on March 10, 2026.