Welcome to our dedicated page for UBS SEC filings (Ticker: AMUB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Our SEC filing database is enhanced with expert analysis from Rhea-AI, providing insights into the potential impact of each filing on UBS's stock performance. Each filing includes a concise AI-generated summary, sentiment and impact scores, and end-of-day stock performance data showing the actual market reaction. Navigate easily through different filing types including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, proxy statements (DEF 14A), and Form 4 insider trading disclosures.
Designed for fundamental investors and regulatory compliance professionals, our page simplifies access to critical SEC filings. By combining real-time EDGAR feed updates, Rhea-AI's analytical insights, and historical stock performance data, we provide comprehensive visibility into UBS's regulatory disclosures and financial reporting.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Applied Materials, Inc. The Notes mature on March 12, 2029, have a principal amount of $10 per Note and an initial trade date of March 10, 2026 with settlement on March 12, 2026.
The Notes pay a periodic contingent coupon only if the underlying closing level on an observation date is at or above a coupon barrier; they are automatically called early if the underlying closes at or above the initial level on an observation date. If not called and the final level is below the downside threshold, repayment may be less than principal and can reflect the full percentage decline in the underlying, including a total loss in extreme cases. Payments are subject to the creditworthiness of UBS. The preliminary estimated initial value range is $9.36 to $9.61 per Note and minimum investment is 100 Notes.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of The Goldman Sachs Group, Inc., due March 13, 2028. Each Note has a principal amount of $10 and a minimum purchase of 100 Notes ($1,000).
The Notes pay a contingent coupon (example rate 11.50% per annum) only if the underlying stock closes at or above the coupon barrier on an observation date. The Notes will be automatically called early if the underlying closes at or above the initial level on any observation date; in that case UBS pays principal plus any contingent coupon on the related coupon payment date. If not called, repayment at maturity is contingent: if the final level is at or above the downside threshold (example: $65.00, or 65.00% of the initial level), UBS repays principal; if the final level is below the downside threshold, repayment is reduced pro rata (example payment formula: $10 x (1 + Underlying Return)), and investors can lose a significant portion or all of their investment. The estimated initial value shown is $9.76 per Note.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of The Goldman Sachs Group, Inc. The notes mature on March 13, 2028, with a trade date of March 10, 2026 and expected settlement on March 12, 2026. The notes pay periodic contingent coupons only if the underlying closes at or above the coupon barrier on observation dates and may be automatically called early if the underlying closes at or above the initial level on any prior observation date. At maturity, if not called, principal repayment is contingent: full principal is paid only if the final level is at or above the disclosed downside threshold; otherwise principal is reduced proportionally to the underlying return and investors could lose up to all principal. Minimum purchase is 100 Notes at $10 per Note ($1,000), and the estimated initial value range is $9.46 to $9.71 per Note. All payments are subject to the creditworthiness of UBS.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the American depositary receipts of Baidu, Inc. The Notes have a principal amount of $10 per Note, trade date March 10, 2026, settlement March 12, 2026, and maturity March 12, 2029.
The Notes pay a contingent coupon only if the underlying ADR closing level on an observation date meets or exceeds the coupon barrier; they are automatically called if the ADR closing level on any quarterly observation date (beginning after six months) is equal to or greater than the initial level. If not called, principal repayment at maturity is contingent: full principal is paid only if the final level is at or above the downside threshold; otherwise principal is reduced proportionally to the underlying return, potentially resulting in total loss. The estimated initial value on the trade date was $9.72.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the American depositary receipts of Baidu, Inc., due on or about March 12, 2029. The preliminary pricing supplement dated March 10, 2026 describes quarterly observation dates beginning after approximately six months, contingent coupons payable only if the ADR closing level meets the coupon barrier, and an automatic call if the ADR closing level meets or exceeds the initial level on any observation date prior to the final valuation date.
The notes pay contingent coupons when observation-date levels meet the coupon barrier, repay $10 per Note at maturity if the final level is at or above the downside threshold, and expose holders to full downside market losses if the final level is below the downside threshold. All payments are subject to UBS credit risk. Trade date is March 10, 2026 with settlement on March 12, 2026.
UBS AG London Branch is offering $3,620,000 of Contingent Income Callable Securities linked to the S&P 500® Index, with a $1,000 stated principal per security and maturity on March 9, 2028. Each periodic contingent payment equals $22.375 if the index closing level on a determination date is at least 80.00% of the initial index level (initial index level 6,740.02; coupon barrier/downside threshold 5,392.02).
UBS may call the securities in whole on any determination date; if not called and the final index level is below 80.00%, maturity payment will decline pro rata with the index (investors may lose a significant portion, possibly all, of principal). Issue price is $1,000, estimated initial value $981.80, underwriting fees total $54,300, and all payments are subject to the credit risk of UBS AG.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the least performing of the common stock of Micron Technology, Inc. and NVIDIA Corporation, due on or about March 22, 2029. The Notes have a principal amount of $1,000 per Note and a contingent coupon rate of 28.00% per annum; contingent coupons pay only if both underlyings meet coupon barriers on observation dates. The Notes are callable monthly beginning after six months and pay principal at maturity only if both underlyings are at or above their downside thresholds; otherwise holders receive a share delivery amount of the least performing underlying, which may be worth significantly less than principal. Trade and settlement are expected on March 18, 2026 and March 23, 2026. UBS will receive underwriting proceeds of $957.50 per Note after an underwriting discount of $42.50. The estimated initial value range is $907.90 to $937.90 per Note.
UBS AG is offering Trigger Callable Contingent Yield Notes linked to the least performing of the S&P 500® Index and the Russell 2000® Index due on or about March 22, 2029. The Notes pay a contingent coupon of 9.75% per annum only if each underlying meets its coupon barrier on observation dates; otherwise no coupon is paid.
The Notes are issuer-callable quarterly (beginning ~6 months after issuance). If not called, principal repayment at maturity depends on the final levels versus 70.00% downside thresholds—if any underlying is below 70% of its initial level, principal is reduced pari passu to the loss of the least performing underlying. Issue price is $1,000 per Note; the estimated initial value range is $948.10–$978.10. Investments are unsecured obligations of UBS and subject to UBS credit and other material risks described herein.
UBS AG is offering $500,000 of Trigger Callable Contingent Yield Notes due March 9, 2029 linked to the least performing of the Nasdaq-100® Technology Sector, the Russell 2000® Index and the S&P 500® Index. The Notes pay a contingent coupon of 12.00% per annum only when each underlying closes at or above its coupon barrier on an observation date; otherwise no coupon is paid.
The Notes are issuer-callable monthly beginning after approximately three months; if called UBS will pay principal plus any contingent coupon then due. If not called, repayment at maturity depends on the least performing underlying: if its final level is below its downside threshold (60% of initial level) holders suffer principal loss equal to that underlying return. The issue price is $1,000 per Note (total $500,000); the estimated initial value was $969.50 as of the trade date. All payments are subject to UBS credit risk.
UBS AG London Branch is offering $7,417,000 in aggregate face amount of Digital S&P 500® Index‑Linked Medium‑Term Notes due March 29, 2027. The notes pay no interest and settle in cash on the stated maturity based on the S&P 500® Index performance measured from the trade date March 6, 2026 to the determination date March 24, 2027.
If the final underlier level is ≥ the buffer level (90.00% of the initial underlier level of 6,740.02), holders receive the maximum settlement amount of $1,095.10 per $1,000 face amount. If the final underlier level is below the buffer, holders suffer losses of approximately 1.1111% of face for each 1.00% decline below the buffer and could lose their entire investment. The estimated initial value on the trade date was $986.00 per $1,000 face amount.