Welcome to our dedicated page for UBS ETRACS Alerian MLP Index ETN Series B SEC filings (Ticker: AMUB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The ETRACS Alerian MLP Index ETN Series B due July 18, 2042 (AMUB) is issued by UBS AG, a foreign private issuer that reports to the US Securities and Exchange Commission. UBS AG indicates that it files a registration statement on Form F-3, including a prospectus and supplements, for offerings of securities related to ETRACS ETNs such as AMUB. These documents set out the terms of the ETN and include a "Risk Factors" section that UBS urges investors to review before investing.
UBS AG also submits annual reports on Form 20-F and periodic reports on Form 6-K. In its Form 6-K filings, UBS provides information on capitalization, total debt issued, equity and other capital and liquidity metrics, as well as updates on regulatory developments and other corporate matters. UBS AG notes that its consolidated financial statements are prepared in accordance with IFRS Accounting Standards, and that certain 6-K reports are incorporated by reference into its Form F-3 registration statement.
For AMUB, the relevant SEC filings include the base prospectus, prospectus supplements and any pricing supplements that describe the specific terms of the ETRACS Alerian MLP Index ETN Series B. UBS’s public materials state that these offering documents are available through the SEC’s EDGAR system. They also clarify that the securities related to the offerings are not deposit liabilities and are not insured or guaranteed by the Federal Deposit Insurance Corporation or any other governmental agency of the United States, Switzerland or any other jurisdiction.
On this page, users can access AMUB-related SEC filings and associated issuer reports. The platform provides real-time updates from EDGAR and AI-powered summaries that explain the key points of lengthy documents, such as registration statements, prospectus supplements and UBS AG’s periodic reports. This allows investors to quickly identify disclosures that affect AMUB, including risk factor updates, capital and funding information, and other details relevant to UBS AG’s role as issuer of this senior unsecured ETN.
UBS AG is offering $225,000 of Trigger Autocallable Contingent Yield Notes linked to the shares of the iShares MSCI Brazil ETF, scheduled to mature on January 22, 2029. These unsecured debt obligations pay contingent coupons only when the ETF’s closing level on an observation date is at or above a preset coupon barrier.
The notes are automatically called if, on any observation date before maturity, the ETF’s level is at or above the initial level; in that case, investors receive the $10 principal per Note plus any due coupon, and the product terminates. If the notes are not called and the final ETF level is at or above a downside threshold, investors receive their principal back; if it is below that threshold, repayment is reduced in line with the ETF’s decline and all principal can be lost.
Any payment depends on UBS’s credit; a default could result in a total loss. The notes are not bank deposits, are not FDIC insured, will not be listed on an exchange, require a minimum purchase of 100 Notes at $10 each, and have an estimated initial value of $9.63 per Note as of the trade date.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Norwegian Cruise Line Holdings Ltd., with a scheduled maturity on or about January 20, 2027. Each Note has a principal amount of $10, and the minimum investment is 100 Notes, or $1,000.
Investors may receive contingent coupons only if the stock closes at or above a preset coupon barrier on each observation date. In the hypothetical example, the contingent coupon rate is 18.79% per annum
If the Notes are not called and the final stock level is at or above the downside threshold, principal is repaid at maturity, with any contingent coupon due. If the final level is below the downside threshold, repayment is reduced in line with the stock’s negative return, and investors can lose a significant portion or all of their initial investment. Payments depend on the creditworthiness of UBS, the estimated initial value is between $9.45 and $9.70 per $10 Note, and the Notes will not be listed on any exchange.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Marvell Technology, Inc., maturing on or about January 20, 2027. These unsecured debt obligations can pay contingent coupons only when Marvell’s share price on an observation date is at or above a preset coupon barrier; otherwise no coupon is paid.
The notes are automatically called early if Marvell’s stock closes at or above the initial level on any observation date before the final valuation date, in which case holders receive the principal plus any due coupon and no further payments. If not called, and the final stock level is at or above a downside threshold, investors receive only their principal back. If the final level is below the downside threshold, repayment is reduced in line with the stock’s percentage decline, and investors could lose all principal.
The minimum investment is 100 notes at $10 per note. UBS expects the estimated initial value per note on the trade date to be between $9.43 and $9.68, based on its internal pricing models. All payments depend on the creditworthiness of UBS, the notes will not be listed on an exchange, and the documents emphasize that these securities are significantly riskier than conventional debt.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Constellation Energy Corporation, maturing on or about January 20, 2027. These are unsecured, unsubordinated debt obligations of UBS.
The Notes can pay a contingent coupon on each observation date if Constellation’s share price is at or above a preset coupon barrier. In the hypothetical example, the contingent coupon rate is 11.61% per annum, or $0.2903 per $10 Note, with the downside threshold and coupon barrier each at $60.00, or 60.00% of the initial level.
The Notes are automatically called if the stock closes at or above the initial level on any observation date before final valuation; investors then receive principal plus the applicable contingent coupon, with no further payments. If not called, and the final stock level is at or above the downside threshold, investors receive principal (and a final contingent coupon if the coupon barrier is met). If the final level is below the downside threshold, repayment is reduced in line with the stock’s decline, and investors can lose all of their investment. Any payment depends on the creditworthiness of UBS. The minimum investment is $1,000 (100 Notes at $10 each).
UBS AG is offering $120,000 of Trigger Autocallable Contingent Yield Notes linked to the common stock of Freeport-McMoRan Inc., maturing January 20, 2027. These unsecured, unsubordinated notes pay a contingent coupon only on observation dates when the Freeport-McMoRan share price is at or above a preset coupon barrier; if it is below, no coupon is paid for that period. The notes can be called early if the share price on any observation date before maturity is at or above the initial level, in which case investors receive the principal plus any due coupon and the product terminates.
If the notes are not called and the final share price on January 15, 2027 is at or above a downside threshold, investors receive full principal at maturity; if it is below, repayment is reduced in line with the share’s decline and total loss of principal is possible. Any payment depends on UBS’s credit, and the notes are not bank deposits or FDIC insured. The minimum investment is 100 notes at $10 each, and the estimated initial value per note is $9.73. The notes will not be listed on any securities exchange.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Dow Inc., each with a $10 principal amount and a term to about January 20, 2027. The notes can pay periodic contingent coupons only when Dow’s closing level on an observation date is at or above a preset coupon barrier, and they are automatically called early if Dow’s level on an observation date (before final valuation) is at or above the initial level.
If the notes are not called and Dow’s final level is at or above the downside threshold, holders receive the $10 principal at maturity, plus any final contingent coupon. If the final level is below the downside threshold, repayment is reduced in line with Dow’s negative return, and investors can lose all of their investment. All payments depend on UBS’s credit, and the estimated initial value is expected to be between $9.43 and $9.68 per $10 note.
UBS AG is offering unsecured Trigger Autocallable Contingent Yield Notes linked to the iShares MSCI Brazil ETF, maturing on or about January 22, 2029. These market-linked notes can pay periodic contingent coupons only if, on each observation date, the ETF’s closing level is at or above a preset coupon barrier.
The notes are automatically called early if the ETF closes at or above its initial level on any observation date before the final valuation date, in which case investors receive the principal plus that period’s contingent coupon and the note terminates. If not called, investors receive full principal at maturity only if the final ETF level is at or above a downside threshold; otherwise, repayment is reduced in line with the ETF’s decline and can fall to zero.
The notes are subject to the credit risk of UBS AG, will not be listed on any exchange, and are offered in minimums of 100 notes at $10 per Note. The estimated initial value per Note on the trade date is expected to be between $9.34 and $9.59, reflecting UBS internal pricing and funding assumptions.
UBS AG is offering $700,000 of Trigger Autocallable Contingent Yield Notes linked to the common stock of Oracle Corporation, maturing on January 20, 2028. The Notes may pay contingent coupons only if Oracle’s share price on each observation date is at or above a preset coupon barrier; otherwise no coupon is paid for that period.
The Notes are automatically called early if Oracle’s share price on any observation date before maturity is at or above the initial level, in which case investors receive their $10 principal per Note plus any due coupon, and the Notes terminate. If the Notes are not called and Oracle’s final level is at or above the downside threshold, investors receive their full principal at maturity; if it is below the downside threshold, repayment is reduced in line with Oracle’s decline and can fall to zero.
The Notes are unsecured, unsubordinated debt of UBS, sold in minimum investments of 100 Notes at $10 each. Any payment, including principal, depends on UBS’s creditworthiness, and the estimated initial value per $10 Note is $9.82. The Notes will not be listed on any exchange, and investors are repeatedly warned they may lose a significant portion or all of their initial investment.
UBS AG is offering $325,000 of Trigger Autocallable Contingent Yield Notes linked to the common stock of Polaris Inc., maturing on January 20, 2027. These notes pay a contingent coupon only if the Polaris share price on each observation date is at or above a preset coupon barrier; otherwise no coupon is paid for that period.
The notes are automatically called early if the stock closes at or above its initial level on any observation date before the final valuation date, in which case investors receive the $10 principal per note plus the applicable coupon, and the product terminates. If not called, principal is repaid at maturity only if the final stock level is at or above a downside threshold; below that level, repayment is reduced in line with the stock’s decline and can fall to zero.
Any payment depends on the creditworthiness of UBS, and the notes are unsecured, unsubordinated obligations that are not insured or exchange-listed. The minimum investment is 100 notes ($1,000), and the estimated initial value is $9.73 per $10 note based on UBS’s internal pricing models.
UBS AG is offering $1,250,000 of Trigger Autocallable Contingent Yield Notes linked to Intel Corporation common stock, maturing on January 20, 2028. These unsecured debt notes pay a contingent coupon only when Intel’s closing share price on each observation date is at or above a preset coupon barrier; otherwise no coupon is paid for that period.
The notes can be automatically called before maturity if Intel’s share price on any observation date (other than the final one) is at or above the initial level, in which case investors receive the $10 principal per Note plus any due coupon, and the product terminates. If not called, and at maturity Intel’s share price is at or above the downside threshold, investors receive full principal back, with any final coupon if the barrier is also met.
If the notes are not called and Intel’s final share price is below the downside threshold, repayment is reduced in line with the stock’s decline, and investors can lose some or all of their initial investment. All payments depend on UBS’s credit, the notes are not FDIC insured, will not be listed on an exchange, and the estimated initial value per Note is $9.82 versus a $10 issue price.