Welcome to our dedicated page for UBS ETRACS Alerian MLP Index ETN Series B SEC filings (Ticker: AMUB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The ETRACS Alerian MLP Index ETN Series B due July 18, 2042 (AMUB) is issued by UBS AG, a foreign private issuer that reports to the US Securities and Exchange Commission. UBS AG indicates that it files a registration statement on Form F-3, including a prospectus and supplements, for offerings of securities related to ETRACS ETNs such as AMUB. These documents set out the terms of the ETN and include a "Risk Factors" section that UBS urges investors to review before investing.
UBS AG also submits annual reports on Form 20-F and periodic reports on Form 6-K. In its Form 6-K filings, UBS provides information on capitalization, total debt issued, equity and other capital and liquidity metrics, as well as updates on regulatory developments and other corporate matters. UBS AG notes that its consolidated financial statements are prepared in accordance with IFRS Accounting Standards, and that certain 6-K reports are incorporated by reference into its Form F-3 registration statement.
For AMUB, the relevant SEC filings include the base prospectus, prospectus supplements and any pricing supplements that describe the specific terms of the ETRACS Alerian MLP Index ETN Series B. UBS’s public materials state that these offering documents are available through the SEC’s EDGAR system. They also clarify that the securities related to the offerings are not deposit liabilities and are not insured or guaranteed by the Federal Deposit Insurance Corporation or any other governmental agency of the United States, Switzerland or any other jurisdiction.
On this page, users can access AMUB-related SEC filings and associated issuer reports. The platform provides real-time updates from EDGAR and AI-powered summaries that explain the key points of lengthy documents, such as registration statements, prospectus supplements and UBS AG’s periodic reports. This allows investors to quickly identify disclosures that affect AMUB, including risk factor updates, capital and funding information, and other details relevant to UBS AG’s role as issuer of this senior unsecured ETN.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Freeport-McMoRan Inc., with a trade date of January 15, 2026 and maturity on or about January 20, 2027. Each Note has a principal amount of $10, with a minimum investment of 100 Notes (a $1,000 investment).
The Notes pay contingent coupons only if the stock closes at or above a specified coupon barrier on each observation date; otherwise no coupon is paid. The Notes are automatically called early if the stock closes at or above its initial level on any observation date before the final valuation date, in which case investors receive principal plus the applicable contingent coupon and no further payments.
If the Notes are not called, investors receive full principal at maturity only if the final stock level is at or above a downside threshold. If it is below that threshold, repayment is reduced in line with the stock’s decline and investors can lose their entire investment. The Notes are unsecured debt of UBS, are not insured or listed, and their estimated initial value is expected to be between $9.41 and $9.66 per $10 Note.
UBS AG is offering $125,000 of Trigger Autocallable Contingent Yield Notes linked to the common stock of CrowdStrike Holdings, Inc., maturing on January 20, 2027. Each Note has a $10 principal amount and pays a contingent coupon, at a rate of 9.97% per annum in the examples, only if CrowdStrike’s share price on an observation date is at or above a coupon barrier set at 60% of the initial level.
The Notes can be called early if the share price on any observation date before maturity is at or above the initial level, in which case investors receive principal plus the applicable coupon and the Notes terminate. If not called, and the final share price is at or above a downside threshold equal to 60% of the initial level, investors receive full principal back, potentially with a final coupon. If the final share price is below the downside threshold, repayment is reduced one-for-one with the stock’s decline, and investors can lose all of their investment.
Any payment, including coupons and principal, depends on UBS’s credit. The Notes are not listed, have an estimated initial value of $9.76 per $10 Note, and require a minimum purchase of 100 Notes, or $1,000.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Oracle Corporation, maturing around January 20, 2028. These unsecured debt notes can pay periodic contingent coupons only if Oracle’s closing level on each observation date is at or above a preset coupon barrier; otherwise, no coupon is paid for that period.
The notes are automatically called early if Oracle’s closing level on any observation date before maturity is at or above the initial level, in which case investors receive the principal plus any due coupon and the product terminates. If the notes are not called and Oracle’s final level is at or above the downside threshold at maturity, investors receive the full principal (and a final coupon if Oracle is also above the coupon barrier). If Oracle’s final level is below the downside threshold, repayment is reduced in line with Oracle’s decline, and investors can lose all of their investment.
The preliminary document highlights significant risks, including market risk tied to Oracle, the possibility of receiving no coupons, lack of listing on an exchange and full exposure to the credit risk of UBS. A hypothetical example illustrates a contingent coupon rate of 21.60% per annum on a $10 note, with an estimated initial value expected between $9.44 and $9.69 per $10 principal.
UBS AG is offering $125,000 of Trigger Autocallable Contingent Yield Notes linked to NVIDIA Corporation common stock, maturing January 20, 2027. These unsecured debt notes pay a contingent coupon only if NVIDIA’s closing share price on an observation date is at or above a preset coupon barrier; otherwise no coupon is paid.
The notes can be called early if NVIDIA’s price on any observation date before maturity is at or above the initial level, in which case investors receive the $10 principal per Note plus the applicable coupon and the notes terminate. If the notes are not called and NVIDIA’s final level is at or above the downside threshold, investors receive their principal back at maturity, potentially with a final coupon.
If the notes are not called and NVIDIA’s final level is below the downside threshold, repayment is reduced dollar-for-dollar with the stock’s decline, and the entire principal can be lost. Payments depend on UBS’s credit, and the estimated initial value is $9.76 per $10 Note, below the issue price. The minimum investment is 100 Notes, or $1,000.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Polaris Inc., maturing on or about January 20, 2027. Each Note has a principal amount of $10 and is designed to pay contingent coupons only when Polaris’ closing stock price on an observation date is at or above a specified coupon barrier.
The Notes are automatically called early if Polaris’ closing level on any observation date before the final valuation date is at or above the initial level, in which case investors receive principal plus the applicable contingent coupon and no further payments. If the Notes are not called and Polaris on the final valuation date is at or above a downside threshold, investors receive only the $10 principal per Note. If the final level is below the downside threshold, repayment is reduced in line with the stock’s percentage decline, and investors can lose all of their investment. Payments depend on the creditworthiness of UBS, and the estimated initial value per $10 Note is expected to be between $9.37 and $9.62.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of First Solar, Inc., priced at $10 per Note with a minimum investment of 100 Notes. Investors receive contingent quarterly coupons only when First Solar’s stock closes at or above a preset coupon barrier on the relevant observation date; otherwise, no coupon is paid.
The Notes can be automatically called after 12 months if the stock closes at or above the initial level on an observation date, in which case UBS repays the principal plus any due coupon and the Notes terminate early. If the Notes are not called and, at maturity in January 2027, the stock is at or above the downside threshold, principal is repaid in full. If the stock is below the downside threshold, repayment is reduced in line with the stock’s decline, and investors can lose all of their investment. All payments depend on UBS’s credit, the Notes will not be listed, and the estimated initial value is $9.75 per $10 Note, reflecting internal pricing and funding costs.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Intel Corporation, maturing on or about January 20, 2028. These unsecured debt notes pay a high contingent coupon only when Intel’s closing stock price on an observation date is at or above a coupon barrier set at $70.00, which is 70.00% of the initial level.
The notes are automatically called early if Intel’s stock closes at or above the initial level on any observation date before the final valuation date, in which case investors receive the $10 principal per note plus the applicable contingent coupon and no further payments. If the notes are not called and Intel’s final level is at or above the $70.00 downside threshold, investors receive the $10 principal plus any final contingent coupon; if the final level is below the threshold, repayment of principal is reduced in line with Intel’s negative return and can fall to zero.
The indicative contingent coupon rate is 24.74% per annum, or $0.6185 per period on a $10 note, and the estimated initial value is expected to be between $9.44 and $9.69 per note. The minimum investment is 100 notes at $10 each. All payments depend on UBS’s creditworthiness, and the notes will not be listed on any exchange.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of CrowdStrike Holdings, Inc., maturing on or about January 20, 2027. These unsecured debt notes pay a contingent coupon only if on each observation date the stock closes at or above a preset coupon barrier; otherwise no coupon is paid for that period.
The notes are automatically called early if the stock closes at or above its initial level on any observation date before the final valuation date. If called, investors receive the $10 principal per Note plus the applicable contingent coupon and no further payments. If not called, and the final stock level is at or above the downside threshold, investors receive the full principal at maturity; if it is below the downside threshold, repayment is reduced in line with the stock’s negative return, up to a total loss of principal.
The minimum investment is 100 Notes at $10 each, and the estimated initial value is expected between $9.44 and $9.69 per Note. All payments depend on the creditworthiness of UBS AG, and the Notes will not be listed on any securities exchange.
UBS AG is offering $500,000 of Airbag Autocallable Yield Notes linked to Alphabet Inc. common stock, maturing January 20, 2028. These unsecured debt securities pay a coupon on each quarterly coupon payment date regardless of Alphabet’s share performance, unless the notes are automatically called.
Starting about six months after issuance, if Alphabet’s closing level on any quarterly observation date is at or above the initial level, the notes are automatically called and investors receive the $1,000 principal per note plus the applicable coupon, with no further payments. If the notes are not called and Alphabet’s final level on the January 18, 2028 final valuation date is at or above a preset conversion level, UBS repays principal in cash at maturity plus the last coupon.
If the notes are not called and the final level is below the conversion level, investors receive Alphabet shares based on a share delivery amount instead of principal, plus the final coupon, and can lose some or all of their initial investment. The estimated initial value is $986 per $1,000 note, and all payments are subject to UBS’s creditworthiness.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of NVIDIA Corporation, maturing on or about January 20, 2027. These unsecured debt obligations can pay contingent coupons only when the NVIDIA stock closing level on an observation date is at or above a preset coupon barrier; otherwise, no coupon is paid for that period.
The Notes are automatically called early if NVIDIA’s closing level on any observation date before maturity is at or above the initial level, in which case holders receive principal plus any due contingent coupon and no further payments. If the Notes are not called and the final NVIDIA level is at or above the downside threshold, investors receive only the principal at maturity. If the final level is below the downside threshold, repayment is reduced in line with the negative stock return, and investors can lose all of their initial investment.
Payments depend on the creditworthiness of UBS, and the Notes will not be listed on any exchange. The minimum investment is 100 Notes at $10 per Note, and the estimated initial value per Note on the trade date is expected to be between $9.44 and $9.69, based on UBS’ internal pricing models.