STOCK TITAN

UBS AG SEC Filings

AMUB NYSE

Welcome to our dedicated page for UBS SEC filings (Ticker: AMUB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.

Our SEC filing database is enhanced with expert analysis from Rhea-AI, providing insights into the potential impact of each filing on UBS's stock performance. Each filing includes a concise AI-generated summary, sentiment and impact scores, and end-of-day stock performance data showing the actual market reaction. Navigate easily through different filing types including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, proxy statements (DEF 14A), and Form 4 insider trading disclosures.

Designed for fundamental investors and regulatory compliance professionals, our page simplifies access to critical SEC filings. By combining real-time EDGAR feed updates, Rhea-AI's analytical insights, and historical stock performance data, we provide comprehensive visibility into UBS's regulatory disclosures and financial reporting.

Filing
Rhea-AI Summary

UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Broadcom Inc. The trade date is April 27, 2026, settlement is April 29, 2026, final valuation date is April 27, 2028 and maturity is May 1, 2028. The Notes pay periodic contingent coupons only when the underlying's closing level on an observation date meets or exceeds a coupon barrier. The Notes are automatically called early if the underlying equals or exceeds the initial level on an observation date; in that case holders receive principal plus any contingent coupon due on the call settlement date. If not called, principal is repaid at maturity only if the final level is at or above the downside threshold; if the final level is below that threshold, holders suffer a loss proportional to the underlying return and could lose their full investment. The estimated initial value range is $9.43 to $9.68 per $10 Note and the minimum investment is 100 Notes ($1,000). All payments are subject to UBS credit risk.

Rhea-AI Impact
Rhea-AI Sentiment
End-of-Day
-- %
Tags
prospectus
-
Rhea-AI Summary

UBS AG offers Trigger Autocallable Contingent Yield Notes linked to NVIDIA Corporation common stock due May 1, 2028. The Notes pay periodic contingent coupons only if the underlying closing level meets the coupon barrier on observation dates and are automatically called early if the underlying closes at or above the initial level on any observation date. If not called, principal is repaid at maturity only if the final level is at or above the downside threshold; otherwise principal is reduced in proportion to the underlying return and investors could lose a significant portion or all of their investment. All payments are subject to UBS credit risk.

Rhea-AI Impact
Rhea-AI Sentiment
End-of-Day
-- %
Tags
prospectus
-
Rhea-AI Summary

UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Vistra Corp. The preliminary pricing supplement dated April 27, 2026 sets key dates: trade date April 27, 2026, settlement April 29, 2026, final valuation date April 26, 2029 and maturity April 30, 2029.

The Notes pay a contingent coupon on each coupon payment date only if the underlying stock closes at or above a specified coupon barrier on the observation date. The Notes are subject to an automatic call (quarterly observations beginning ~6 months after the trade date) if the underlying closes at or above the initial level, in which case UBS pays principal plus any contingent coupon then due and terminates the Notes. If not called, repayment at maturity is contingent: if the final level is at or above the downside threshold, UBS returns principal; if below, repayment equals $10 x (1 + underlying return), which can result in substantial or total loss of principal. All payments are subject to UBS credit risk.

Rhea-AI Impact
Rhea-AI Sentiment
End-of-Day
-- %
Tags
prospectus
Rhea-AI Summary

UBS AG priced a preliminary offering of Trigger Autocallable Contingent Yield Notes linked to NVIDIA Corporation with trade date April 27, 2026, expected settlement April 29, 2026 and maturity on May 1, 2028. The Notes pay periodic contingent coupons only if the underlying meets coupon barriers on observation dates and are automatically called if the underlying equals or exceeds the initial level on an observation date. If not called, principal repayment at maturity is contingent on the final level relative to a downside threshold; a final level below that threshold produces a payoff tied to the underlying return and may result in substantial or total loss of principal. The Notes are unsecured obligations of UBS AG, not FDIC‑insured, and any payments depend on UBS creditworthiness. The preliminary estimated initial value range per Note is $9.45–$9.70 and minimum purchase is 100 Notes at $10 per Note.

Rhea-AI Impact
Rhea-AI Sentiment
End-of-Day
-- %
Tags
prospectus
-
Rhea-AI Summary

UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to Apple Inc. stock due May 1, 2028. The Notes pay periodic contingent coupons only if the underlying closing level meets a coupon barrier on observation dates and may be automatically called quarterly beginning after six months if the underlying meets or exceeds the initial level.

If not called, principal is repaid at maturity only if the final level is at or above the downside threshold; if the final level is below that threshold, principal repayment is reduced proportionally to the underlying return, potentially causing significant or total loss. Payments depend on UBS's creditworthiness. Trade date is April 27, 2026 and expected settlement April 29, 2026; final valuation date is April 27, 2028 with maturity May 1, 2028.

Rhea-AI Impact
Rhea-AI Sentiment
End-of-Day
-- %
Tags
prospectus
-
Rhea-AI Summary

UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Ford Motor Company, with final valuation on April 26, 2029 and maturity on April 30, 2029. The Notes pay a periodic contingent coupon only if the underlying closing level on an observation date meets or exceeds the coupon barrier. The Notes will be automatically called early if the closing level on any quarterly observation date (beginning after six months) is equal to or greater than the initial level; an automatic call results in payment of the $10 principal per Note plus any contingent coupon then due. If not called, principal is repaid at maturity only if the final level is equal to or greater than the downside threshold; if the final level is below that threshold, repayment is reduced proportionally by the underlying return and investors may lose a significant portion or all of their investment. The Notes are unsecured and subject to UBS credit risk. The offering minimum is 100 Notes at $10 per Note and the estimated initial value on the trade date was $9.69.

Rhea-AI Impact
Rhea-AI Sentiment
End-of-Day
-- %
Tags
prospectus
Rhea-AI Summary

UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Apple Inc. The Notes pay periodic contingent coupons only if the underlying meets coupon barriers on observation dates, are subject to automatic early call if the underlying meets the initial level, and repay contingent principal at maturity only if the final level meets the downside threshold. The Notes have a principal amount of $10 per Note, a minimum purchase of 100 Notes ($1,000), an expected trade date of April 27, 2026, an expected settlement date of April 29, 2026, a final valuation date of April 27, 2028 and an expected maturity of May 1, 2028. Investors face full downside market exposure if the final level is below the downside threshold and credit risk of UBS for any payments.

Rhea-AI Impact
Rhea-AI Sentiment
End-of-Day
-- %
Tags
prospectus
-
Rhea-AI Summary

UBS AG offers Trigger Autocallable Contingent Yield Notes linked to the common stock of Ford Motor Company due on or about April 30, 2029. The Notes pay periodic contingent coupons only when the underlying closing level meets or exceeds a coupon barrier on observation dates; they are autocallable quarterly beginning after six months if the underlying equals or exceeds the initial level. If not called, principal is repaid at maturity only if the final level is at or above a disclosed downside threshold; otherwise holders suffer a loss equal to the underlying return, including potential total loss. Payments depend on UBS creditworthiness. Estimated initial value per Note at trade date is between $9.34 and $9.59, with a principal amount of $10 per Note and a hypothetical contingent coupon rate of 9.96% per annum in the illustrative examples.

Rhea-AI Impact
Rhea-AI Sentiment
End-of-Day
-- %
Tags
prospectus
-
Rhea-AI Summary

UBS AG (London Branch) priced capped, leveraged, buffered basket-linked notes. The notes reference an unequally-weighted basket of five indices with an initial basket level set to 100. The notes offer 200.00% upside participation subject to a cap (expected between 109.40% and 111.03%) and a buffer protecting declines up to 10.00% (buffer level = 90.00%). The maximum settlement amount is expected to be between $1,188.00 and $1,220.60 per $1,000 face amount. If the final basket level is below the buffer, investors incur leveraged downside (approximately 1.1111% loss of face amount per 1% below the buffer). The notes do not bear interest, are unsecured obligations of UBS, and the estimated initial value is expected to be between $952.00 and $982.00 per $1,000 face amount.

Rhea-AI Impact
Rhea-AI Sentiment
End-of-Day
-- %
Tags
prospectus
Rhea-AI Summary

UBS AG London Branch is offering Digital S&P 500® Index-Linked Medium-Term Notes with a face amount of $1,000 per note and an aggregate initial offering of $1,895,000. The notes mature on June 28, 2028 and pay no interest. The cash settlement depends on the S&P 500 closing level from the trade date (April 23, 2026) to the determination date (June 26, 2028). If the final index level is ≥ the buffer level (85.00% of the initial level of 7,108.40, i.e., 6,042.14), holders receive a capped maximum settlement amount of $1,187.00 per $1,000 face amount. If the final index level is below the buffer, losses apply at approximately 1.1765% of face per 1% index decline below the buffer, possibly resulting in total loss of principal. The estimated initial value on the trade date was $997.00 per $1,000 face amount; the issue price equals face (100.00%), and the notes are unsecured obligations of UBS (credit risk applies).

Rhea-AI Impact
Rhea-AI Sentiment
End-of-Day
-- %
Tags
prospectus

FAQ

How many UBS (AMUB) SEC filings are available on StockTitan?

StockTitan tracks 8006 SEC filings for UBS (AMUB), including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and Form 4 insider trading disclosures. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for UBS (AMUB)?

The most recent SEC filing for UBS (AMUB) was filed on April 27, 2026.