Welcome to our dedicated page for UBS ETRACS Alerian MLP Index ETN Series B SEC filings (Ticker: AMUB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The ETRACS Alerian MLP Index ETN Series B due July 18, 2042 (AMUB) is issued by UBS AG, a foreign private issuer that reports to the US Securities and Exchange Commission. UBS AG indicates that it files a registration statement on Form F-3, including a prospectus and supplements, for offerings of securities related to ETRACS ETNs such as AMUB. These documents set out the terms of the ETN and include a "Risk Factors" section that UBS urges investors to review before investing.
UBS AG also submits annual reports on Form 20-F and periodic reports on Form 6-K. In its Form 6-K filings, UBS provides information on capitalization, total debt issued, equity and other capital and liquidity metrics, as well as updates on regulatory developments and other corporate matters. UBS AG notes that its consolidated financial statements are prepared in accordance with IFRS Accounting Standards, and that certain 6-K reports are incorporated by reference into its Form F-3 registration statement.
For AMUB, the relevant SEC filings include the base prospectus, prospectus supplements and any pricing supplements that describe the specific terms of the ETRACS Alerian MLP Index ETN Series B. UBS’s public materials state that these offering documents are available through the SEC’s EDGAR system. They also clarify that the securities related to the offerings are not deposit liabilities and are not insured or guaranteed by the Federal Deposit Insurance Corporation or any other governmental agency of the United States, Switzerland or any other jurisdiction.
On this page, users can access AMUB-related SEC filings and associated issuer reports. The platform provides real-time updates from EDGAR and AI-powered summaries that explain the key points of lengthy documents, such as registration statements, prospectus supplements and UBS AG’s periodic reports. This allows investors to quickly identify disclosures that affect AMUB, including risk factor updates, capital and funding information, and other details relevant to UBS AG’s role as issuer of this senior unsecured ETN.
UBS AG is offering $150,000 of Trigger Autocallable Contingent Yield Notes linked to Vertiv Holdings Co common stock, maturing on January 20, 2028. The Notes pay a contingent coupon, illustrated at 21.13% per annum or $0.5283 per $10, only if Vertiv’s share price on each observation date is at or above a coupon barrier set at 60% of the initial level. The Notes are automatically called early if Vertiv closes at or above the initial level on any observation date, returning the $10 principal per Note plus the applicable coupon.
If the Notes are not called and Vertiv’s final level on the valuation date is at or above the downside threshold (also 60% of the initial level), investors receive their $10 principal per Note, plus any final coupon. If the final level is below the downside threshold, repayment is reduced dollar-for-dollar with Vertiv’s decline, and investors can lose all of their initial investment. The minimum investment is 100 Notes ($1,000), the estimated initial value is $9.74 per $10 Note, the Notes are not listed on any exchange, and all payments depend on the creditworthiness of UBS.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Marvell Technology, Inc., scheduled to mature on or about January 20, 2027. These unsecured debt securities pay a contingent coupon only if, on each observation date, the Marvell share price is at or above a specified coupon barrier. If on any observation date before maturity the share price is at or above the initial level, the notes are automatically called, and investors receive the principal plus the applicable contingent coupon, with no further payments.
If the notes are not called and, on the final valuation date, Marvell’s share price is at or above a downside threshold, investors receive full principal back (and a final contingent coupon if the coupon barrier is also met). If the final share price is below the downside threshold, repayment is reduced in line with the stock’s decline, and investors can lose all of their investment. The notes are subject to UBS credit risk, will not be listed on an exchange, have a minimum investment of 100 notes at $10 each, and an estimated initial value between $9.50 and $9.75 per $10 note.
UBS AG is offering $378,000 of Trigger Autocallable Contingent Yield Notes linked to the common stock of Dell Technologies Inc., maturing on January 20, 2027. These unsecured debt notes pay a contingent coupon only if Dell’s share price on an observation date is at or above a preset coupon barrier; otherwise no coupon is paid for that period. The notes can be automatically called early if Dell’s stock closes at or above the initial level on any observation date before the final valuation date, in which case investors receive the $10 principal per note plus the due coupon and the product terminates.
If the notes are not called and Dell’s final stock level is at or above the downside threshold, investors receive full principal back at maturity, potentially with a final coupon. If the final level is below the downside threshold, repayment is reduced in line with Dell’s percentage decline, and investors can lose their entire investment. Payments depend on UBS’s credit; a default by UBS could result in total loss. The minimum investment is 100 notes at $10 each, and the estimated initial value is $9.86 per note. The notes will not be listed on any exchange.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of American Eagle Outfitters, Inc., maturing on or about January 22, 2029. These unsecured debt securities can pay periodic contingent coupons, but only if the stock closes on each observation date at or above a specified coupon barrier.
The notes are automatically called early if, on any quarterly observation date beginning after six months, the stock closes at or above its initial level. In that case, investors receive their principal plus any due contingent coupon and the investment ends. If the notes are not called and the stock on the final valuation date is at or above a downside threshold, investors receive their full principal; if it is below that threshold, repayment is reduced in line with the stock’s loss and all principal can be lost.
The minimum investment is 100 notes at $10 per note. The estimated initial value on the trade date is expected to be between $9.22 and $9.47 per note. All payments depend on the creditworthiness of UBS, and the notes will not be listed on any exchange.
UBS AG is offering $120,000 of Trigger Autocallable Contingent Yield Notes linked to the common stock of NVIDIA Corporation, maturing on January 20, 2027. The notes pay a contingent coupon only when NVIDIA’s closing price on an observation date is at or above a preset coupon barrier, and UBS may automatically call the notes early if the stock closes at or above the initial level on any observation date before maturity.
If the notes are not called and NVIDIA’s final price is at or above the downside threshold, investors receive back the $10 principal amount per note, plus any due contingent coupon. If the final price is below the downside threshold, repayment is reduced in line with the stock’s percentage loss, and investors can lose their entire investment. Payments depend on UBS’s credit, the notes are not listed on an exchange, and the estimated initial value is $9.75 per $10 note, reflecting internal pricing and funding costs.
UBS AG is offering $325,000 of Trigger Autocallable Contingent Yield Notes linked to the common stock of Norwegian Cruise Line Holdings Ltd., maturing January 20, 2027. These unsecured notes pay contingent coupons only if the stock closes on or above a preset coupon barrier on each observation date; otherwise no coupon is paid for that period.
The notes are automatically called early if the stock closes at or above the initial level on any observation date before the final valuation date, in which case investors receive the $10 principal per note plus any due coupon and the product terminates. If not called, and on the final valuation date the stock is at or above the downside threshold, principal is repaid in full; if it is below the downside threshold, repayment is reduced in line with the stock’s percentage decline, and investors can lose all of their initial investment.
Any payment depends on UBS’s creditworthiness, the notes will not be listed on an exchange, the minimum investment is 100 notes ($1,000), and the estimated initial value is $9.81 per $10 note according to UBS’ internal pricing models.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Marvell Technology, Inc., maturing on or about January 20, 2028. These are unsecured debt obligations of UBS, not bank deposits and not FDIC insured.
UBS will pay a contingent coupon on each observation date only if Marvell’s share price is at or above a coupon barrier; otherwise no coupon is paid for that period. The notes are automatically called early if, on any observation date before maturity, the share price is at or above the initial level, in which case investors receive the principal plus any due coupon and the product terminates.
If the notes are not called and the final share level is at or above a downside threshold, investors receive full principal at maturity. If the final level is below the downside threshold, repayment is reduced in line with the share’s decline and all principal can be lost. The estimated initial value is expected to be between $9.43 and $9.68 per $10 note, reflecting UBS internal pricing and funding.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to Marvell Technology, Inc. stock, maturing January 20, 2027. These unsecured debt notes pay a contingent coupon only when Marvell’s closing share price on an observation date is at or above a preset coupon barrier; otherwise no coupon is paid.
The notes can be called early if Marvell’s stock is at or above the initial level on any observation date before maturity, in which case investors receive the $10 principal per Note plus the due contingent coupon and no further payments. If not called, and the final stock level is at or above the downside threshold, investors receive their principal back, potentially with a final coupon. If the final level is below the downside threshold, repayment is reduced in line with the stock’s percentage loss, and all principal can be lost.
The minimum investment is 100 Notes at $10 each, and the estimated initial value per Note is $9.74. Any payment depends on UBS’s credit; a UBS default could result in losing the entire investment. An example term sheet shows a 19.93% per annum contingent coupon rate, highlighting both the high income potential and significant market and credit risks.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Vertiv Holdings Co, with a scheduled maturity on January 20, 2028. These unsecured debt notes pay contingent coupons only when Vertiv’s share price on an observation date is at or above a specified coupon barrier; no coupon is paid otherwise.
The notes can be automatically called early if Vertiv’s share price on any observation date before maturity is at or above the initial level, in which case investors receive their principal plus the due contingent coupon and the notes terminate. If the notes are not called and Vertiv’s final price is at or above a downside threshold, investors receive full principal at maturity; if it is below the threshold, repayment is reduced in line with Vertiv’s decline and all principal can be lost.
The notes are issued in $10 denominations with a minimum investment of 100 notes, and all payments depend on the creditworthiness of UBS. The estimated initial value per $10 note on the trade date is expected to be between $9.41 and $9.66, reflecting internal UBS pricing and funding assumptions.
UBS AG is offering $125,000 of Trigger Autocallable Contingent Yield Notes linked to the common stock of Constellation Energy Corporation. The Notes pay a contingent coupon only when the stock closes at or above a preset coupon barrier on each observation date; in the examples, the contingent coupon rate is 13.11% per annum with a barrier set at 60% of the initial stock level.
The Notes can be automatically called before maturity if the stock closes at or above its initial level on an observation date, in which case investors receive the $10 principal per Note plus any due coupon and the Notes terminate. If not called, and at maturity in January 2027 the stock is at or above the downside threshold (also 60% of the initial level in the examples), investors receive full principal back, plus any final coupon if the barrier is met.
If the Notes are not called and the final stock level is below the downside threshold, repayment is reduced one-for-one with the stock’s decline from the initial level, so investors can lose most or all of their investment. The estimated initial value is $9.74 per $10 Note, and all payments depend on UBS’s ability to meet its obligations.