Welcome to our dedicated page for UBS SEC filings (Ticker: AMUB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
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UBS AG offers $33,891,600 of Trigger Autocallable GEARS linked to Meta Platforms, Inc. The Securities pay no interest, have a $10 per Security issue price and may be automatically called if Meta's closing level on the observation date meets or exceeds the autocall barrier. If called on May 3, 2027, the call price is $12.05 per Security (a 20.50% call return). If not called, maturity is April 26, 2029, and payments depend on the underlying return, an upside gearing of 1.5053, and a downside threshold of $472.52 (70.00% of the initial level of $675.03). Holders bear both downside market exposure to Meta and UBS credit risk; estimated initial value was $9.70 per Security.
UBS AG is offering two separate series of Trigger Autocallable Contingent Yield Notes linked to single equities: $4,681,500 of notes tied to Ford Motor Company and $1,455,000 of notes tied to 3M Company, each maturing April 27, 2029.
The notes pay contingent quarterly coupons only if the underlying stock closes at or above a specified coupon barrier on observation dates, are callable after six months if the underlying meets a call threshold, and repay principal at maturity only if the final level meets or exceeds a downside threshold; otherwise holders suffer downside market exposure and may lose a significant portion or all principal. All payments depend on UBS’s creditworthiness.
UBS AG London Branch is offering $8,000,000 aggregate face amount of Digital S&P 500® Index‑Linked Medium‑Term Notes due June 23, 2027. The notes pay no interest and settle in cash at maturity based on the S&P 500® Index performance measured from the strike date April 21, 2026 to the determination date June 21, 2027.
If the final underlier level is equal to or above the buffer level of 90.00% (initial underlier level 7,064.01), holders receive the maximum settlement amount of $1,100.20 per $1,000 face amount. If the final underlier level is below the buffer level, losses apply pro rata: holders lose approximately 1.1111% of face amount for every 1.00% negative underlier return below the buffer and could lose their entire investment. The estimated initial value as of the trade date is $985.00 per $1,000 face amount; issue price is 100.00% of face amount with an underwriting discount of 1.17% and net proceeds to the issuer of 98.83%.
UBS AG offers Capped Leveraged Buffered S&P 500® Index-Linked Medium-Term Notes that pay no interest and have a term expected to be between 18 and 21 months. For each $1,000 face amount, the notes provide 150.00% upside participation in positive S&P 500 returns up to a cap (cap level expected between 111.96% and 114.06% of the initial underlier level), with a maximum settlement amount expected to be between $1,179.40 and $1,210.90. A buffer protects against declines up to 10.00% (buffer level = 90.00%); if the final underlier level falls below the buffer, investors incur leveraged losses (approximately 111.11% exposure beyond the buffer). The estimated initial value on the trade date is expected to be between $967.00 and $997.00 per $1,000 face amount. Notes are unsecured obligations of UBS, carry issuer credit risk, are not FDIC insured, and are expected to have limited or no secondary market liquidity.
UBS AG is offering Trigger Callable Contingent Yield Notes linked to the least performing of the Nasdaq-100® Technology Sector Index and the Russell 2000® Index. The notes pay a contingent coupon of 10.15% per annum when both underlyings meet coupon barriers on monthly observation dates and are callable by UBS beginning after three months. If not called, principal is repaid at maturity March 29, 2028 only if both final levels are at or above 70% of their initial levels; otherwise repayment is reduced pro rata by the negative return of the least performing underlying (you could lose a significant portion or all of principal). Issue price totals $588,000 (per Note $1,000); the estimated initial value per Note on the trade date was $974.50. All payments are subject to UBS credit risk.
The issuer, UBS AG, is offering Trigger Autocallable Contingent Yield Notes linked to the Solactive U.S. Large Cap Volatility Navigator 40 Index with total issue size of $265,000 ( $1,000 per Note). The Notes pay a fixed contingent coupon of 18.50% per annum only if the underlying closes at or above the coupon barrier on monthly observation dates, are callable monthly beginning after six months, and mature on April 29, 2031.
If not called and the final level is below the downside threshold, principal repayment at maturity is reduced pro rata to the underlying return (you could lose a substantial portion or all of principal). Estimated initial value per Note on the trade date was $958.34.
UBS AG is offering Trigger Callable Contingent Yield Notes linked to the least performing of the S&P 500®, Russell 2000® and Nasdaq-100® with a maturity date of on or about May 6, 2031. The notes pay a contingent coupon of 15.45% per annum only if each underlying index meets its coupon barrier on observation dates and are callable monthly by UBS beginning after three months.
The notes return principal at maturity only if each final index level is at or above a downside threshold of 80.00% of its initial level; otherwise payment is reduced by the percentage decline of the least performing index, and investors could lose a significant portion or all principal. The issue price is stated as $1,000 per Note and the estimated initial value on the trade date is between $963.00 and $993.00.
UBS AG offers Trigger Autocallable Contingent Yield Notes with Memory Interest linked to the common stock of Zebra Technologies Corporation, maturing October 27, 2027. The Notes pay a 15.90% per annum contingent coupon when the underlying meets the coupon barrier on quarterly observation dates, are automatically called if the underlying equals or exceeds the call threshold (100% of the initial level), and return contingent principal at maturity only if the final level is at or above the downside threshold (70% of the initial level). If the final level is below the downside threshold, principal is reduced pro rata by the underlying return. Issue price per Note is $1,000, total offering $698,000, estimated initial value per Note $951.70. Payments depend on UBS creditworthiness; investors may lose a significant portion or all of their investment.
UBS AG offers Trigger Autocallable Contingent Yield Notes linked to the common stock of Lockheed Martin Corporation. The Notes pay periodic contingent coupons only when the underlying closing level on an observation date is at or above the coupon barrier; they are automatically called early if the underlying closes at or above the initial level on any observation date prior to the final valuation date. If not called, principal repayment at maturity is contingent: full principal is paid if the final level is at or above the downside threshold; if the final level is below the downside threshold the maturity payment equals $10 × (1 + underlying return), which can result in a substantial loss or a total loss of principal.
Key dates: trade date April 24, 2026, settlement April 28, 2026, final valuation date April 26, 2029, maturity April 30, 2029. Minimum investment is 100 Notes ($1,000). Estimated initial value as of the trade date was $9.67. All payments are subject to UBS credit risk.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Micron Technology, Inc. The notes mature on April 30, 2029 and may pay contingent coupons only when the underlying's closing level on observation dates meets or exceeds a coupon barrier. The notes are automatically called early if the underlying equals or exceeds the initial level on any interim observation date, in which case UBS will pay principal plus the contingent coupon then due. If not called, principal is repaid at maturity only if the final level is at or above the downside threshold; if below, principal is reduced proportionally to the underlying return and investors may lose a significant portion or all of their investment. Payments are subject to UBS credit risk. The trade date is April 24, 2026 with settlement expected April 28, 2026. The offering lists a total issue amount of $620,000 and a minimum investment of 100 notes at $10 per note; the estimated initial value per note is $9.72. Key terms include a contingent coupon rate example of 25.06% per annum, a coupon amount example of $0.6265 per $10 note, and a downside threshold example of $50.00 (50% of the initial level).