Welcome to our dedicated page for UBS ETRACS Alerian MLP Index ETN Series B SEC filings (Ticker: AMUB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The ETRACS Alerian MLP Index ETN Series B due July 18, 2042 (AMUB) is issued by UBS AG, a foreign private issuer that reports to the US Securities and Exchange Commission. UBS AG indicates that it files a registration statement on Form F-3, including a prospectus and supplements, for offerings of securities related to ETRACS ETNs such as AMUB. These documents set out the terms of the ETN and include a "Risk Factors" section that UBS urges investors to review before investing.
UBS AG also submits annual reports on Form 20-F and periodic reports on Form 6-K. In its Form 6-K filings, UBS provides information on capitalization, total debt issued, equity and other capital and liquidity metrics, as well as updates on regulatory developments and other corporate matters. UBS AG notes that its consolidated financial statements are prepared in accordance with IFRS Accounting Standards, and that certain 6-K reports are incorporated by reference into its Form F-3 registration statement.
For AMUB, the relevant SEC filings include the base prospectus, prospectus supplements and any pricing supplements that describe the specific terms of the ETRACS Alerian MLP Index ETN Series B. UBS’s public materials state that these offering documents are available through the SEC’s EDGAR system. They also clarify that the securities related to the offerings are not deposit liabilities and are not insured or guaranteed by the Federal Deposit Insurance Corporation or any other governmental agency of the United States, Switzerland or any other jurisdiction.
On this page, users can access AMUB-related SEC filings and associated issuer reports. The platform provides real-time updates from EDGAR and AI-powered summaries that explain the key points of lengthy documents, such as registration statements, prospectus supplements and UBS AG’s periodic reports. This allows investors to quickly identify disclosures that affect AMUB, including risk factor updates, capital and funding information, and other details relevant to UBS AG’s role as issuer of this senior unsecured ETN.
UBS AG is offering $10,429,500 of Trigger Autocallable Contingent Yield Notes linked to the common stock of CrowdStrike Holdings, Inc., maturing on January 16, 2029. These unsecured debt notes pay contingent quarterly coupons only if CrowdStrike’s share price on each observation date is at or above a preset coupon barrier; if it is below, no coupon is paid for that period.
The notes can be automatically called after the first six months if, on any quarterly observation date before maturity, the stock closes at or above the initial level. In that case, investors receive the $10 principal per note plus any due coupon, and the investment ends early. If the notes are not called and the stock is at or above the downside threshold at maturity, investors receive back the principal; if it is below, repayment is reduced in line with the stock’s percentage loss, and the entire investment can be lost.
The notes will not be listed on any exchange, are subject to UBS’s credit risk, and have an estimated initial value of $9.77 per $10 note. The minimum investment is 100 notes, or $1,000.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Micron Technology, Inc., with a term running from a trade date of January 13, 2026 to a scheduled maturity on or about January 15, 2027. Each Note has a principal amount of $10, with a minimum investment of 100 Notes.
Investors may receive periodic contingent coupons only if Micron’s closing share price on an observation date is at or above a preset coupon barrier; otherwise no coupon is paid for that period. The Notes are automatically called before maturity if Micron’s share price on any observation date (other than the final one) is at or above the initial level, in which case investors receive principal plus the contingent coupon then due and no further payments. If the Notes are not called and Micron’s final level is at or above the downside threshold, principal is repaid at maturity; if it is below that threshold, repayment is reduced in line with Micron’s decline, and investors could lose their entire investment. All payments depend on the creditworthiness of UBS, and the estimated initial value per Note is expected to be between $9.42 and $9.67.
UBS AG is offering $1,980,000 of Trigger Autocallable Contingent Yield Notes linked to the common stock of Generac Holdings Inc., maturing on January 18, 2028. Each Note has a $10 principal amount and pays a contingent coupon only if Generac’s closing share price on an observation date is at or above a preset coupon barrier.
The Notes may be automatically called quarterly, beginning after 6 months, if Generac’s share price is at or above the initial level, in which case investors receive $10 per Note plus any due coupon and the Notes terminate. If not called, and on the final valuation date Generac’s price is at or above the downside threshold, investors receive their $10 principal back (and possibly a final coupon). If the final level is below the downside threshold, repayment is reduced in line with Generac’s percentage decline, and investors can lose all of their investment.
The Notes are unsecured, unsubordinated obligations of UBS, with all payments subject to UBS’s creditworthiness. The estimated initial value is $9.67 per $10 Note, and the minimum investment is 100 Notes ($1,000). The Notes will not be listed on any securities exchange and are described as significantly riskier than conventional debt instruments.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the American depositary receipts of Novo Nordisk A/S, maturing on or about July 15, 2027. Each Note has a principal amount of $10, with a minimum investment of 100 Notes (a $1,000 investment).
Investors may receive periodic contingent coupons only when the Novo Nordisk ADR closes at or above a specified coupon barrier on an observation date. The Notes are automatically called early if the ADR closes at or above the initial level on an observation date, in which case UBS pays back principal plus any due coupon and the Notes terminate.
If the Notes are not called and the ADR closes at or above a downside threshold on the final valuation date, UBS repays the $10 principal per Note at maturity. If the final level is below the downside threshold, repayment is reduced in line with the ADR’s decline, and investors can lose some or all of their investment. Payments depend entirely on the creditworthiness of UBS, the Notes are unsecured, are not FDIC insured, will not be listed on an exchange, and carry an estimated initial value between $9.43 and $9.68 per $10 Note.
UBS AG is offering $500,000 of Trigger Autocallable Contingent Yield Notes linked to Intel Corporation common stock, maturing on January 15, 2027. These unsecured debt notes can pay a high contingent coupon of 27.52% per annum, with $0.688 per $10 note per observation period, but only when Intel’s share price is at or above the coupon barrier on the relevant observation date.
The notes may be automatically called early if Intel’s stock closes at or above the initial level on an observation date, in which case investors receive principal plus any due coupon and the product terminates. If the notes are not called and Intel’s final share price is at or above the downside threshold (70% of the initial level, or $70.00 in the example), investors receive full principal back, plus any final coupon if the barrier is met. If the final price is below the downside threshold, repayment is reduced in line with the stock’s decline, and investors can lose most or all of their investment. All payments depend on the creditworthiness of UBS, and the estimated initial value per $10 note is $9.79.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of CrowdStrike Holdings, Inc., maturing on or about January 16, 2029. These are unsecured, unsubordinated debt obligations of UBS.
The Notes pay a contingent coupon only if, on each quarterly observation date, CrowdStrike’s share price is at or above a preset coupon barrier. The Notes are automatically called early if, on any observation date after an initial period, the share price is at or above the initial level; in that case, holders receive principal plus the applicable contingent coupon and the Notes terminate.
If the Notes are not called and the final share price is at or above a downside threshold, investors receive their full principal at maturity. If the final share price is below the downside threshold, repayment is reduced in line with the negative share performance and principal can be lost in full. Payments depend entirely on UBS’s credit, and the Notes will not be listed on any exchange. The minimum investment is 100 Notes at $10 each, and UBS currently estimates the initial value per Note between $9.39 and $9.64.
UBS AG is offering $1,200,000 of Trigger Autocallable Contingent Yield Notes linked to the common stock of NVIDIA Corporation, maturing on January 18, 2028. These unsecured debt notes pay a contingent coupon only if NVIDIA’s closing level on each observation date, including the final valuation date, is at or above a preset coupon barrier; otherwise no coupon is paid for that period.
The notes can be automatically called quarterly, beginning after six months, if NVIDIA’s closing level on an observation date is at or above the initial level. In that case, investors receive the $10 principal per note plus any due coupon, and the notes terminate early. If the notes are not called and NVIDIA is at or above a downside threshold at maturity, investors receive full principal back; if it is below that threshold, repayment is reduced in line with the stock’s decline, up to a total loss of principal.
The notes are subject to UBS’s credit risk, are not insured or listed on an exchange, and the estimated initial value per note on the trade date is $9.88 versus a $10 issue price. The minimum investment is 100 notes, or $1,000.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to Generac Holdings Inc. common stock, maturing on or about January 18, 2028. Each Note has a $10 principal amount, with a minimum investment of 100 Notes, and pays contingent coupons only if Generac’s share price on quarterly observation dates is at or above a preset coupon barrier.
The Notes can be automatically called before maturity if Generac’s stock closes at or above the initial level on an observation date, in which case investors receive the $10 principal plus any due contingent coupon and no further payments. If the Notes are not called and the final stock level on January 13, 2028 is at or above the downside threshold, investors receive full principal back (and possibly a final coupon). If the final level is below the downside threshold, repayment is reduced in line with the stock’s decline, and investors can lose all of their investment.
All payments depend on UBS’s creditworthiness, and the Notes are not insured or listed on any exchange. UBS estimates the initial value per $10 Note will be between $9.30 and $9.55, reflecting internal pricing and funding assumptions.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Intel Corporation, maturing on or about January 15, 2027. These unsecured debt notes pay a contingent coupon only if Intel’s closing share price on each observation date is at or above a coupon barrier; otherwise no coupon is paid for that period.
The notes are automatically called early if Intel’s stock is at or above the initial level on any observation date before maturity, in which case investors receive the principal plus any due coupon and the notes terminate. If not called and the final stock level is at or above a downside threshold, investors receive only their principal at maturity, plus the final coupon if the barrier is met. If the final level is below the downside threshold, repayment is reduced in line with Intel’s percentage decline and investors can lose all of their investment.
The notes are subject to UBS’s credit risk, will not be listed on any exchange, require a minimum $1,000 purchase (100 notes at $10), and have an estimated initial value between $9.42 and $9.67 per $10 note.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of NVIDIA Corporation, maturing on or about January 18, 2028. These are unsecured, unsubordinated debt obligations of UBS.
Investors receive contingent quarterly coupons only when NVIDIA’s closing level on an observation date is at or above a preset coupon barrier; otherwise no coupon is paid for that period. The notes are automatically called if NVIDIA’s closing level on an observation date before maturity is at or above the initial level, in which case investors receive the principal plus any due contingent coupon and the notes terminate early.
If the notes are not called and NVIDIA’s final level on the final valuation date is at or above a downside threshold, investors receive the full principal at maturity. If the final level is below the downside threshold, repayment is reduced in line with the stock’s decline and investors can lose all of their initial investment. The minimum investment is 100 notes at $10 per note, and the estimated initial value is expected to be between $9.50 and $9.75 per note. All payments depend on the creditworthiness of UBS, and the notes are neither listed nor FDIC-insured.