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UBS AG SEC Filings

AMUB NYSE

Welcome to our dedicated page for UBS SEC filings (Ticker: AMUB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.

Our SEC filing database is enhanced with expert analysis from Rhea-AI, providing insights into the potential impact of each filing on UBS's stock performance. Each filing includes a concise AI-generated summary, sentiment and impact scores, and end-of-day stock performance data showing the actual market reaction. Navigate easily through different filing types including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, proxy statements (DEF 14A), and Form 4 insider trading disclosures.

Designed for fundamental investors and regulatory compliance professionals, our page simplifies access to critical SEC filings. By combining real-time EDGAR feed updates, Rhea-AI's analytical insights, and historical stock performance data, we provide comprehensive visibility into UBS's regulatory disclosures and financial reporting.

Rhea-AI Summary

UBS AG offers Trigger Autocallable Contingent Yield Notes linked to the common stock of Broadcom Inc., with final terms set on the trade date. The preliminary pricing supplement (dated April 24, 2026) shows a term of approximately 2 years, trade date April 24, 2026, settlement April 28, 2026, final valuation date April 26, 2028, and maturity April 28, 2028.

The example economics for a $10 Note show a hypothetical contingent coupon rate of 11.89% per annum (contingent coupon $0.2973 per $10 Note), an illustrative downside threshold of $50.00 (50.00% of the initial level), and an estimated initial value range of $9.44 to $9.69. Minimum purchase is 100 Notes ($1,000).

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Rhea-AI Summary

UBS AG offers Trigger Autocallable Contingent Yield Notes linked to the common stock of NVIDIA Corporation due on or about April 30, 2029. The Notes pay a periodic contingent coupon only if the underlying stock closes at or above a coupon barrier on each observation date and are subject to an automatic call if the underlying closes at or above the initial level on any quarterly observation date (beginning after six months). If not called, repayment at maturity is contingent: investors receive the $10 principal if the final level is at or above the downside threshold; if the final level is below that threshold, principal repayment can be reduced proportionally and investors may lose a significant portion or all of their investment. Trade date is April 24, 2026 with settlement expected April 28, 2026. The issuer credit risk of UBS and the market performance of NVIDIA stock determine all payments; estimated initial note value is between $9.37 and $9.62 per $10 Note as of the trade date.

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Rhea-AI Summary

UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to Boston Scientific Corporation with expected trade and settlement dates of April 24, 2026 and April 28, 2026. The Notes mature on April 30, 2029 with a final valuation date of April 26, 2029.

The Notes pay a periodic contingent coupon only if the underlying stock's closing level on an observation date is at or above the coupon barrier; they are automatically called if the underlying is at or above the initial level on any observation date before maturity. If not called, principal repayment at maturity is contingent: full principal if the final level is at or above the downside threshold, otherwise repayment equals $10 x (1 + underlying return), which can result in substantial losses up to a total loss. Estimated initial value is stated between $9.36 and $9.61 per $10 Note. All payments are subject to UBS credit risk.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of ServiceNow, Inc. The Notes pay periodic contingent coupons only if the underlying stock closes at or above a coupon barrier on specified observation dates and may be automatically called early if the stock closes at or above the initial level on any earlier observation date. If not called, principal repayment at maturity is contingent: full principal is paid if the final level is at or above the downside threshold; if the final level is below that threshold, repayment is reduced proportionally to the decline in the underlying asset, and investors could lose a significant portion or all of their investment. Payments are subject to UBS’s creditworthiness. Trade date is April 24, 2026, settlement April 28, 2026, final valuation date April 26, 2029, and maturity April 30, 2029. The estimated initial value on the trade date was $9.70 per Note and Notes are sold in $10 increments.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Spotify Technology S.A., due on or about April 28, 2028. The notes pay periodic contingent coupons only if the underlying's closing level on an observation date meets the coupon barrier and may be automatically called early if the underlying is at or above the initial level on an observation date. Principal is repaid at maturity only if the final level is at or above a stated downside threshold; if below, principal repayment is reduced pro rata to the underlying return and full loss of principal is possible. Trade date is April 24, 2026 with expected settlement on April 28, 2026. Minimum investment is 100 Notes ($1,000). The estimated initial value at pricing is between $9.44 and $9.69 per $10 Note. Investing involves both issuer credit risk of UBS and downside market exposure to Spotify.

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Rhea-AI Summary

UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of ServiceNow, Inc., with final terms set on the trade date.

The Notes pay periodic contingent coupons only if the underlying's closing level is at or above a coupon barrier on observation dates and may be automatically called early if the underlying meets or exceeds the initial level on an observation date. If not called, principal repayment at maturity is contingent: full principal is paid if the final level is at or above a downside threshold; otherwise, principal is reduced proportionally to the decline in the underlying, and investors can lose a significant portion or all of their investment. Payments are subject to UBS credit risk. Trade date is April 24, 2026 with expected settlement on April 28, 2026, final valuation date April 26, 2029, and maturity April 30, 2029.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to Alphabet Inc. Class C capital stock. The Notes pay a contingent coupon on each coupon payment date only if the closing level of the underlying asset on the applicable observation date is equal to or above the coupon barrier.

The Notes have an approximate one-year term: trade date April 24, 2026, settlement date April 28, 2026, final valuation date April 26, 2027 and maturity date April 28, 2027. Principal is $10 per Note; the estimated initial value as of the trade date was $9.76. If the Notes are automatically called after an observation date at or above the initial level, UBS will pay principal plus any contingent coupon then due. If not called and the final level is below the downside threshold, repayment at maturity will be reduced pro rata to the underlying return and investors may lose a significant portion or all of their investment. All payments are subject to UBS's creditworthiness.

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Rhea-AI Summary

UBS AG priced a preliminary offering of Trigger Autocallable Contingent Yield Notes linked to the Class C capital stock of Alphabet Inc., with trade date April 24, 2026, settlement April 28, 2026 and expected maturity on April 28, 2027. The Notes pay periodic contingent coupons only if the underlying closes at or above a coupon barrier on observation dates and are automatically called if the underlying closes at or above the initial level on an observation date.

The Notes repay principal at maturity only if the final level is at or above a downside threshold; otherwise principal is reduced in proportion to the underlying return, exposing investors to potential loss of most or all principal. Minimum investment is 100 Notes ($1,000). The estimated initial value range is $9.49 to $9.74 per $10 Note. Payments are subject to UBS credit risk.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to Micron Technology common stock due April 28, 2028. The notes pay periodic contingent coupons only if the underlying closing level on an observation date meets or exceeds a coupon barrier and may be automatically called early if the underlying equals or exceeds the initial level on any prior observation date. If not called, principal is repaid at maturity only if the final level is at or above the downside threshold; otherwise principal is reduced proportionally to the underlying return and investors could lose a significant portion or all of their investment. Payments are subject to UBS credit risk. Trade date is April 24, 2026, settlement April 28, 2026, final valuation date April 26, 2028, and maturity April 28, 2028.

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UBS AG offers Trigger Autocallable Contingent Yield Notes linked to the common stock of Micron Technology, Inc., with a trade date of April 24, 2026, expected settlement on April 28, 2026, a final valuation date of April 26, 2028, and a maturity date of April 28, 2028. Each Note has a principal amount of $10 and a minimum investment of 100 Notes.

The Notes pay periodic contingent coupons only if the underlying's closing level on an observation date is at or above the coupon barrier, are subject to automatic early call if the underlying equals or exceeds the initial level on an observation date, and repay principal at maturity only if the final level is at or above the downside threshold; otherwise holders absorb the underlying's negative return. Estimated initial value is between $9.42 and $9.67 per Note. Payments are subject to UBS's credit risk.

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FAQ

How many UBS (AMUB) SEC filings are available on StockTitan?

StockTitan tracks 8006 SEC filings for UBS (AMUB), including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and Form 4 insider trading disclosures. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for UBS (AMUB)?

The most recent SEC filing for UBS (AMUB) was filed on April 24, 2026.