Welcome to our dedicated page for UBS SEC filings (Ticker: AMUB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
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UBS AG is offering Trigger Callable Contingent Yield Notes linked to the least performing of the Nasdaq-100, Russell 2000 and S&P 500, maturing April 5, 2029. The Notes pay a contingent coupon (12.35% per annum) only if each index meets its coupon barrier on an observation date and are issuer-callable monthly beginning after three months. If not called and any final index level is below its 70% downside threshold, the repayment at maturity will be reduced in direct proportion to the negative return of the least performing index (potentially a total loss). The issue price is $1,000 per Note (aggregate $4,376,000); the estimated initial value per Note is $986.80. All payments are subject to UBS credit risk and there may be little or no secondary market.
UBS AG is offering $3,136,000 of Trigger Callable Yield Notes linked to the least performing of the Russell 2000® Index and the S&P 500® Equal Weight Index due June 10, 2027. The Notes pay a fixed coupon of 8.10% per annum, are issuer-callable monthly beginning after three months, and repay principal at maturity only if each underlying asset’s final level is at or above its downside threshold (70.00% of its initial level); otherwise principal is reduced pro rata to the negative return of the least performing underlying asset. The issue price is $10.00 per Note, the estimated initial value is $9.82, and the minimum purchase is 100 Notes (representing a $1,000 investment).
UBS AG is offering Trigger Callable Contingent Yield Notes linked to the least performing of the Russell 2000®, S&P 500® and EURO STOXX 50® indices. The Notes pay contingent quarterly coupons only if each underlying closes at or above its coupon barrier (70%) on every trading day in an observation period and are callable quarterly at UBS’s election. Principal repayment at maturity depends on the least performing underlying relative to its downside threshold (60%). Trade date is April 24, 2026, settlement April 28, 2026, and maturity January 28, 2030. Minimum investment is 100 Notes at $10 per Note.
UBS AG offers Trigger Autocallable Contingent Yield Notes linked to Micron Technology, Inc. common stock due April 27, 2028. The Notes pay periodic contingent coupons only if the underlying closes at or above the coupon barrier on observation dates and may be automatically called early if the underlying equals or exceeds the initial level on any prior observation date. If not called, principal repayment at maturity is contingent: full principal is returned only if the final level is at or above the downside threshold; otherwise repayment declines in line with the underlying return and investors could lose a significant portion or all of their investment. Payments are subject to UBS credit risk. Trade date is April 23, 2026, settlement April 27, 2026, final valuation date April 25, 2028, and maturity April 27, 2028.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the American depositary receipts of Arm Holdings plc. The Notes pay a contingent coupon only if the underlying ADR's closing level on an observation date is at or above a coupon barrier; they will be automatically called early if the underlying reaches or exceeds the initial level on any observation date prior to the final valuation date. If not called, principal repayment at maturity is contingent: full principal is paid only if the final level is at or above the downside threshold; if the final level is below that threshold, repayment will be reduced proportionally to the ADR's decline and you could lose all of your investment. Payments, including contingent coupons and any principal, are subject to UBS's creditworthiness.
Key dates include Trade Date April 23, 2026, Settlement Date April 27, 2026, Final Valuation Date April 25, 2028, and Maturity Date April 27, 2028. The Notes are offered in $10 increments with an estimated initial value of $9.75 per Note as of the trade date.
UBS AG offers $900,000 of Trigger Autocallable Contingent Yield Notes linked to Freeport-McMoRan Inc. common stock due April 27, 2027. The Notes pay contingent coupons only if the underlying closes at or above a coupon barrier on observation dates, can be automatically called early if the underlying meets or exceeds the initial level on an observation date, and repay principal at maturity only if the final level is at or above a downside threshold; otherwise principal is reduced pro rata to the underlying return. Payments, including principal, are subject to UBS credit risk.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to NVIDIA common stock due April 27, 2027. The Notes pay a contingent coupon on coupon dates only if the underlying closing level meets or exceeds a coupon barrier; they automatically call early if the underlying meets or exceeds the initial level on any observation date. At maturity, if not called, principal is returned only if the final level is at or above the downside threshold; otherwise principal is reduced pro rata to the underlying return and could be fully lost.
The Notes have a principal amount of $10 per Note, an estimated initial value of $9.76 as of the trade date, and trade/settle in April 2026 with final valuation on April 23, 2027 and maturity on April 27, 2027. Any payment, including principal, is subject to UBS credit risk.
UBS AG priced a preliminary offering of Trigger Autocallable Contingent Yield Notes linked to the common stock of Micron Technology, Inc. The Notes pay periodic contingent coupons if the underlying's closing level meets the coupon barrier on observation dates and may be automatically called if the underlying reaches the initial level. The Notes repay principal at maturity only if the final level is at or above the downside threshold; if below, principal is reduced proportionally to the underlying return. Trade date is April 23, 2026, settlement April 27, 2026, final valuation date April 25, 2028, and maturity April 27, 2028. The Notes are unsecured obligations of UBS AG and subject to UBS credit risk. The estimated initial value per $10 Note is between $9.42 and $9.67.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to NVIDIA Corporation stock due April 27, 2028. The Notes pay periodic contingent coupons only if the underlying closing level meets the coupon barrier on observation dates, are subject to automatic quarterly calls after ~6 months if the underlying reaches the initial level, and repay principal at maturity only if the final level is at or above a 65.00% downside threshold; otherwise repayment is reduced pro rata to the underlying return. Payments are unsecured and depend on UBS creditworthiness.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the ADRs of Arm Holdings plc with expected trade date April 23, 2026, expected settlement on April 27, 2026, a final valuation date of April 25, 2028 and maturity on April 27, 2028. The Notes pay contingent periodic coupons only when the underlying ADR closing level on an observation date equals or exceeds a coupon barrier and are automatically called if the underlying equals or exceeds the initial level on an observation date prior to maturity. If not called, principal repayment at maturity is contingent: full principal is returned only if the final level is at or above the downside threshold; if below, repayment declines in line with the underlying return, and you could lose your investment. The Notes are unsecured obligations of UBS and any payment is subject to UBS credit risk. Minimum investment is 100 Notes at $10 per Note.