Welcome to our dedicated page for UBS ETRACS Alerian MLP Index ETN Series B SEC filings (Ticker: AMUB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The ETRACS Alerian MLP Index ETN Series B due July 18, 2042 (AMUB) is issued by UBS AG, a foreign private issuer that reports to the US Securities and Exchange Commission. UBS AG indicates that it files a registration statement on Form F-3, including a prospectus and supplements, for offerings of securities related to ETRACS ETNs such as AMUB. These documents set out the terms of the ETN and include a "Risk Factors" section that UBS urges investors to review before investing.
UBS AG also submits annual reports on Form 20-F and periodic reports on Form 6-K. In its Form 6-K filings, UBS provides information on capitalization, total debt issued, equity and other capital and liquidity metrics, as well as updates on regulatory developments and other corporate matters. UBS AG notes that its consolidated financial statements are prepared in accordance with IFRS Accounting Standards, and that certain 6-K reports are incorporated by reference into its Form F-3 registration statement.
For AMUB, the relevant SEC filings include the base prospectus, prospectus supplements and any pricing supplements that describe the specific terms of the ETRACS Alerian MLP Index ETN Series B. UBS’s public materials state that these offering documents are available through the SEC’s EDGAR system. They also clarify that the securities related to the offerings are not deposit liabilities and are not insured or guaranteed by the Federal Deposit Insurance Corporation or any other governmental agency of the United States, Switzerland or any other jurisdiction.
On this page, users can access AMUB-related SEC filings and associated issuer reports. The platform provides real-time updates from EDGAR and AI-powered summaries that explain the key points of lengthy documents, such as registration statements, prospectus supplements and UBS AG’s periodic reports. This allows investors to quickly identify disclosures that affect AMUB, including risk factor updates, capital and funding information, and other details relevant to UBS AG’s role as issuer of this senior unsecured ETN.
UBS AG is offering $4,000,000 of Contingent Income Auto-Callable Securities, issued in $1,000 denominations, linked to the worst performer among Broadcom, Alphabet Class A and Netflix shares. Investors can receive a $16.3334 contingent coupon per period (about 19.60% per year) for each determination date on which all three stocks close at or above 60% of their initial prices. If any stock is below its coupon barrier on a determination date, no coupon is paid.
Starting with the sixth determination date, if all three stocks close at or above 100% of their initial prices, the notes auto-call and pay back principal plus that period’s coupon. At maturity, if any stock has fallen below 50% of its initial price, repayment is reduced in line with the worst-performing stock and can fall to zero. The notes pay no dividends, do not participate in stock upside, are not listed, and are unsubordinated, unsecured UBS debt with an estimated initial value of $935 per $1,000 note.
UBS AG is offering $6,434,000 of Contingent Income Auto-Callable Securities due December 29, 2028 linked to Bank of America common stock. Each $1,000 security can pay a $25 contingent coupon (10.00% per annum) on each of 12 determination dates if BAC’s share price is at or above the $42.13 downside threshold, set at 75.00% of the $56.17 initial price. The notes auto-call at par plus the coupon if BAC closes at or above the $56.17 call threshold on any non-final determination date, ending the investment early.
If the notes are not called and BAC closes below the downside threshold at final observation, UBS will pay a cash amount equal to the exchange ratio times the final share price, exposing investors 1-for-1 to BAC’s decline and potentially resulting in a full loss of principal. Investors do not receive dividends or upside participation in BAC and bear unsecured credit risk of UBS. The estimated initial value is $970.30 per $1,000 security, below the issue price, reflecting fees, funding and hedging costs.
UBS AG, through its London Branch, is offering $3,182,000 of Contingent Income Auto-Callable Securities linked to the common stock of Valero Energy Corporation, maturing on December 29, 2028. Each $1,000 security can pay a contingent coupon of $26.375 (equivalent to 10.55% per annum) on scheduled dates if Valero’s closing price is at or above 60.00% of the $164.01 initial price, a downside threshold of $98.41.
If on any non-final determination date Valero’s price is at or above the 100.00% call threshold level of $164.01, the securities are automatically redeemed early for $1,000 plus the applicable contingent payment. If the notes are not called and the final price is at or above the downside threshold, investors receive $1,000 plus the final contingent payment.
If the final price is below the downside threshold, UBS will deliver a cash value equal to the exchange ratio times the final price, and investors will lose a significant portion or all of principal. Investors forgo dividends, do not participate in any stock upside, face limited or no liquidity, and are fully exposed to the unsecured credit risk of UBS AG. The estimated initial value is $965.50 per $1,000, below the issue price due to fees, hedging and UBS’ internal funding rate.
UBS AG is offering $190,000 of Trigger Autocallable Contingent Yield Notes linked to the common stock of Fluor Corporation, maturing on January 2, 2029. These unsecured debt securities pay a contingent coupon only when Fluor’s stock closes at or above a preset coupon barrier on the relevant observation date; otherwise no coupon is paid.
The notes are automatically called early if, on any observation date before maturity, Fluor’s share price is at or above its initial level, in which case investors receive the $10 principal per note plus any due coupon and the product terminates. If the notes are not called and Fluor’s final stock level is at or above the downside threshold, investors receive their principal back at maturity, with any final coupon if the barrier is met. If the final level is below the downside threshold, repayment is reduced in line with Fluor’s decline, and investors can lose all of their investment.
The notes are subject to UBS’s credit risk, will not be listed on any exchange, and have an estimated initial value of $9.69 per $10 note, reflecting internal pricing and funding costs.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Fluor Corporation, maturing on or about January 2, 2029. These unsecured debt securities pay a contingent coupon only when the underlying stock closes at or above a preset coupon barrier on scheduled observation dates; otherwise no coupon is paid.
The notes can be automatically called early if the Fluor share price is at or above the initial level on any observation date before the final valuation date, in which case holders receive principal plus any due coupon and the product terminates. If the notes are not called and Fluor’s final level is at or above a downside threshold, investors receive full principal at maturity; if it is below that threshold, repayment is reduced in line with the stock’s decline and can fall to zero.
Any payment depends on the creditworthiness of UBS, and the notes are not insured or exchange-listed. The estimated initial value per $10 note on the trade date is expected to be between $9.34 and $9.59.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Broadcom Inc., maturing on or about January 3, 2028. These unsecured debt securities may pay contingent coupons only if the Broadcom share price on an observation date, including the final valuation date, is at or above a preset coupon barrier. The notes are automatically called early if the share price on any observation date before maturity is at or above the initial level, in which case investors receive principal plus any due coupon and no further payments.
If the notes are not called and the final Broadcom level is at or above a downside threshold, investors receive full principal at maturity, with a contingent coupon if the coupon barrier is also met. If the final level is below the downside threshold, repayment is reduced in line with Broadcom’s percentage decline, and investors can lose all of their initial investment. Payments depend on UBS’s credit; a default could result in a total loss. The notes are not listed, have a minimum investment of 100 notes at $10 each, and their estimated initial value per $10 note is expected between $9.43 and $9.68.
UBS AG is offering $400,000 of Trigger Autocallable Contingent Yield Notes linked to the common stock of The Boeing Company, maturing on January 4, 2027. The Notes pay a contingent coupon only if Boeing’s closing share price on a semi-annual observation date, including the final valuation date, is at or above a specified coupon barrier; otherwise no coupon is paid for that period.
The Notes are automatically called early if Boeing’s price on any observation date (starting after 12 months) is at or above the initial level, in which case investors receive principal plus the applicable contingent coupon and the Notes terminate. If not called, and Boeing’s final share price is at or above a downside threshold, investors receive full principal at maturity; if it is below the downside threshold, repayment is reduced in line with Boeing’s negative return and can fall to zero.
The Notes are unsecured debt of UBS, issued at $10 per Note with a minimum investment of 100 Notes, and have an estimated initial value of $9.86 per Note based on UBS’ internal models. Payments depend both on Boeing’s share performance and the creditworthiness of UBS, and investors may lose a significant portion or all of their initial investment.
UBS AG is offering $650,000 of Trigger Autocallable Contingent Yield Notes linked to the iShares Silver Trust, maturing January 4, 2027. Each Note has a $10 principal amount and may pay periodic contingent coupons, but only if the ETF’s closing level on an observation date is at or above a preset coupon barrier.
The Notes are automatically called early if, on any observation date before maturity, the ETF closes at or above its initial level, in which case investors receive principal plus the applicable contingent coupon and the product terminates. If the Notes are not called and, on the final valuation date, the ETF is at or above the downside threshold, investors receive back principal (and any final contingent coupon if the barrier is met).
If the Notes are not called and the final ETF level is below the downside threshold, repayment is reduced one-for-one with the ETF’s decline, and investors can lose their entire investment. Payments depend on UBS’s credit; the estimated initial value is $9.77 per $10 Note, and the Notes will not be listed on any exchange.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the shares of the iShares Silver Trust ETF. These are unsecured, unsubordinated debt obligations that pay a contingent coupon only if the ETF’s closing level on each observation date is at or above a preset coupon barrier; otherwise no coupon is paid for that period.
The Notes can be automatically called before maturity if the ETF’s level on any observation date (other than the final one) is at or above the initial level, in which case investors receive the principal amount plus any due coupon and the Notes terminate. If the Notes are not called and the ETF’s final level is at or above a downside threshold, investors receive the principal amount at maturity; if it is below that threshold, repayment is reduced in line with the ETF’s decline and investors can lose all of their initial investment.
The Notes have a principal amount of $10 per Note, a trade date of December 30, 2025, settlement on January 2, 2026, a final valuation date of December 30, 2026 and a maturity date of January 4, 2027. UBS expects the estimated initial value per $10 Note on the trade date to be between $9.45 and $9.70. The Notes will not be listed on any exchange, are not bank deposits and are subject to the credit risk of UBS AG.
UBS AG is offering Trigger Autocallable Yield Notes linked to the common stock of Oracle Corporation, each with a $1,000 principal amount and scheduled maturity on January 3, 2028. The Notes pay a fixed coupon at 11.80% per annum, in quarterly installments, regardless of Oracle’s share price, unless the Notes are automatically called.
Beginning about six months after issuance, the Notes are automatically called on any quarterly observation date if Oracle’s closing price is at or above the initial level of $195.38. In that case, investors receive $1,000 plus the coupon for that period and the Notes terminate. If the Notes are not called and the final Oracle price is at or above the downside threshold of $107.46 (55% of the initial level), investors receive full principal back at maturity. If the final price is below the downside threshold, repayment is reduced one-for-one with Oracle’s loss, and investors can lose all of their investment.
The Notes are unsubordinated, unsecured obligations of UBS, are not listed on any exchange, and their value and payments depend on UBS’s credit. The estimated initial value per Note is between $944.80 and $974.80, below the issue price, reflecting an underwriting discount of $18.50 per Note and UBS’s internal funding and hedging costs.