Welcome to our dedicated page for UBS SEC filings (Ticker: AMUB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to First Solar, Inc. stock due April 3, 2028. The Notes pay periodic contingent coupons only if the underlying closing level on each observation date meets or exceeds the coupon barrier; otherwise no coupon is paid. The Notes will be automatically called early if the underlying closing level on any observation date prior to the final valuation date is equal to or greater than the initial level; an automatic call results in payment of principal plus any contingent coupon due on the call settlement date and termination of further payments. If the Notes are not called and the final level is at or above the downside threshold, principal is repaid at maturity; if below that threshold, repayment is reduced proportionally to the underlying return and you could lose a significant portion or all of your investment. Payments are subject to UBS credit risk. Trade date is March 30, 2026, expected settlement April 1, 2026, final valuation date March 30, 2028 and maturity April 3, 2028. The estimated initial value per Note is $9.73 and minimum investment is 100 Notes at $10 per Note.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Newmont Corporation due April 3, 2028. The Notes pay a contingent coupon only when the underlying stock's closing level on an observation date equals or exceeds the coupon barrier; otherwise no coupon is paid.
The Notes are automatically called early if the underlying closes at or above the initial level on any observation date prior to maturity. If not called, principal is repaid at maturity only if the final level is at or above the downside threshold; if below, principal is reduced proportionally to the underlying return and you could lose all of your investment. Payments depend on UBS's creditworthiness. Estimated initial value was $9.71; minimum purchase is 100 Notes ($1,000).
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to Delta Air Lines common stock due April 3, 2028. The Notes pay periodic contingent coupons only if the underlying closing level meets or exceeds a coupon barrier on observation dates and may be automatically called early if the underlying equals or exceeds the initial level on an observation date. At maturity, if not called, principal repayment is contingent: full principal is paid if the final level is at or above the downside threshold; if the final level is below the downside threshold, repayment is reduced proportionally to the underlying return and investors can lose a substantial portion or all of their investment. Payments are subject to UBS credit risk. Trade date and settlement are March 30, 2026 and April 1, 2026; final valuation and maturity occur around March 30, 2028 and April 3, 2028 respectively.
UBS AG priced Trigger Autocallable Contingent Yield Notes linked to Caterpillar Inc. common stock. The Notes have a $10 principal per Note, contingent coupons paid only if the underlying meets a coupon barrier on observation dates, and an automatic call if the underlying equals or exceeds the initial level on any observation date prior to the final valuation date. If not called, repayment at maturity depends on the final level relative to a 70.00% downside threshold, exposing holders to the underlying's negative return and potential loss of all principal; all payments remain subject to UBS credit risk.
Trade date is March 30, 2026, settlement April 1, 2026, final valuation date March 30, 2028, and maturity April 3, 2028. The estimated initial value per Note on the trade date was $9.74. Minimum purchase is 100 Notes ($1,000).
UBS AG offers Trigger Autocallable Contingent Yield Notes linked to the common stock of Royal Caribbean Cruises Ltd. The Notes pay periodic contingent coupons only when the underlying closing level on an observation date is at or above a coupon barrier and may be automatically called early if the underlying closes at or above the initial level on any observation date prior to the final valuation date. If not called, principal repayment at maturity depends on the final level relative to a downside threshold: if the final level is below that threshold, the cash payment may be less than principal and could reflect the full percentage decline in the underlying (with the potential to lose all invested principal). Trade date is March 30, 2026, expected settlement April 1, 2026, final valuation date March 30, 2028 and maturity April 3, 2028. Any payments depend on UBS's creditworthiness. The Notes are not FDIC insured and have limited liquidity.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to ServiceNow, Inc. common stock due April 3, 2028. The Notes pay a contingent coupon only when the underlying closing level on an observation date is at or above the coupon barrier and will autocall early if the underlying closes at or above the initial level on any observation date prior to final valuation. If not called, principal is repaid at maturity only if the final level is at or above the downside threshold; otherwise principal is reduced pro rata to the underlying return and investors can lose a substantial portion or all of their investment. Payments are unsecured and subject to UBS’s creditworthiness. The Notes have a minimum purchase of 100 Notes at $10 per Note; the issuer’s estimated initial value per Note on the trade date was $9.69.
UBS AG London Branch is offering Digital S&P 500® Index‑Linked Medium‑Term Notes with an aggregate face amount of $27,797,000. The notes do not pay interest and have a stated maturity of July 21, 2027, with the cash settlement linked to the S&P 500® Index performance from the trade date March 26, 2026 to the determination date July 19, 2027. If the final underlier level is at or above the buffer level (87.50% of the initial level of 6,477.16), holders receive the maximum settlement amount of $1,134.50 per $1,000 face amount; otherwise, losses apply proportionally (approximately 114.29% buffer rate converts negative underlier returns into note losses). The estimated initial value was $998.50 per $1,000 face amount as of the trade date. These notes are unsecured obligations of UBS and carry the issuer’s credit risk.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Dell Technologies Inc., totaling $1,295,000. The notes pay periodic contingent coupons only if the underlying closing level meets a coupon barrier on observation dates and may be automatically called early if the underlying equals or exceeds the initial level on any observation date prior to final valuation.
If not called, principal repayment at maturity is contingent: if the final level is below the downside threshold the cash payment may be less than principal, producing a loss equal to the underlying return; in extreme cases you could lose your entire investment. Payments depend on UBS creditworthiness. Trade date is March 30, 2026; settlement April 1, 2026; final valuation date is March 30, 2028; maturity is April 3, 2028. The estimated initial value per Note was $9.79.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of CrowdStrike Holdings, Inc. The Notes have a $10 principal per Note, trade date March 30, 2026, expected settlement April 1, 2026, final valuation date March 30, 2028 and maturity April 3, 2028. Coupons are contingent: a coupon is paid on a coupon payment date only if the underlying closing level on the applicable observation date is equal to or above the coupon barrier. The Notes will autocall early if the underlying closing level on any observation date prior to the final valuation date is equal to or greater than the initial level; an autocall pays principal plus any contingent coupon then due. If not called, principal is repaid at maturity only if the final level is equal to or greater than the downside threshold; if the final level is below that threshold you suffer a loss equal to the underlying return and could lose all principal. The estimated initial value on the trade date is $9.74 per Note and the minimum investment is 100 Notes ($1,000).
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Freeport-McMoRan Inc. The Notes pay periodic contingent coupons only if the underlying closing level on observation dates meets or exceeds a coupon barrier and will be automatically called early if the underlying closing level on any prior observation date is at or above the initial level. If not called, principal is repaid at maturity only if the final level is at or above the downside threshold; otherwise repayment at maturity will be reduced pro rata to the percentage decline in the underlying and could result in a total loss of principal. Trade date is March 30, 2026, expected settlement April 1, 2026, final valuation date March 30, 2028, and maturity April 3, 2028. Estimated initial value per Note was $9.71. The Notes are unsecured obligations of UBS and repayment is subject to UBS credit risk.