Welcome to our dedicated page for UBS SEC filings (Ticker: AMUB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Our SEC filing database is enhanced with expert analysis from Rhea-AI, providing insights into the potential impact of each filing on UBS's stock performance. Each filing includes a concise AI-generated summary, sentiment and impact scores, and end-of-day stock performance data showing the actual market reaction. Navigate easily through different filing types including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, proxy statements (DEF 14A), and Form 4 insider trading disclosures.
Designed for fundamental investors and regulatory compliance professionals, our page simplifies access to critical SEC filings. By combining real-time EDGAR feed updates, Rhea-AI's analytical insights, and historical stock performance data, we provide comprehensive visibility into UBS's regulatory disclosures and financial reporting.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to DexCom, Inc. common stock due April 3, 2028. The Notes pay periodic contingent coupons only if the underlying stock closes at or above the coupon barrier on observation dates; they autocall early if the stock closes at or above the initial level on any observation date. If not called, principal is repaid at maturity only if the final level is at or above the downside threshold; otherwise principal is reduced proportionally to the underlying return and you could lose all of your investment. Payments are subject to UBS credit risk. Trade date is March 30, 2026, settlement expected April 1, 2026, final valuation date March 30, 2028, and maturity April 3, 2028. The estimated initial value per Note was $9.72 as of the trade date.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to MercadoLibre, Inc. common stock due April 3, 2028. The Notes pay periodic contingent coupons only if the underlying closing level on observation dates meets or exceeds a coupon barrier and will be automatically called early if the closing level on any prior observation date meets or exceeds the initial level.
If not called, principal is repaid at maturity only if the final level is at or above the downside threshold; otherwise repayment declines pro rata with the underlying return and investors could lose a significant portion or all of their investment. Payments are subject to UBS credit risk. The estimated initial value on the trade date is $9.73 per $10 Note.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Spotify Technology S.A., maturing April 3, 2028. The Notes pay a contingent coupon only when the underlying closing level on an observation date meets or exceeds a coupon barrier and will be automatically called early if the underlying closes at or above the initial level on any observation date prior to the final valuation date. If not called, principal repayment at maturity is contingent on the final level relative to a downside threshold; if the final level is below that threshold, holders suffer a loss equal to the underlying return and could lose their entire investment. The offering lists a trade date of March 30, 2026, settlement on April 1, 2026, final valuation on March 30, 2028, and maturity on April 3, 2028. The Notes have a minimum purchase of 100 Notes at $10 per Note and an estimated initial value of $9.73 per Note. All payments are subject to the creditworthiness of UBS.
UBS AG offers Capped Buffer Securities linked to the S&P 500® Index with $155,000 total issue price. The securities mature on September 30, 2027 and provide up to a 20.00% maximum gain per $1,000 Security while protecting the first 10.00% of downside (buffer). If the final level is below the 90.00% downside threshold, principal is reduced by the index decline in excess of the buffer; payments and any repayment of principal depend on UBS creditworthiness.
UBS AG offers Trigger Autocallable Contingent Yield Notes linked to Charter Communications common stock due April 3, 2028. The Notes pay a contingent coupon on coupon payment dates only if the closing level of the underlying meets or exceeds the coupon barrier on an observation date. The Notes are automatically called early if the underlying equals or exceeds the initial level on any observation date prior to the final valuation date; an automatic call results in payment of principal plus any contingent coupon due on the related call settlement date and terminates further payments. If not called, repayment at maturity depends on the final level: if the final level is at or above the downside threshold, UBS pays principal; if below, you receive principal reduced pro rata by the underlying return and could lose all of your investment. The Notes are unsecured obligations subject to UBS credit risk, have an estimated initial value of $9.71 per $10 Note, a minimum investment of 100 Notes ($1,000), and are not listed on any exchange.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to The Estée Lauder Companies Inc. common stock maturing on April 3, 2028. The notes pay periodic contingent coupons only if the underlying meets the coupon barrier on observation dates and may be automatically called early if the underlying meets or exceeds the initial level on an observation date. If not called and the final level is at or above the downside threshold, principal is returned; if the final level is below that threshold, principal repayment is reduced proportionally to the decline in the underlying and could result in the loss of the entire investment. Trade and settlement are shown as March 30, 2026 and April 1, 2026, respectively; the final valuation date is March 30, 2028. Minimum initial investment is 100 Notes at $10 per Note and the estimated initial value per Note on the trade date was $9.68. All payments are subject to UBS credit risk.
UBS AG issued Trigger Autocallable Contingent Yield Notes linked to Newmont Corporation common stock due April 2, 2029. The Notes pay a contingent coupon only if the underlying closing level meets the coupon barrier on observation dates and may be automatically called early if the underlying closes at or above the initial level on an observation date. If not called, principal is repaid at maturity only if the final level is at or above the downside threshold; otherwise principal is reduced in proportion to the underlying return, with potential loss of all principal. Payments (including principal) are subject to UBS credit risk.
UBS AG offers $3,000,000 of Airbag Autocallable Yield Notes due March 30, 2028. The Notes pay a fixed coupon of 12.25% per annum (approximately $30.625 per $1,000 Note per quarter) and are linked to the least performing of Class C Alphabet (GOOG), NVIDIA (NVDA) and TSMC ADRs (TSM).
If an observation date (quarterly, beginning after six months) shows each underlying asset at or above its call threshold (100% of initial level), UBS will automatically call the Notes early and pay principal plus accrued coupon. If not called, principal is contingent at maturity: if all final levels are at or above their conversion levels (66.75% of initial), UBS pays $1,000; otherwise holders receive the share delivery amount of the least performing underlying asset, which may be worth less than principal, resulting in partial or total loss. Payments depend on UBS creditworthiness. The estimated initial value on the trade date was $959.20.
UBS AG offers Trigger Autocallable Contingent Yield Notes linked to the least performing of the Nasdaq-100, Russell 2000 and S&P 500. The Notes pay periodic contingent coupons only if all three underlyings meet coupon barriers on observation dates, are callable quarterly after six months, and mature on April 5, 2029. Principal repayment at maturity is contingent: if the final level of the least performing underlying is below its 75.00% downside threshold, holders suffer a loss equal to that underlying’s percentage decline; in extreme cases, the entire investment can be lost. Issue price is $10 per Note; the issuer’s estimated initial value is between $9.13 and $9.43. Payments are subject to UBS credit risk. Trade date is March 31, 2026 and settlement is expected on April 6, 2026. This offering involves significant liquidity, market, correlation and tax uncertainties; suitability requires acceptance of potential loss of a significant portion or all principal.
UBS AG offers $1,275,000 of Buffer Autocallable Contingent Yield Notes linked to the least performing of the VanEck® Gold Miners ETF (GDX) and the State Street® Energy Select Sector SPDR® ETF (XLE). The Notes pay a contingent coupon of 14.85% per annum, have a 20.00% buffer, an estimated initial value of $956.10 per $1,000 Note, and mature on March 30, 2028.
The Notes can be automatically called on quarterly call observation dates beginning after approximately six months; if called, holders receive principal plus any contingent coupon then due. If not called, repayment at maturity depends on the final level of the least performing underlying asset relative to its downside threshold: full principal is returned only if each underlying is at or above its downside threshold, otherwise principal is reduced proportional to the least performing underlying return in excess of the buffer, and in extreme cases investors could lose almost all of their investment. All payments are subject to UBS credit risk and secondary-market liquidity may be limited.