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UBS AG SEC Filings

AMUB NYSE

Welcome to our dedicated page for UBS SEC filings (Ticker: AMUB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.

Our SEC filing database is enhanced with expert analysis from Rhea-AI, providing insights into the potential impact of each filing on UBS's stock performance. Each filing includes a concise AI-generated summary, sentiment and impact scores, and end-of-day stock performance data showing the actual market reaction. Navigate easily through different filing types including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, proxy statements (DEF 14A), and Form 4 insider trading disclosures.

Designed for fundamental investors and regulatory compliance professionals, our page simplifies access to critical SEC filings. By combining real-time EDGAR feed updates, Rhea-AI's analytical insights, and historical stock performance data, we provide comprehensive visibility into UBS's regulatory disclosures and financial reporting.

Rhea-AI Summary

UBS AG is offering $1,453,000 of Trigger Callable Contingent Yield Notes due March 29, 2029. These are unsecured notes linked to the least performing of the Nasdaq-100, Russell 2000 and S&P 500. The notes pay a contingent coupon of 9.25% per annum when each index is at or above its coupon barrier on an observation date; otherwise no coupon is payable.

If UBS calls the notes on an observation date (callable beginning after six months), holders receive principal plus any coupon due on the call settlement date. If UBS does not call and the final level of every index is at or above its downside threshold (70% of initial level), holders receive principal at maturity. If any index is below its downside threshold at maturity, the cash payment is reduced in proportion to the negative return of the least performing index, and holders could lose a substantial portion or all of their investment. The issue price is $1,000 per note; the estimated initial value on the trade date was $940.40.

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Rhea-AI Summary

UBS AG is offering Buffer Autocallable Notes totaling $918,000 linked to the least performing of the Dow Jones Industrial Average® and the Russell 2000® Index. The Notes have a $1,000 principal amount per Note, a trade date of March 26, 2026, expected settlement March 31, 2026 and maturity on March 31, 2031.

The Notes feature quarterly observation dates (beginning after 12 months) and an automatic call if both indices close at or above their call threshold on any observation date. The stated call return rate is 7.55% per annum (call price schedules increase over time). If not called, the Notes provide a 15.00% buffer: at maturity you receive principal if each final level is at or above its downside threshold; otherwise your cash payment is reduced based on the performance of the least performing underlying asset, potentially resulting in a large loss. All payments are subject to UBS credit risk.

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Rhea-AI Summary

UBS AG is offering $812,000 of Trigger Callable Contingent Yield Notes linked to the least performing of the Nasdaq-100® Technology Sector, the Russell 2000® Index and the S&P 500® Index, maturing March 2, 2028.

The Notes pay a contingent coupon of 10.10% per annum on each coupon payment date only if the closing level of each underlying asset is at or above its coupon barrier on the related observation date. The Notes are callable by UBS beginning after three months; if called UBS pays principal plus any contingent coupon then due. At maturity, if the final level of every underlying asset is at or above its 70.00% downside threshold, holders receive the $1,000 principal per Note; if the final level of any underlying asset is below its downside threshold, the cash payment will equal $1,000 × (1 + underlying return of the least performing underlying asset), which can result in substantial loss or a total loss of principal. The estimated initial value per Note was $949.70 and the issue price is $1,000 per Note.

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Rhea-AI Summary

UBS AG offers $490,000 Trigger Autocallable Contingent Yield Notes linked to the common stock of ConocoPhillips due March 31, 2027. The Notes pay periodic contingent coupons only if the underlying closes at or above a coupon barrier on observation dates and may be automatically called early if the underlying closes at or above the initial level on any observation date prior to the final valuation date. If not called, repayment at maturity is contingent: full principal is paid only if the final level is at or above the downside threshold; if below, principal repayment is reduced pro rata to the underlying return and an investor could lose a significant portion or all of the investment. Payments are unsecured obligations of UBS and subject to UBS credit risk. Trade date was March 27, 2026, expected settlement March 31, 2026, final valuation date March 29, 2027, and maturity March 31, 2027.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Netflix, Inc. The notes mature on April 2, 2029 with a final valuation date of March 28, 2029. Each Note has a principal amount of $10 and a minimum investment of 100 Notes. The notes pay a contingent coupon on coupon payment dates only if the closing level of the underlying asset on the applicable observation date is at or above the coupon barrier; otherwise no coupon is paid. The Notes are automatically called early if the closing level on any observation date prior to the final valuation date is at or above the initial level; in that case UBS will pay principal plus any contingent coupon then due and no further payments will be made. If the Notes are not called and the final level is below the downside threshold, repayment at maturity will be less than principal and will reflect the percentage decline in the underlying asset from the initial level, potentially resulting in the loss of the entire investment. Example terms shown include a hypothetical contingent coupon rate of 7.34% per annum, a coupon payment of $0.1835 per $10 Note (per period), and a downside threshold equal to 50.00% of the initial level. Any payment on the Notes is subject to the creditworthiness of UBS. The estimated initial value as of the trade date is $9.69. Trade and settlement dates are March 27, 2026 and March 31, 2026, respectively.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Eli Lilly and Company due March 31, 2027. The Notes pay a contingent coupon on each coupon payment date only if the underlying closing level on the observation date is at or above the coupon barrier; otherwise no coupon is paid. The Notes will be automatically called early if the underlying closing level on any observation date prior to the final valuation date is equal to or greater than the initial level, in which case holders receive principal plus any contingent coupon then due on the call settlement date. If not called, repayment at maturity depends on the final level: holders receive the principal if the final level is at or above the downside threshold, but if the final level is below the downside threshold the cash payment may be less than principal, equal to $10 x (1 + Underlying Return), exposing holders to the underlying's negative return (the excerpt states a downside threshold of $80.00, or 80.00% of the initial level). The pricing example shows a hypothetical 22.48% per annum contingent coupon (contingent coupon = $0.562 per $10 Note) and an estimated initial value as of the trade date of $9.79. Minimum investment is 100 Notes (representing $1,000). Any payment, including repayment of principal, is subject to UBS's creditworthiness.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of ConocoPhillips, with a trade date of March 27, 2026, expected settlement March 31, 2026, a final valuation date of March 29, 2027, and maturity on March 31, 2027. The Notes pay periodic contingent coupons only if the underlying stock closes at or above a coupon barrier on observation dates and will be automatically called early if the underlying closes at or above the initial level on any observation date prior to the final valuation date. If not called, principal repayment at maturity is contingent: full principal is paid only if the final level is at or above an 80.00% downside threshold; if below, repayment equals $10 x (1 + Underlying Return), exposing holders to the stock's downside (examples show a potential cash payment of $4.80 per Note). Any payments are subject to UBS's creditworthiness.

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Rhea-AI Summary

UBS AG offers a preliminary pricing supplement for Trigger Autocallable Contingent Yield Notes linked to the common stock of Netflix, Inc. The notes mature on April 2, 2029 with a final valuation date of March 28, 2029 and expected trade and settlement dates of March 27, 2026 and March 31, 2026. The notes pay periodic contingent coupons only if the underlying closes at or above a coupon barrier on observation dates, and are automatically called early if the underlying closes at or above the initial level on an observation date. If not called, principal repayment at maturity is contingent: full principal is paid only if the final level is at or above the downside threshold; otherwise the maturity payment falls in direct proportion to the underlying return and could result in a total loss of principal. The estimated initial value per $10 note is between $9.37 and $9.62, and the example contingent coupon rate shown is 6.56% per annum. Payments are subject to UBS credit risk.

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Rhea-AI Summary

UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Eli Lilly and Company due on or about March 31, 2027. The Notes pay a contingent coupon on each coupon payment date only if the closing level of the underlying stock on the applicable observation date is equal to or greater than the coupon barrier; otherwise no coupon is paid. The Notes will be automatically called early if the underlying closing level on any observation date prior to the final valuation date is equal to or greater than the initial level, in which case UBS will pay principal plus any contingent coupon on the related call settlement date. If the Notes are not called and the final level is below the downside threshold, principal repayment at maturity will be reduced pro rata to the underlying return; the offering discloses a hypothetical $10 principal, a downside threshold of 80.00% of the initial level, and an illustrative contingent coupon rate of 19.10% per annum (contingent coupon $0.4775 on a $10 Note). Trade date is March 27, 2026, expected settlement March 31, 2026, final valuation date March 29, 2027.

The Notes carry issuer credit risk of UBS and are not FDIC insured. Minimum investment is 100 Notes (representing $1,000) and the estimated initial value range is $9.46 to $9.71 per Note.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to Fluor Corporation common stock maturing April 2, 2029. The Notes pay a contingent coupon only when the underlying's closing level on an observation date meets or exceeds the coupon barrier; otherwise no coupon is paid. The Notes are automatically called early if the underlying equals or exceeds the initial level on any observation date prior to the final valuation date; on an automatic call investors receive principal plus any contingent coupon due on the call settlement date.

If not called, repayment at maturity depends on the final level: if the final level is at or above the downside threshold the principal $10 per Note is repaid; if the final level is below the downside threshold principal is reduced pro rata to the underlying return, potentially causing substantial losses up to a complete loss. The Notes are unsecured obligations of UBS and payments are subject to UBS credit risk. Trade date is March 27, 2026, settlement March 31, 2026, final valuation date March 28, 2029. The estimated initial value is $9.63; minimum investment is 100 Notes at $10 per Note.

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FAQ

How many UBS (AMUB) SEC filings are available on StockTitan?

StockTitan tracks 8005 SEC filings for UBS (AMUB), including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and Form 4 insider trading disclosures. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for UBS (AMUB)?

The most recent SEC filing for UBS (AMUB) was filed on March 27, 2026.