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UBS AG SEC Filings

AMUB NYSE

Welcome to our dedicated page for UBS SEC filings (Ticker: AMUB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.

Our SEC filing database is enhanced with expert analysis from Rhea-AI, providing insights into the potential impact of each filing on UBS's stock performance. Each filing includes a concise AI-generated summary, sentiment and impact scores, and end-of-day stock performance data showing the actual market reaction. Navigate easily through different filing types including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, proxy statements (DEF 14A), and Form 4 insider trading disclosures.

Designed for fundamental investors and regulatory compliance professionals, our page simplifies access to critical SEC filings. By combining real-time EDGAR feed updates, Rhea-AI's analytical insights, and historical stock performance data, we provide comprehensive visibility into UBS's regulatory disclosures and financial reporting.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of ServiceNow, Inc. The Notes mature on April 23, 2029, with a final valuation date of April 19, 2029, and may be automatically called quarterly beginning about six months after issuance.

The Notes pay periodic contingent coupons only if the underlying closing level meets or exceeds a coupon barrier on an observation date; otherwise no coupon is paid. Principal is repaid at maturity only if the final level is at or above a downside threshold; if below, repayment declines pro rata to the underlying return, with possible loss of the entire principal. Trade date and settlement are shown as April 20, 2026 and April 22, 2026. The estimated initial value range is $9.30 to $9.55 per Note and the Notes are offered in minimum increments of 100 Notes at $10 per Note. All payments are subject to the creditworthiness of UBS AG.

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UBS AG is offering Airbag Autocallable Yield Notes linked to the common stock of Oracle Corporation, maturing April 22, 2027. The Notes pay a coupon on each coupon date unless automatically called early. If an automatic call occurs on an observation date, UBS will repay principal plus the coupon on the related coupon payment date. If not called, repayment at maturity depends on the final level versus the conversion level: full principal plus coupon if the final level is at or above the conversion level, or physical delivery of underlying shares (plus cash for fractional shares) if the final level is below the conversion level, which can result in a loss of some or all principal. Payments are subject to UBS creditworthiness. The trade date is April 20, 2026 and settlement is expected April 22, 2026. The estimated initial value per Note was $981.80 and the illustrative coupon rate is 12.41% per annum.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Broadcom Inc. The Notes have a trade date of April 20, 2026, expected settlement April 22, 2026, final valuation date April 20, 2028 and maturity April 24, 2028. The Notes pay contingent coupons only if observation-date closing levels meet the coupon barrier, can be automatically called early if the underlying meets or exceeds the initial level on an observation date, and provide contingent repayment of principal at maturity only if the final level is at or above the downside threshold. Payments, including principal repayment, are subject to the creditworthiness of UBS. The Notes are offered in minimum blocks of 100 Notes at $10 per Note and have an estimated initial value on the trade date between $9.48 and $9.73.

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UBS AG is offering Airbag Autocallable Yield Notes linked to the common stock of Freeport-McMoRan Inc.. The notes pay a coupon each coupon date unless automatically called and may be automatically called early if the underlying’s closing level on an observation date is equal to or greater than the initial level. If not called, principal repayment at maturity is contingent: full principal is repaid only if the final level is at or above the downside threshold; if the final level is below that threshold, repayment is reduced and investors bear leveraged downside exposure (approximately 1.4286% principal loss for each 1% decline beyond the threshold), potentially resulting in a total loss. Key timing anchors include Trade Date April 20, 2026, Settlement Date April 22, 2026, Final Valuation Date April 20, 2027, and Maturity Date April 22, 2027. The example coupon shown is 8.04% per annum on a $10 principal per Note and the estimated initial value range is $9.52 to $9.77 as of the trade date. The notes are unsecured obligations of UBS and repayments are subject to UBS credit risk.

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UBS AG is offering Airbag Autocallable Yield Notes linked to the common stock of Oracle Corporation with expected trade date April 20, 2026, settlement April 22, 2026 and maturity about April 22, 2027. The Notes pay a coupon on each coupon payment date unless previously auto‑called.

The Notes are automatically called if the underlying's closing level on any observation date is equal to or greater than the initial level; if not called, repayment at maturity depends on the final level versus a conversion level and may result in delivery of underlying shares (the share delivery amount), potentially producing a loss of some or all principal. Payments depend on UBS creditworthiness. The preliminary pricing supplement shows an illustrative coupon rate of 11.28% per annum and an estimated initial value range of $953.50 to $978.50.

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UBS AG offers Trigger Autocallable Contingent Yield Notes linked to Meta Platforms, Inc., due April 24, 2028. The Notes pay periodic contingent coupons only if the underlying stock closes at or above a coupon barrier on observation dates and are automatically called early if the stock equals or exceeds the initial level on any prior observation date. If not called, principal repayment at maturity depends on the final level versus a downside threshold (example downside threshold: $60.00, equal to 60.00% of the initial level). The Notes are unsecured obligations of UBS and subject to UBS credit risk. Trade/settlement and key dates: trade date April 20, 2026; settlement date April 22, 2026; final valuation date April 20, 2028; maturity April 24, 2028. Minimum purchase is 100 Notes at $10 per Note; the estimated initial value as of the trade date is $9.74.

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UBS AG priced Trigger Autocallable Contingent Yield Notes linked to Freeport-McMoRan Inc. common stock due April 24, 2028. The Notes pay periodic contingent coupons only if the underlying meets a coupon barrier on observation dates and may be automatically called early if the underlying meets or exceeds the initial level on an observation date. If not called, principal repayment at maturity is contingent: full principal is returned only if the final level is at or above the downside threshold; otherwise repayment falls proportionally with the underlying return and investors can lose a significant portion or all of their investment. All payments are subject to UBS credit risk.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Cigna Corporation maturing April 23, 2029. The Notes pay periodic contingent coupons only if the underlying meets a coupon barrier on observation dates and may be automatically called early if the underlying equals or exceeds the initial level on an observation date. If not called, principal repayment at maturity is contingent on the final level relative to a downside threshold, exposing holders to downside market loss and to UBS credit risk. The Notes are offered in minimum $1,000 increments; the estimated initial value per $10 Note was $9.70 on the trade date.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the iShares® Silver Trust that mature on April 23, 2029. The Notes pay a contingent coupon only if the underlying ETF's closing level on an observation date is at or above a coupon barrier; otherwise no coupon is paid. The Notes are automatically called early if the underlying closes at or above the initial level on any quarterly observation date (beginning ~6 months after issue), in which case investors receive principal plus any contingent coupon due on the call settlement date. If not called, principal repayment at maturity is contingent: if the final level is at or above a downside threshold you receive $10 per Note; if below, repayment equals $10 x (1 + underlying return), which can produce substantial losses up to the full principal amount. The Notes are unsecured obligations of UBS and all payments depend on UBS creditworthiness. The offering minimum is 100 Notes (principal $1,000); the estimated initial value on the trade date is $9.55 per Note. Investors should review the Key Risks and product supplement before purchase.

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UBS AG offers Trigger Autocallable Contingent Yield Notes linked to ServiceNow, Inc. common stock due April 23, 2029. The Notes pay contingent coupons only when the underlying closing level on an observation date meets or exceeds a coupon barrier and will be automatically called early if the underlying closes at or above the initial level on any observation date prior to the final valuation date. If not called, principal is repaid at maturity only if the final level is at or above a downside threshold; otherwise repayment declines in direct proportion to the underlying return and could result in a total loss of principal. Estimated initial value was $9.67 per $10 Note. Trade/settlement and final valuation/maturity dates are listed in the terms.

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FAQ

How many UBS (AMUB) SEC filings are available on StockTitan?

StockTitan tracks 8005 SEC filings for UBS (AMUB), including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and Form 4 insider trading disclosures. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for UBS (AMUB)?

The most recent SEC filing for UBS (AMUB) was filed on April 20, 2026.