Welcome to our dedicated page for UBS SEC filings (Ticker: AMUB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Our SEC filing database is enhanced with expert analysis from Rhea-AI, providing insights into the potential impact of each filing on UBS's stock performance. Each filing includes a concise AI-generated summary, sentiment and impact scores, and end-of-day stock performance data showing the actual market reaction. Navigate easily through different filing types including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, proxy statements (DEF 14A), and Form 4 insider trading disclosures.
Designed for fundamental investors and regulatory compliance professionals, our page simplifies access to critical SEC filings. By combining real-time EDGAR feed updates, Rhea-AI's analytical insights, and historical stock performance data, we provide comprehensive visibility into UBS's regulatory disclosures and financial reporting.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Meta Platforms, Inc. with a trade date of April 20, 2026 and a maturity on or about April 24, 2028. The notes pay a contingent coupon only if the underlying closing level on an observation date equals or exceeds a coupon barrier; otherwise no coupon is paid for that period. The notes will be automatically called early if the underlying closing level on any observation date prior to the final valuation date equals or exceeds the initial level, in which case UBS will pay principal plus any contingent coupon on the related call settlement date. If the notes are not called and the final level is below the downside threshold, principal repayment at maturity is reduced proportionally to the underlying return and investors could lose a significant portion or all of their investment. The estimated initial value range on the trade date is between $9.44 and $9.69 per $10 note. Payments are subject to the creditworthiness of UBS.
UBS AG files a preliminary pricing supplement offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Freeport-McMoRan Inc. The Notes have a principal amount of $10 per Note, a trade date of April 20, 2026, a final valuation date of April 20, 2028, and a maturity date of April 24, 2028. The Notes pay a contingent coupon only if observation-date closing levels meet or exceed the coupon barrier and are subject to an automatic call if the underlying equals or exceeds the initial level on any observation date. If not called, principal repayment at maturity is contingent on the final level relative to a downside threshold and is subject to UBS credit risk. The estimated initial value range is $9.42–$9.67 per Note.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Cigna Corporation, with an expected trade date of April 20, 2026, settlement on April 22, 2026 and maturity on or about April 23, 2029. The Notes pay periodic contingent coupons only if the underlying stock closes at or above the coupon barrier on observation dates and are automatically called early if the underlying closes at or above the initial level on any observation date prior to maturity.
The Notes repay principal at maturity only if the final level is at or above a disclosed downside threshold; if the final level is below that threshold, repayment is reduced pro rata to the underlying return and investors can lose a significant portion or all of their investment. The offering has a $10 principal per Note minimum denomination and an estimated initial value range of $9.36–$9.61 per Note as of the trade date.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the iShares® Silver Trust, with a scheduled maturity on April 23, 2029. The notes pay contingent coupons only if the underlying closes at or above a coupon barrier on observation dates and will be automatically called if the underlying equals or exceeds the initial level on any quarterly observation date beginning after six months. If not called, principal repayment at maturity is contingent: investors receive $10 per note if the final level is at or above the downside threshold, but will suffer a loss equal to the percentage decline of the underlying if the final level is below that threshold (potentially a total loss). Trade and settlement are expected on April 20, 2026 and April 22, 2026. Terms in the final pricing supplement will be set on the trade date; estimated initial value is between $9.31 and $9.56. Minimum investment is 100 notes ($1,000).
UBS AG priced a preliminary offering of Trigger Autocallable Contingent Yield Notes linked to ServiceNow, Inc. common stock due on or about April 23, 2029. The Notes pay periodic contingent coupons only if the underlying stock closes at or above a coupon barrier on observation dates and are automatically called early if the underlying equals or exceeds the initial level on an observation date. If not called, principal is repaid at maturity only if the final closing level is at or above a downside threshold; otherwise holders suffer a loss equal to the underlying return and could lose their entire principal. The Notes are unsecured obligations of UBS AG and repayment is subject to UBS credit risk. The offering has a $10 principal amount per Note, an estimated initial value range of $9.32–$9.57 per Note, and a minimum purchase of 100 Notes ($1,000).
UBS AG is offering Trigger Callable Contingent Yield Notes linked to the least performing of the Nasdaq-100, Russell 2000 and S&P 500 with a ~3‑year term and issuer call feature. The notes pay a contingent coupon of 11.50% per annum on an observation date only if each underlying closes at or above its coupon barrier; otherwise no coupon is paid. UBS may call the notes in whole beginning after six months. If not called, principal is repaid at maturity only if each underlying is at or above its downside threshold (70.00% of initial level); otherwise repayment equals $1,000 × (1 + underlying return of the least performing underlying asset), which can produce a substantial loss, including loss of principal. The issue price is $1,000 per Note, total offering $1,836,000, and the estimated initial value per Note is $968.30. All payments are subject to UBS credit risk and limited secondary market liquidity.
UBS AG is offering $947,000 of Trigger Autocallable Contingent Yield Notes linked to Constellation Energy Corporation common stock with a 26.15% per annum contingent coupon rate. The Notes pay contingent coupons only if the underlying stock meets the coupon barrier on quarterly observation dates, may be automatically called if the stock meets the call threshold, and repay principal at maturity only if the final level is at or above the downside threshold; otherwise investors suffer a loss tied to the underlying return. The Notes mature on April 4, 2029, have an initial level of $299.14 and expose holders to UBS credit risk and limited or no secondary-market liquidity.
UBS AG is offering Trigger Callable Contingent Yield Notes linked to the least performing of the Nasdaq-100, Russell 2000 and S&P 500. The Notes pay a periodic contingent coupon only if each underlying index closes at or above its coupon barrier on an observation date. UBS may call the Notes in whole on any observation date beginning after six months; if called you receive principal plus any contingent coupon then due. If the Notes are held to maturity and the final level of any underlying asset is below its downside threshold, the cash payment will be reduced pro rata by the negative return of the least performing underlying asset, possibly causing a substantial or total loss of principal. Payments are subject to UBS credit risk. Key provisional terms include an 11.50% per annum contingent coupon rate, expected term of ~3 years, trade date April 16, 2026, settlement April 21, 2026 and maturity April 19, 2029.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of UnitedHealth Group with a total issue size of $900,000 and a per‑Note principal of $1,000. The Notes pay a contingent coupon of 18.00% per annum only when the closing level on an observation date is at or above the coupon barrier. The Notes are subject to automatic early redemption if the underlying closes at or above the call threshold (100% of the initial level). At maturity (if not called), principal is returned only if the final level is at or above the downside threshold (80% of the initial level); otherwise principal is reduced in proportion to the underlying return, and investors may lose a substantial portion or all of their investment. All payments depend on UBS creditworthiness. Key dates include trade date April 16, 2026, final valuation date March 29, 2029 and maturity April 4, 2029.
UBS AG is offering Trigger Autocallable Contingent Yield Notes with Memory Interest linked to the least performing of the Russell 2000® Index and the S&P 500® Index. The offering totals $6,730,000 at an issue price of $1,000 per Note. Trade date is April 17, 2026, settlement April 22, 2026, final valuation April 17, 2029 and maturity April 20, 2029.
The Notes pay a fixed contingent coupon at a 10.35% per annum rate ($51.75 per semiannual coupon) only if both underlying indices are at or above their coupon barriers on observation dates; unpaid coupons can be paid later under the memory feature. The Notes are automatically called if both indices meet their call thresholds on an observation date, in which case holders receive principal plus due contingent coupons. If not called and the final level of any underlying index is below its 70% downside threshold, principal is reduced proportionally to the decline of the least performing index; in extreme cases, investors could lose their entire principal. All payments are subject to UBS credit risk and there may be little or no secondary market. The estimated initial value per Note is $990.20.