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UBS AG (AMUB) SEC Filings, Apr 20, 2026

AMUB NYSE
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UBS AG is offering Trigger Autocallable Contingent Yield Notes with Memory Interest linked to the least performing of the Russell 2000® Index and the S&P 500® Index. The offering totals $6,730,000 at an issue price of $1,000 per Note. Trade date is April 17, 2026, settlement April 22, 2026, final valuation April 17, 2029 and maturity April 20, 2029.

The Notes pay a fixed contingent coupon at a 10.35% per annum rate ($51.75 per semiannual coupon) only if both underlying indices are at or above their coupon barriers on observation dates; unpaid coupons can be paid later under the memory feature. The Notes are automatically called if both indices meet their call thresholds on an observation date, in which case holders receive principal plus due contingent coupons. If not called and the final level of any underlying index is below its 70% downside threshold, principal is reduced proportionally to the decline of the least performing index; in extreme cases, investors could lose their entire principal. All payments are subject to UBS credit risk and there may be little or no secondary market. The estimated initial value per Note is $990.20.

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UBS AG is offering three separate issues of Trigger Autocallable Contingent Yield Notes linked to the common stock of Constellation Energy (CEG), Generac (GNRC) and Northrop Grumman (NOC) with maturities April 20, 2029. Each Note pays a contingent coupon only if the underlying closes at or above a coupon barrier on observation dates and is callable quarterly (beginning after six months) if the underlying equals or exceeds a call threshold. At maturity, principal is repaid only if the final level is at or above a downside threshold; otherwise repayment is reduced pro rata to the underlying return and investors may lose a significant portion or all principal. Issue prices are $10 per Note with underwriting discounts of $0.20 per Note; aggregate proceeds to UBS are shown per series.

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UBS AG offers $788,000 of Trigger Autocallable Notes linked to the least performing common stock of Salesforce, Inc. and Oracle Corporation. The Notes have a $1,000 principal per Note, a 35.00% per annum call return rate, monthly observation dates beginning after 12 months, a Final Valuation Date of April 17, 2030 and a Maturity Date of April 23, 2030. If an automatic call occurs on any observation date, UBS will pay the applicable call price (principal plus the call return). If not automatically called, repayment at maturity is contingent: full principal is paid only if each underlying asset's final level is at or above its downside threshold (50% of the initial level); otherwise the cash payment equals $1,000 multiplied by 1 + the underlying return of the least performing underlying asset, which can result in a substantial loss or total loss of principal. Payments are subject to UBS credit risk. The estimated initial value on the trade date was $988.10.

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UBS AG offers Trigger In-Digital Securities linked to the least performing of the Russell 2000® Index and the S&P 500® Index. The offering totals $1,013,000 at an issue price of $1,000 per Security with a Digital Return of 21.25%. If the least performing underlying asset's final level on April 17, 2028 is at or above its digital barrier (80% of the initial level), each $1,000 Security pays $1,000×(1+21.25%) = $1,212.50 at maturity; if the final level is below that threshold, the payment equals $1,000×(1 + least performing underlying return) and can result in a large loss or a total loss of principal. The Securities pay no interest, have an estimated initial value of $968.30, are unsecured obligations of UBS, and are subject to UBS credit risk and limited secondary-market liquidity.

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UBS AG is offering $12,741,000 of Trigger Autocallable Contingent Yield Notes with Memory Interest linked to the least performing of the Russell 2000® Index and the S&P 500® Index. Each Note has a $1,000 principal amount and a term of approximately 3 years (maturity April 20, 2029), subject to semiannual observation dates and an automatic call feature. The contingent coupon rate is 8.90% per annum (contingent coupon = $44.50 per note per observation when payable). Initial levels and 70% downside thresholds are shown (RTY initial 2,776.900; SPX initial 7,126.06; downside thresholds at 70%). The estimated initial value per Note is $975.90, below the issue price of $1,000. If not called, repayment at maturity is contingent: full principal only if both underlyings finish at or above their downside thresholds; otherwise principal is reduced proportionally to the negative return of the least performing underlying asset. All payments are subject to UBS credit risk and there may be little or no secondary market.

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UBS AG is offering Capped GEARS linked to the Russell 2000® Index. Each Security has a $10 principal and an approximately 14-month term with an expected trade date of April 28, 2026, settlement April 30, 2026 and maturity June 30, 2027. The Securities provide leveraged upside through an Upside Gearing of 3.00 subject to a Maximum Gain of 19.45% to 22.45% (Maximum Payment per Security $11.945 to $12.245). If the underlying return is negative you suffer the percentage loss of the underlying, and repayment is subject to UBS creditworthiness. The estimated initial value range is $9.485 to $9.785. The offering is non‑interest bearing, may have limited secondary market liquidity and involves significant conflicts of interest and tax uncertainty.

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UBS AG submitted a Form 6-K as a foreign private issuer to update legal documentation tied to its existing Form F-3 shelf registration. The report incorporates into that registration statement a new legal opinion from Homburger AG, acting as special Swiss counsel to UBS, which is filed as Exhibit 5.3 and replaces Homburger’s prior opinion dated January 29, 2026. The filing is administrative and does not present new financial results or major corporate transactions.

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UBS AG offers $1,500,000 of Trigger Callable Contingent Yield Notes linked to the least performing of the Russell 2000®, the S&P 500® and shares of the State Street® Technology Select Sector SPDR® ETF. The Notes have a principal amount of $1,000 per Note, a contingent coupon rate of 14.80% per annum, monthly observation dates (callable by UBS after three months), an estimated initial value of $987.70 and a maturity date of April 22, 2031. Coupon payments are contingent on each underlying asset closing at or above its coupon barrier on an observation date; principal repayment at maturity is contingent on each underlying asset closing at or above its downside threshold, otherwise repayment is reduced in proportion to the negative return of the least performing underlying asset. All payments are subject to UBS credit risk and UBS may elect to call the Notes in whole on any observation date (beginning after three months).

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Delta Air Lines, Inc. The offering totals $1,221,000 at an issue price of $1,000 per note with an estimated initial value of $994.50. The Notes mature on April 4, 2029, pay a contingent coupon of 19.00% per annum only if observation-date closing levels meet the coupon barrier, are automatically called if the underlying equals or exceeds the call threshold (100% of the initial level), and expose investors to full downside market risk at maturity if the final level is below the downside threshold (75% of the initial level). All payments are subject to UBS credit risk and there may be little or no secondary market.

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UBS AG priced a $1,011,000 offering of Trigger Autocallable Contingent Yield Notes with Memory Interest linked to the common stock of The Estée Lauder Companies Inc. The Notes pay a contingent coupon at a 17.56% per annum rate and have an $1,000 principal per Note, trade date April 17, 2026, maturity October 20, 2027.

The Notes are automatically called if the underlying's closing level on an observation date equals or exceeds the call threshold of $76.20 (100% of the initial level). If not called, principal is repaid at maturity only if the final level is ≥ the downside threshold of $45.72 (60% of the initial level); otherwise holders suffer a loss proportional to the underlying return. Payments are subject to UBS credit risk and secondary market liquidity may be limited.

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FAQ

How many UBS (AMUB) SEC filings are available on StockTitan?

StockTitan tracks 8006 SEC filings for UBS (AMUB), including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and Form 4 insider trading disclosures. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for UBS (AMUB)?

The most recent SEC filing for UBS (AMUB) was filed on April 20, 2026.