STOCK TITAN

UBS AG SEC Filings

AMUB NYSE

Welcome to our dedicated page for UBS SEC filings (Ticker: AMUB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.

Our SEC filing database is enhanced with expert analysis from Rhea-AI, providing insights into the potential impact of each filing on UBS's stock performance. Each filing includes a concise AI-generated summary, sentiment and impact scores, and end-of-day stock performance data showing the actual market reaction. Navigate easily through different filing types including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, proxy statements (DEF 14A), and Form 4 insider trading disclosures.

Designed for fundamental investors and regulatory compliance professionals, our page simplifies access to critical SEC filings. By combining real-time EDGAR feed updates, Rhea-AI's analytical insights, and historical stock performance data, we provide comprehensive visibility into UBS's regulatory disclosures and financial reporting.

Filing
Rhea-AI Summary

UBS AG is offering Trigger Autocallable Contingent Yield Notes with Memory Interest linked to the ordinary shares of Credo Technology Group Holding Ltd, with a contingent coupon of 27.85% per annum and a stated principal amount of $1,000 per Note. Key dates include a trade and strike date of April 28, 2026, expected settlement on April 30, 2026, a final valuation date of April 30, 2029 and maturity on May 3, 2029. The Notes are automatically callable quarterly beginning after six months if the closing level of the underlying equals or exceeds the call threshold (set at 100.00% of the initial level). If not called and the final level is below the downside threshold (set at 50.00% of the initial level), principal at maturity will be reduced pro rata to the underlying return and could result in a total loss. The estimated initial value range is $925.70 to $955.70 per Note and the underwriting discount is $23.50 per Note. Payments, including repayment of principal, are subject to UBS credit risk.

Rhea-AI Impact
Rhea-AI Sentiment
End-of-Day
-- %
Tags
prospectus
-
Rhea-AI Summary

UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Netflix, Inc. The Notes pay periodic contingent coupons only if the underlying closing level is at or above a coupon barrier on observation dates and may be automatically called early if the underlying equals or exceeds the initial level on any observation date prior to maturity. If not called, principal is repaid at maturity only if the final level is at or above the downside threshold; if the final level is below that threshold, principal repayment is reduced pro rata by the underlying return and you could lose a significant portion or all of your investment. Trade date is April 17, 2026, settlement April 21, 2026, final valuation date April 19, 2027, and maturity April 21, 2027. Estimated initial value per Note on the trade date is $9.76. Payments are subject to UBS credit risk.

Rhea-AI Impact
Rhea-AI Sentiment
End-of-Day
-- %
Tags
prospectus
-
Rhea-AI Summary

UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to Micron Technology, Inc. stock due April 21, 2028. The Notes pay a periodic contingent coupon only when the underlying closing level on an observation date is at or above the coupon barrier. The Notes will be automatically called early if the underlying closes at or above the initial level on any observation date prior to maturity, in which case investors receive principal plus any contingent coupon due on the call settlement date. If not called, principal is repaid at maturity only if the final level is at or above the downside threshold; if the final level is below that threshold, repayment is reduced in proportion to the underlying return and investors could lose a significant portion or all of their investment. All payments are subject to UBS's creditworthiness. Trade and settlement occur in April 2026 and the final valuation and maturity occur in April 2028.

Rhea-AI Impact
Rhea-AI Sentiment
End-of-Day
-- %
Tags
prospectus
Rhea-AI Summary

UBS AG priced a $454,000 offering of Trigger Autocallable Contingent Yield Notes linked to Intuit Inc. common stock due April 21, 2027. The Notes pay periodic contingent coupons only if the underlying's closing level on observation dates meets or exceeds the coupon barrier; they are automatically called early if the underlying equals or exceeds the initial level on any observation date. At maturity, if not called and the final level is below the downside threshold, principal repayment is contingent and may result in a loss equal to the underlying return; investors also face UBS credit risk. The Notes have a principal amount of $10 per Note and an estimated initial value of $9.82 per Note as of the trade date.

Rhea-AI Impact
Rhea-AI Sentiment
End-of-Day
-- %
Tags
prospectus
-
Rhea-AI Summary

UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Netflix, Inc., with final terms to be set on the trade date and settlement expected April 21, 2026. The one‑year notes mature on April 21, 2027 and include periodic contingent coupons payable only if the underlying meets a coupon barrier and an automatic call if the underlying meets the initial level on an observation date. The notes repay $10 per Note at maturity only if the final level is at or above a disclosed downside threshold; if below, repayment equals $10 times (1 + underlying return), exposing investors to full downside loss. Example terms show a contingent coupon rate of 9.15% per annum (contingent coupon $0.4575 per $10 Note), an estimated initial value range of $9.44 to $9.69, a minimum investment of 100 Notes ($1,000), a downside threshold of $70.00 (70.00% of initial level) and a coupon barrier of $75.00 (75.00% of initial level). These Notes are unsecured obligations of UBS and are subject to UBS credit risk; the pricing supplement is preliminary and "subject to completion."

Rhea-AI Impact
Rhea-AI Sentiment
End-of-Day
-- %
Tags
prospectus
-
Rhea-AI Summary

UBS AG offers Trigger Autocallable Contingent Yield Notes linked to Dow Inc. The offering totals $2,517,000 and the Notes mature on April 21, 2028 with a final valuation date of April 19, 2028. The Notes pay contingent coupons only if the underlying closes at or above the coupon barrier on observation dates and are automatically called if the underlying closes at or above the initial level on any observation date prior to maturity. If not called, principal is repaid at maturity only if the final level is at or above the downside threshold; otherwise investors suffer a loss equal to the underlying return, potentially losing the full investment. The Notes have a principal amount of $10 per Note, an estimated initial value of $9.76, and are offered in minimum increments of 100 Notes.

Rhea-AI Impact
Rhea-AI Sentiment
End-of-Day
-- %
Tags
prospectus
Rhea-AI Summary

UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Micron Technology, Inc. due on or about April 21, 2028. Trade date is April 17, 2026 with settlement on April 21, 2026.

The Notes pay periodic contingent coupons only if the underlying closes at or above a coupon barrier on observation dates and will be automatically called if the underlying equals or exceeds the initial level on any observation date prior to the final valuation date. If not called, principal repayment at maturity is contingent on the final level relative to a downside threshold; if the final level is below that threshold, investors suffer a loss equal to the underlying return and could lose their entire investment. Minimum investment is 100 Notes at $10 per Note; the estimated initial value range is $9.42 to $9.67.

Rhea-AI Impact
Rhea-AI Sentiment
End-of-Day
-- %
Tags
prospectus
-
Rhea-AI Summary

UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Intuit Inc. The Notes pay periodic contingent coupons only if the underlying meets a coupon barrier on observation dates and may be automatically called early if the underlying equals or exceeds the initial level.

The Notes mature on April 21, 2027 with a principal amount of $10 per Note. If not called and the final level is below the downside threshold, principal repayment at maturity will be reduced proportionally to the underlying return (potentially a total loss). Estimated initial value per Note at issuance is between $9.49 and $9.74, and the example contingent coupon shown is 16.15% per annum (≈ $0.4038 per $10 Note per relevant period). Payments depend on UBS creditworthiness.

Rhea-AI Impact
Rhea-AI Sentiment
End-of-Day
-- %
Tags
prospectus
-
Rhea-AI Summary

UBS AG offers Trigger Autocallable Contingent Yield Notes linked to the common stock of Dow Inc., due on or about April 21, 2028. The notes pay periodic contingent coupons only if the underlying meets a coupon barrier on observation dates and may be automatically called early if the underlying equals or exceeds the initial level on an observation date. Trade date is April 17, 2026 with expected settlement April 21, 2026. Principal amount is $10 per note, minimum investment 100 notes. The estimated initial value is between $9.39 and $9.64. If not called and the final level is below the downside threshold, repayment at maturity may be less than principal and could result in total loss; all payments are subject to UBS credit risk.

Rhea-AI Impact
Rhea-AI Sentiment
End-of-Day
-- %
Tags
prospectus
Rhea-AI Summary

UBS AG offers Trigger Autocallable Contingent Yield Notes linked to Caterpillar Inc. common stock due April 23, 2029. The Notes pay periodic contingent coupons only if the underlying closing level on specified observation dates meets or exceeds the coupon barrier; otherwise no coupon is paid. The Notes are automatically called early if the underlying closing level meets or exceeds the initial level on any observation date prior to the final valuation date, in which case UBS pays principal plus any contingent coupon on the call settlement date and the Notes terminate. If not called, principal is repaid at maturity only if the final level is at or above the downside threshold; if the final level is below that threshold, repayment at maturity is reduced proportionally to the underlying return and investors may lose a significant portion or all of their investment. All payments are subject to UBS credit risk. Minimum investment is 100 Notes at $10 per Note; the estimated initial value as of the trade date is $9.71.

Rhea-AI Impact
Rhea-AI Sentiment
End-of-Day
-- %
Tags
prospectus

FAQ

How many UBS (AMUB) SEC filings are available on StockTitan?

StockTitan tracks 8005 SEC filings for UBS (AMUB), including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and Form 4 insider trading disclosures. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for UBS (AMUB)?

The most recent SEC filing for UBS (AMUB) was filed on April 20, 2026.