Welcome to our dedicated page for UBS SEC filings (Ticker: AMUB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Our SEC filing database is enhanced with expert analysis from Rhea-AI, providing insights into the potential impact of each filing on UBS's stock performance. Each filing includes a concise AI-generated summary, sentiment and impact scores, and end-of-day stock performance data showing the actual market reaction. Navigate easily through different filing types including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, proxy statements (DEF 14A), and Form 4 insider trading disclosures.
Designed for fundamental investors and regulatory compliance professionals, our page simplifies access to critical SEC filings. By combining real-time EDGAR feed updates, Rhea-AI's analytical insights, and historical stock performance data, we provide comprehensive visibility into UBS's regulatory disclosures and financial reporting.
UBS AG priced a preliminary offering for Trigger Autocallable Contingent Yield Notes linked to the common stock of Micron Technology, Inc. The Notes mature on April 17, 2028 and pay contingent coupons only when the underlying closing level on observation dates meets or exceeds the coupon barrier; otherwise no coupon is paid.
The Notes can be automatically called early if the underlying closing level on an observation date is equal to or greater than the initial level, in which case UBS will pay principal plus any contingent coupon due on the related call settlement date. If not called and the final level is below the downside threshold, principal at maturity will be reduced proportionally to the underlying return, possibly causing a total loss. Minimum investment is 100 Notes ($1,000). The estimated initial value range is $9.42 to $9.67 per $10 Note.
UBS AG offers Trigger Autocallable Contingent Yield Notes linked to Microsoft common stock due April 17, 2028. The Notes pay contingent coupons only if the underlying closing level on observation dates meets the coupon barrier and may be automatically called quarterly (beginning ~12 months) if the underlying equals or exceeds the initial level. At maturity the principal is repaid only if the final level is at or above the downside threshold; otherwise investors suffer a loss equal to the underlying return and could lose all principal. All payments are subject to UBS credit risk. Minimum investment: 100 Notes ($1,000). Estimated initial value: $9.74 per Note.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the American depositary receipts of Novo Nordisk A/S. The preliminary pricing supplement dated April 15, 2026 sets a trade date of April 15, 2026, expected settlement on April 17, 2026, a final valuation date of April 15, 2027, and a maturity date of April 19, 2027.
The Notes pay contingent coupons only if the underlying ADR closing level on an observation date is at or above a coupon barrier; they are automatically called early if the underlying closes at or above the initial level on any observation date. Principal repayment at maturity is contingent: if the final level is below the downside threshold, repayment is reduced proportionally to the underlying return, and investors may lose a significant portion or all of their investment. Estimated initial value is shown as $9.46–$9.71 per $10 Note. The Notes are unsecured obligations of UBS and subject to UBS credit risk.
UBS AG is offering $300,000 principal amount of Trigger Autocallable Contingent Yield Notes linked to the common stock of Constellation Energy Corporation. The Notes pay a contingent coupon only if the underlying's closing level on an observation date meets or exceeds the coupon barrier; they will be automatically called early if the underlying closes at or above the initial level on any prior observation date. If not called, repayment at maturity depends on the final level versus a downside threshold: if the final level is below that threshold, holders suffer a principal loss equal to the underlying return and could lose their entire investment. The Notes mature on April 19, 2027 and are subject to UBS credit risk.
The trade date is April 15, 2026 with expected settlement on April 17, 2026. The Notes have a minimum purchase of 100 Notes at $10 per Note; the estimated initial value as of the trade date is $9.79. Investors should review the product supplement and risk factors for full terms and contingencies.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Microsoft Corporation with a stated maturity on or about April 17, 2028. The Notes pay contingent coupons only when the underlying stock closes at or above a coupon barrier on specified observation dates and are subject to automatic early call if the underlying closes at or above the initial level on a quarterly observation date (beginning after 12 months). If not called, principal is repaid at maturity only if the final level is at or above the downside threshold; otherwise repayment is reduced in direct proportion to the underlying return, and investors may lose a significant portion or all of their investment. The Notes are unsecured obligations of UBS and any payments depend on UBS's creditworthiness.
UBS AG offers $795,000 Trigger Autocallable Contingent Yield Notes linked to the common stock of Palantir Technologies Inc., maturing April 17, 2028. The Notes pay quarterly contingent coupons only if the underlying meets a coupon barrier and are automatically called if the stock equals or exceeds the initial level on a quarterly observation date (beginning after six months). If not called, principal repayment at maturity is contingent: full principal is paid only if the final level is at or above the downside threshold; otherwise investors suffer a loss equal to the underlying return and could lose their entire investment. Payments depend on UBS creditworthiness; the estimated initial value was $9.80 per Note and minimum purchase is 100 Notes ($1,000).
UBS AG is offering $320,000 Trigger Autocallable Contingent Yield Notes linked to the common stock of Broadcom Inc., maturing April 17, 2028. The Notes pay periodic contingent coupons only if the underlying closes at or above a coupon barrier on observation dates and will be automatically called early if the underlying meets or exceeds the initial level on any observation date prior to final valuation. If not called, principal repayment at maturity is contingent: full principal is returned only if the final level is at or above the downside threshold; if below that threshold, repayment is reduced proportionally to the underlying return and investors could lose a significant portion or all of their investment. All payments are subject to UBS credit risk. Trade date is April 15, 2026; settlement April 17, 2026; final valuation date April 12, 2028; maturity April 17, 2028.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to Olin Corporation common stock. The Notes pay contingent coupons only if the underlying's closing level meets the coupon barrier on observation dates and may be automatically called early if the underlying meets or exceeds the initial level. At maturity, principal repayment is contingent: if the final level is below the downside threshold you may suffer a loss equal to the underlying return, potentially losing all principal. Trade date is April 15, 2026, expected settlement April 17, 2026, final valuation April 15, 2027, and maturity April 19, 2027. The estimated initial value per Note is $9.72 and payments are subject to UBS credit risk.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to Constellation Energy Corporation stock, with expected trade date April 15, 2026, settlement April 17, 2026 and maturity on April 19, 2027. The notes pay contingent coupons only if the underlying meets coupon barriers on observation dates, are subject to automatic early redemption if the underlying equals or exceeds the initial level on an observation date, and repay principal at maturity only if the final level is at or above the downside threshold; otherwise principal is reduced proportionally to the underlying return. The minimum investment is 100 Notes at $10 per Note and the preliminary estimated initial value range is $9.47 to $9.72 per Note. All payments depend on UBS creditworthiness.
UBS AG offers Trigger Autocallable Contingent Yield Notes linked to the common stock of Palantir Technologies Inc. The Notes pay periodic contingent coupons only if the underlying meets coupon barriers on observation dates and will autocall early if the underlying equals or exceeds the initial level on any quarterly observation (beginning after 6 months). If not called, principal is repaid at maturity only if the final level is at or above the downside threshold; otherwise principal is reduced proportionally to the underlying return.
The preliminary terms show $10 principal per Note, an estimated initial value range of $9.42 to $9.67, and observation, valuation, and maturity dates in 2026–2028. Payments remain subject to UBS credit risk.