STOCK TITAN

UBS AG SEC Filings

AMUB NYSE

Welcome to our dedicated page for UBS SEC filings (Ticker: AMUB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.

Our SEC filing database is enhanced with expert analysis from Rhea-AI, providing insights into the potential impact of each filing on UBS's stock performance. Each filing includes a concise AI-generated summary, sentiment and impact scores, and end-of-day stock performance data showing the actual market reaction. Navigate easily through different filing types including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, proxy statements (DEF 14A), and Form 4 insider trading disclosures.

Designed for fundamental investors and regulatory compliance professionals, our page simplifies access to critical SEC filings. By combining real-time EDGAR feed updates, Rhea-AI's analytical insights, and historical stock performance data, we provide comprehensive visibility into UBS's regulatory disclosures and financial reporting.

Rhea-AI Summary

UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Broadcom Inc. The preliminary terms show a $10 principal amount per Note, trade date April 15, 2026, expected settlement April 17, 2026, final valuation date April 12, 2028 and maturity April 17, 2028.

The Notes can pay periodic contingent coupons only if the underlying meets coupon barriers on observation dates and will be automatically called if the underlying meets or exceeds the initial level on any observation date prior to maturity. If not called, principal repayment at maturity is contingent on the final level relative to the downside threshold; a final level below that threshold can cause a loss of principal, potentially down to total loss. Any payments depend on UBS's creditworthiness. The preliminary pricing shows an estimated initial value range of $9.44 to $9.69 per Note and a minimum offering of 100 Notes ($1,000).

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UBS AG offers Trigger Autocallable Contingent Yield Notes linked to Tesla, Inc. stock due April 17, 2031. The notes pay periodic contingent coupons only if the underlying closing level on an observation date is at or above a coupon barrier and are automatically called early if the underlying equals or exceeds the initial level on any observation date. If not called, principal repayment at maturity is contingent: full principal is paid only if the final level is at or above the downside threshold; if below, repayment is reduced pro rata to the underlying return and investors could lose a substantial portion or all of their principal. Payments depend on UBS creditworthiness. Trade/settlement and maturity dates are April 15, 2026 / April 17, 2026 and April 15, 2031 / April 17, 2031 respectively.

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Rhea-AI Summary

UBS AG offers Trigger Autocallable Contingent Yield Notes linked to the common stock of Snowflake Inc. The Notes pay a periodic contingent coupon only if the underlying closing level on an observation date meets or exceeds a coupon barrier; otherwise no coupon is paid. The Notes will be automatically called early if the underlying closing level on any quarterly observation date (beginning ~6 months after the trade date) is equal to or greater than the initial level; on an automatic call you receive the principal plus any contingent coupon due on the related coupon payment date. If not called, at maturity UBS will return the principal only if the final level is at or above the downside threshold; if the final level is below that threshold you incur a loss equal to the percentage decline in the underlying (and could lose all principal). The Notes are unsecured obligations of UBS and all payments depend on UBS’s creditworthiness. Trade date: April 15, 2026; settlement: April 17, 2026; final valuation date: April 12, 2028; maturity: April 17, 2028. The estimated initial value per Note on the trade date is $9.80 and the Notes are offered at $10 per Note (minimum 100 Notes, $1,000).

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Olin Corporation, with a trade date of April 15, 2026, expected settlement April 17, 2026 and maturity on April 19, 2027. The Notes may pay periodic contingent coupons only when the underlying closing level is at or above the coupon barrier on observation dates, and may be automatically called early if the underlying closes at or above the initial level on an observation date. If not called, principal repayment at maturity is contingent: if the final level is below the downside threshold, repayment may be less than principal, exposing investors to the full downside of the underlying stock; UBS credit risk also applies. Minimum investment is 100 Notes at $10 per Note. The estimated initial value range is $9.41 to $9.66 per Note; final terms will be set on the trade date.

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Rhea-AI Summary

UBS AG offers Trigger Autocallable Contingent Yield Notes linked to the common stock of Tesla, Inc., due on or about April 17, 2031. The preliminary pricing supplement dated April 15, 2026 describes notes that may pay periodic contingent coupons only when the underlying stock meets coupon barriers on observation dates and that may be automatically called early if the stock equals or exceeds the initial level on an observation date. At maturity, if not called, repayment of principal is contingent on the final level relative to a downside threshold; if the final level is below that threshold, investors can incur a principal loss equal to the underlying return. The notes have a $10 principal amount per note, an estimated initial value range of $9.34 to $9.59, and illustrative contingent coupon rate of 12.98% per annum in the examples provided.

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UBS AG offers Trigger Autocallable Contingent Yield Notes linked to the common stock of Snowflake Inc. with a trade date of April 15, 2026 and expected maturity on April 17, 2028. The notes pay periodic contingent coupons only when the underlying closing level meets or exceeds a coupon barrier on an observation date, and they are automatically called early if the underlying equals or exceeds the initial level on any quarterly observation (beginning after six months). If not called, repayment at maturity is contingent: full principal is paid only if the final level is at or above the downside threshold; if the final level is below that threshold, principal is reduced pro rata to the underlying return and investors could lose a significant portion or all principal. Minimum purchase is 100 Notes at $10 per Note; the estimated initial value is between $9.50 and $9.75. All payments are subject to UBS AG credit risk.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes with Memory Interest linked to the least performing of the Russell 2000® and S&P 500® indices. The Notes have a principal amount of $1,000 per Note, semiannual observation dates, a contingent coupon rate shown as 9.60% per annum, an expected trade date of April 30, 2026, settlement on May 5, 2026, and a scheduled maturity of May 3, 2029. Coupons are paid only if both underlying indices meet coupon barriers on an observation date; the Notes may be automatically called if both indices meet call thresholds on an observation date, and repayment at maturity is contingent on the least performing underlying asset relative to its downside threshold. The issuer credit risk of UBS applies to all payments.

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UBS AG is offering UBS Trigger Autocallable Contingent Yield Notes linked to the common stock of Broadcom Inc. (underlying asset). Each Note has a principal amount of $1,000, an expected term of approximately three years and may pay quarterly contingent coupons only if the underlying meets specified observation-date barriers. The Notes are subject to an automatic call if the underlying equals or exceeds the call threshold on any observation date. At maturity the Notes pay principal in cash only if the final level is at or above the downside threshold; otherwise holders receive a share delivery amount (Principal ÷ Initial Level), which can result in a significant loss of principal. Payments depend on UBS’s creditworthiness. Key preliminary economics include a contingent coupon rate of 12.00% to 13.00% per annum and an estimated initial value between $936.00 and $966.00 per Note.

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Rhea-AI Summary

UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the least performing of the S&P 500®, Nasdaq-100® and Russell 2000® indices, with monthly observation dates (callable after ~12 months) and a maturity date of April 24, 2031. The notes pay a contingent coupon only if each underlying closes at or above its coupon barrier on an observation date; otherwise no coupon is paid. If any underlying finishes below its downside threshold at final valuation, principal repayment is reduced pro rata to the decline of the least performing underlying asset, potentially resulting in total loss. Issue price is $1,000 per note; estimated initial value range is $922.40–$952.40. Payments are subject to UBS credit risk. Key terms (coupon rate, call thresholds, downside thresholds, coupon barriers) will be set on the strike date and shown in the final pricing supplement.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes with Memory Interest linked to the common stock of Intel Corporation, due on or about November 3, 2027. Each Note has a principal amount of $1,000 and may pay periodic contingent coupons at a rate set on the trade date (range shown 17.25%–19.25% per annum). The Notes can be automatically called early if Intel’s closing level meets or exceeds the call threshold on a call observation date; otherwise, at maturity investors receive cash equal to principal if the final level is at or above the downside threshold or a share delivery amount otherwise. The product carries significant issuer credit risk (payments depend on UBS’ ability to pay), potential for large principal loss if Intel declines below the downside threshold, limited upside (coupon only), and limited secondary market liquidity. Trade and settlement are expected in early May 2026 and the final valuation date is October 29, 2027.

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FAQ

How many UBS (AMUB) SEC filings are available on StockTitan?

StockTitan tracks 8005 SEC filings for UBS (AMUB), including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and Form 4 insider trading disclosures. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for UBS (AMUB)?

The most recent SEC filing for UBS (AMUB) was filed on April 15, 2026.