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UBS AG SEC Filings

AMUB NYSE

Welcome to our dedicated page for UBS SEC filings (Ticker: AMUB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.

Our SEC filing database is enhanced with expert analysis from Rhea-AI, providing insights into the potential impact of each filing on UBS's stock performance. Each filing includes a concise AI-generated summary, sentiment and impact scores, and end-of-day stock performance data showing the actual market reaction. Navigate easily through different filing types including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, proxy statements (DEF 14A), and Form 4 insider trading disclosures.

Designed for fundamental investors and regulatory compliance professionals, our page simplifies access to critical SEC filings. By combining real-time EDGAR feed updates, Rhea-AI's analytical insights, and historical stock performance data, we provide comprehensive visibility into UBS's regulatory disclosures and financial reporting.

Rhea-AI Summary

UBS AG is offering Trigger Autocallable Contingent Yield Notes with Memory Interest due on or about April 24, 2031. The Notes pay a contingent coupon of 9.80% per annum when, on an observation date, the closing level of each underlying asset meets or exceeds its coupon barrier; otherwise no coupon is paid. The Notes are callable monthly beginning after ~12 months if the closing level of each underlying asset meets or exceeds its call threshold, and principal repayment at maturity is contingent on the final levels relative to downside thresholds. The securities are linked to the least performing of SMH (VanEck Semiconductor ETF), the S&P 500® Index and XLU (Utilities Select Sector SPDR ETF). The estimated initial value range is $912.60–$942.60 and the issue price is $1,000 per Note. Payments (coupons and any principal) are subject to UBS credit risk.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to Delta Air Lines common stock maturing on or about April 4, 2029. Each Note has a $1,000 principal amount and may pay periodic contingent coupons only if the underlying stock meets specified observation-date barriers. Notes are subject to automatic early call if the underlying equals or exceeds the call threshold on an observation date. If not called and the final level is below the downside threshold, principal repayment at maturity is reduced proportionally to the underlying return; in extreme cases you could lose your entire investment. All payments depend on UBS creditworthiness.

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UBS AG is offering $400,000 of Trigger Autocallable Yield Notes linked to the common stock of First Solar, Inc., with a term to April 12, 2028. The Notes pay a fixed coupon of 14.50% per annum (paid monthly) and are callable monthly beginning after 12 months if the underlying equals or exceeds the call threshold of $192.31 (100% of the initial level). If not called and the final level is below the downside threshold of $105.77 (55% of the initial level), principal repayment at maturity is reduced in proportion to the underlying return; in extreme cases you could lose all principal. Payments depend on UBS creditworthiness; estimated initial value per Note was $989.50.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Snowflake Inc., maturing April 15, 2027. The Notes pay periodic contingent coupons only if the underlying closes at or above a coupon barrier on observation dates and are automatically called early if the underlying equals or exceeds the initial level on any observation date. If not called, principal repayment at maturity is contingent: full principal is paid only if the final level is at or above a downside threshold; otherwise repayment is reduced proportionally to the underlying return and you could lose all principal. Payments depend on UBS creditworthiness. Trade date April 13, 2026; settlement April 15, 2026; estimated initial value per Note $9.76; minimum purchase 100 Notes ($1,000).

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The issuer UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to Oracle Corporation common stock due April 16, 2029. Each Note has a $10 principal, an estimated initial value of $9.69, and a minimum purchase of 100 Notes ($1,000). Contingent coupons are paid only when the underlying closes at or above the coupon barrier on observation dates; the Notes are automatically called early if the underlying closes at or above the initial level on an observation date. If not called, principal repayment at maturity is contingent: full principal is returned only if the final level is at or above the downside threshold; if below, repayment equals $10 x (1 + underlying return), which can result in substantial loss up to total loss of principal. All payments are subject to UBS credit risk.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Snowflake Inc., maturing on or about April 15, 2027. The Notes pay periodic contingent coupons only if the underlying meets coupon barriers on observation dates and are automatically called early if the underlying closes at or above the initial level on an observation date. If not called, principal repayment at maturity is contingent: full principal is repaid only if the final level is at or above the downside threshold; otherwise repayment declines in direct proportion to the underlying return, potentially causing a total loss. Trade date and settlement are shown as April 13, 2026 and April 15, 2026. Minimum investment is 100 Notes at $10 per Note (≥ $1,000). The preliminary pricing supplement shows an estimated initial value range of $9.50–$9.75 and a hypothetical contingent coupon rate example of 20.13% per annum. All payments remain subject to UBS credit risk.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of CrowdStrike Holdings, Inc. The notes pay contingent coupons only if the underlying stock closes at or above a coupon barrier on observation dates and may be automatically called early if the stock closes at or above the initial level on any observation date prior to the final valuation date. If not called and the final level is at or above the downside threshold, principal is repaid at maturity; if the final level is below the downside threshold, principal repayment is reduced in proportion to the underlying return, potentially resulting in a complete loss of principal. The notes mature April 16, 2029, any payments (coupons or principal) are contingent on UBS’s creditworthiness, and the estimated initial value on the trade date was $9.69 per $10 note.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to Advance Auto Parts common stock maturing April 16, 2029. The Notes pay periodic contingent coupons only if the underlying's closing level on an observation date meets or exceeds a coupon barrier and may be automatically called early if the underlying equals or exceeds the initial level on any observation date.

If not called, principal is repaid at maturity only if the final level is at or above the downside threshold; otherwise, repayment is reduced proportionally to the underlying return and you can lose a significant portion or all of your investment. All payments are subject to UBS credit risk.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to Accenture plc stock due April 15, 2027. The Notes pay contingent coupons only if the underlying closing level meets the coupon barrier on observation dates and may be automatically called early if the underlying reaches the initial level.

If the Notes are not called and the final level is below the downside threshold, principal repayment at maturity is reduced proportionately to the underlying return, potentially causing loss of all principal. All payments depend on UBS's creditworthiness. Trade date is April 13, 2026, settlement April 15, 2026.

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UBS AG files a preliminary pricing supplement offering Trigger Autocallable Contingent Yield Notes linked to Oracle Corporation stock due on or about April 16, 2029. The Notes pay periodic contingent coupons only if the underlying closing level meets the coupon barrier on observation dates and may be automatically called early if the underlying closes at or above the initial level on an observation date. If not called, principal repayment at maturity is contingent: if the final level is at or above the downside threshold the principal amount is returned; if below, repayment is reduced pro rata to the underlying return and investors could lose a significant portion or all of principal. Trade date is April 13, 2026 with expected settlement April 15, 2026; final valuation date is April 12, 2029.

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FAQ

How many UBS (AMUB) SEC filings are available on StockTitan?

StockTitan tracks 8005 SEC filings for UBS (AMUB), including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and Form 4 insider trading disclosures. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for UBS (AMUB)?

The most recent SEC filing for UBS (AMUB) was filed on April 14, 2026.