Welcome to our dedicated page for UBS ETRACS Alerian MLP Index ETN Series B SEC filings (Ticker: AMUB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The ETRACS Alerian MLP Index ETN Series B due July 18, 2042 (AMUB) is issued by UBS AG, a foreign private issuer that reports to the US Securities and Exchange Commission. UBS AG indicates that it files a registration statement on Form F-3, including a prospectus and supplements, for offerings of securities related to ETRACS ETNs such as AMUB. These documents set out the terms of the ETN and include a "Risk Factors" section that UBS urges investors to review before investing.
UBS AG also submits annual reports on Form 20-F and periodic reports on Form 6-K. In its Form 6-K filings, UBS provides information on capitalization, total debt issued, equity and other capital and liquidity metrics, as well as updates on regulatory developments and other corporate matters. UBS AG notes that its consolidated financial statements are prepared in accordance with IFRS Accounting Standards, and that certain 6-K reports are incorporated by reference into its Form F-3 registration statement.
For AMUB, the relevant SEC filings include the base prospectus, prospectus supplements and any pricing supplements that describe the specific terms of the ETRACS Alerian MLP Index ETN Series B. UBS’s public materials state that these offering documents are available through the SEC’s EDGAR system. They also clarify that the securities related to the offerings are not deposit liabilities and are not insured or guaranteed by the Federal Deposit Insurance Corporation or any other governmental agency of the United States, Switzerland or any other jurisdiction.
On this page, users can access AMUB-related SEC filings and associated issuer reports. The platform provides real-time updates from EDGAR and AI-powered summaries that explain the key points of lengthy documents, such as registration statements, prospectus supplements and UBS AG’s periodic reports. This allows investors to quickly identify disclosures that affect AMUB, including risk factor updates, capital and funding information, and other details relevant to UBS AG’s role as issuer of this senior unsecured ETN.
UBS AG plans to issue Trigger Autocallable Contingent Yield Notes linked to the common stock of United Airlines Holdings, Inc., maturing on or about December 30, 2026. These are unsecured, unsubordinated debt obligations of UBS.
Investors may receive periodic contingent coupons, but only if the stock closes at or above a specified coupon barrier on each observation date; otherwise no coupon is paid for that period. The notes can be automatically called early if the stock closes at or above the initial level on an observation date, in which case investors receive principal plus any due coupon, and the notes terminate. If the notes are not called and the final stock level is at or above a downside threshold, principal is repaid at maturity; if it is below that threshold, repayment is reduced in line with the stock’s decline, and investors could lose their entire investment.
Any payment depends on the creditworthiness of UBS. The notes are not bank deposits, are not insured, will not be listed on an exchange, and are offered in minimums of 100 notes at $10 per note.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Delta Air Lines, Inc., scheduled to mature on or about December 30, 2026. These unsecured senior notes pay a contingent coupon only when Delta’s closing share price on an observation date is at or above a preset coupon barrier.
The notes are automatically called early if Delta’s share price on any observation date before the final valuation date is at or above the initial level, in which case investors receive the principal plus any due contingent coupon and no further payments. If the notes are not called and Delta’s final share price is at or above the downside threshold, investors receive full principal at maturity; if it is below the downside threshold, repayment is reduced in line with Delta’s percentage decline, and investors can lose their entire investment.
The notes are subject to UBS’s credit risk, are not bank deposits, are not FDIC insured, and will not be listed on any exchange. The minimum investment is 100 notes at $10 per note (a $1,000 investment). The estimated initial value per note on the trade date is expected to be between $9.42 and $9.67, based on UBS internal pricing models.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of NIKE, Inc., maturing on December 30, 2027. These unsecured debt notes pay a contingent coupon only if NIKE’s closing share price on an observation date is at or above a preset coupon barrier; otherwise no coupon is paid for that period.
The notes are automatically called early if NIKE’s share price on any observation date before maturity is at or above the initial level, in which case investors receive the principal plus any due coupon and the product terminates. If the notes are not called and NIKE’s final level is at or above a downside threshold at maturity, investors receive full principal; if it is below the downside threshold, repayment is reduced in line with NIKE’s decline and total loss of principal is possible.
The minimum investment is 100 notes at $10 each. The estimated initial value is $9.76 per note, reflecting UBS’s internal pricing and funding. Payments depend on UBS’s credit; a default by UBS could result in loss of all amounts due, and the notes will not be listed on an exchange.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of NIKE, Inc., maturing on or about December 30, 2027. Each Note has a principal amount of $10 and can pay periodic contingent coupons only if NIKE’s share price on an observation date is at or above a preset coupon barrier.
The Notes are automatically called early if NIKE’s share price on any observation date before maturity is at or above the initial level, in which case investors receive the principal plus any due coupon and no further payments. If the Notes are not called and NIKE’s final share price is at or above a downside threshold, investors receive the $10 principal at maturity; if it is below that threshold, repayment is reduced in line with NIKE’s percentage decline, and investors could lose their entire investment.
The Notes are unsecured, unsubordinated obligations of UBS, are not bank deposits, are not insured, will not be listed on an exchange, and all payments depend on UBS’s credit. The estimated initial value is expected to be between $9.46 and $9.71 per $10 Note, based on UBS internal pricing models.
UBS AG is offering $250,000 of Trigger Autocallable Contingent Yield Notes linked to Broadcom Inc. common stock, maturing December 30, 2026. The Notes pay a contingent coupon only if Broadcom’s share price on each observation date is at or above a set coupon barrier; otherwise no coupon is paid for that period. UBS will automatically call the Notes early and repay principal plus any due coupon if Broadcom’s price on an observation date (before the final one) is at or above the initial level.
If the Notes are not called and Broadcom’s final level is at or above the downside threshold, investors receive the $10 principal per Note at maturity, with any final coupon if the coupon barrier is met. If the final level is below the downside threshold, repayment is reduced in line with Broadcom’s decline and can fall to zero, meaning total loss of principal. The Notes are unsecured obligations of UBS, have an estimated initial value of $9.79 per $10 Note, a minimum investment of 100 Notes ($1,000), and will not be listed on any exchange.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Broadcom Inc., maturing on or about December 30, 2026. These unsecured debt notes can pay contingent coupons on scheduled dates, but only when the Broadcom share price on the relevant observation date is at or above a specified coupon barrier. If on any observation date before maturity the share price is at or above the initial level, the notes are automatically called and investors receive the $10 principal per note plus any due coupon, with no further payments afterward.
If the notes are not called and Broadcom’s final share level on the December 28, 2026 valuation date is at or above a downside threshold, investors receive back the $10 principal per note at maturity, plus any final contingent coupon if the barrier is met. If the final level is below the downside threshold, repayment is reduced in line with Broadcom’s decline and can fall to zero, meaning loss of the entire investment. The notes are sold in minimums of 100 notes at $10 each, and the estimated initial value is expected to be between $9.44 and $9.69 per note. All payments depend on the creditworthiness of UBS, and the notes will not be listed on an exchange.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Constellation Energy Corporation, maturing on December 30, 2026. These unsecured debt notes pay a contingent coupon only when the stock closes at or above a preset coupon barrier on an observation date.
The notes are automatically called early if the stock closes at or above the initial level on any observation date before maturity, paying back principal plus any due coupon, with no further payments. If not called and the final stock level is at or above the downside threshold, investors receive only principal at maturity, plus any final coupon if the barrier is met. If the final level is below the downside threshold, repayment is reduced in line with the stock’s percentage loss and can fall to zero.
The minimum investment is 100 Notes at $10 each, and the estimated initial value per Note is $9.83. All payments depend on UBS’s credit, and the notes are not listed on any exchange.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Constellation Energy Corporation, maturing on or about December 30, 2026. Each Note has a principal amount of $10, with a minimum investment of 100 Notes. UBS expects the estimated initial value per Note on the trade date to be between $9.51 and $9.76, based on its internal pricing models.
The Notes may pay periodic contingent coupons only if the underlying stock closes at or above a specified coupon barrier on each observation date; otherwise no coupon is paid for that period. The Notes are automatically called if the underlying closes at or above its initial level on any observation date before the final valuation date, in which case investors receive principal plus any due coupon and no further payments. If the Notes are not called, principal is repaid at maturity only if the final stock level is at or above a downside threshold; below that level, repayment is reduced in line with the stock’s decline, and investors can lose all of their initial investment. All payments depend on the creditworthiness of UBS, and the Notes will not be listed on any exchange.
UBS AG is offering $823,000 of Trigger Autocallable Contingent Yield Notes linked to the common stock of Advanced Micro Devices, Inc., maturing on December 30, 2027. These unsecured debt notes pay a contingent coupon only if AMD’s share price on each observation date is at or above a preset coupon barrier; otherwise no coupon is paid for that period.
The notes can be automatically called before maturity if AMD’s stock is at or above the initial level on an observation date, in which case investors receive the principal plus any due coupon and the notes terminate. If not called, and AMD’s final share level is at or above a downside threshold, investors receive their principal at maturity, plus any final coupon. If the final level is below the downside threshold, repayment is reduced in line with AMD’s percentage decline and can fall to zero.
The minimum investment is 100 notes at $10 per note$9.83 per note, and all payments depend on UBS’s credit; a default by UBS could result in a total loss.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Advanced Micro Devices, Inc., maturing on or about December 30, 2027. These unsecured debt notes pay a contingent coupon only if AMD’s closing share price on each observation date is at or above a preset coupon barrier; otherwise no coupon is paid for that period.
The notes are automatically called early if AMD’s price on any observation date before maturity is at or above the initial level, in which case investors receive the principal plus any due coupon and no further payments. If the notes are not called and AMD’s final level is at or above a downside threshold, investors receive principal back at maturity. If the final level is below the downside threshold, repayment is reduced in line with AMD’s decline and investors can lose all of their investment. UBS discloses that the estimated initial value per $10 note is expected to be between $9.45 and $9.70, and all payments depend on UBS’s credit.