Welcome to our dedicated page for UBS ETRACS Alerian MLP ETN Series B SEC filings (Ticker: AMUB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The ETRACS Alerian MLP Index ETN Series B due July 18, 2042 (AMUB) is issued by UBS AG, a foreign private issuer that reports to the US Securities and Exchange Commission. UBS AG indicates that it files a registration statement on Form F-3, including a prospectus and supplements, for offerings of securities related to ETRACS ETNs such as AMUB. These documents set out the terms of the ETN and include a "Risk Factors" section that UBS urges investors to review before investing.
UBS AG also submits annual reports on Form 20-F and periodic reports on Form 6-K. In its Form 6-K filings, UBS provides information on capitalization, total debt issued, equity and other capital and liquidity metrics, as well as updates on regulatory developments and other corporate matters. UBS AG notes that its consolidated financial statements are prepared in accordance with IFRS Accounting Standards, and that certain 6-K reports are incorporated by reference into its Form F-3 registration statement.
For AMUB, the relevant SEC filings include the base prospectus, prospectus supplements and any pricing supplements that describe the specific terms of the ETRACS Alerian MLP Index ETN Series B. UBS’s public materials state that these offering documents are available through the SEC’s EDGAR system. They also clarify that the securities related to the offerings are not deposit liabilities and are not insured or guaranteed by the Federal Deposit Insurance Corporation or any other governmental agency of the United States, Switzerland or any other jurisdiction.
On this page, users can access AMUB-related SEC filings and associated issuer reports. The platform provides real-time updates from EDGAR and AI-powered summaries that explain the key points of lengthy documents, such as registration statements, prospectus supplements and UBS AG’s periodic reports. This allows investors to quickly identify disclosures that affect AMUB, including risk factor updates, capital and funding information, and other details relevant to UBS AG’s role as issuer of this senior unsecured ETN.
UBS AG is offering Airbag Autocallable Yield Notes linked to the common stock of Broadcom Inc., maturing on or about December 28, 2026. These unsecured debt obligations pay a coupon on each coupon payment date regardless of Broadcom’s performance, unless the Notes are automatically called.
The Notes are automatically called if, on any quarterly observation date beginning about six months after issuance, Broadcom’s closing level is at or above the initial level. In that case, investors receive the principal amount plus the scheduled coupon on the call settlement date, and no further payments are made.
If the Notes are not called and Broadcom’s final level on the final valuation date is at or above a specified conversion level, UBS repays the full principal plus the final coupon. If the final level is below the conversion level, investors receive shares of Broadcom (plus cash for any fractional share) expected to be worth less than principal, which can mean losing some or all of the initial investment. All payments and share deliveries depend on the creditworthiness of UBS, and the estimated initial value is expected to be between $947.90 and $972.90 per $1,000 Note.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Snowflake Inc., maturing on December 23, 2027. These are unsecured, unsubordinated debt obligations of UBS, not bank deposits and not FDIC insured.
Investors receive a contingent coupon only if Snowflake’s closing share price on a given observation date, including the final valuation date, is at or above a preset coupon barrier. The notes are automatically called early if, on any bimonthly observation date starting after six months, Snowflake’s share price is at or above the initial level, in which case UBS repays principal plus the applicable contingent coupon and the product terminates.
If the notes are not called and Snowflake’s final level is at or above the downside threshold, UBS repays the $10 principal per note at maturity. If the final level is below the downside threshold, repayment is reduced in line with Snowflake’s percentage decline, and investors can lose all of their investment. The estimated initial value is $9.74 per $10 note, and the minimum investment is 100 notes, or $1,000. All payments depend on UBS’s creditworthiness, and the notes will not be listed on any exchange.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of PG&E Corporation, maturing on or about December 23, 2026. These unsecured debt obligations can pay contingent coupons only if the stock closes at or above a preset coupon barrier on each observation date. The notes may be automatically called early if the stock closes at or above the initial level, in which case investors receive the principal plus any due coupon and no further payments.
If the notes are not called and the final stock level is at or above the downside threshold, investors receive full principal back; if it is below the downside threshold, repayment is reduced in line with the stock’s decline and losses can reach 100% of the investment. The minimum investment is 100 notes at $10 per note, and the estimated initial value per note on the trade date is expected to be between $9.41 and $9.66, reflecting UBS’s internal pricing models. All payments depend on the creditworthiness of UBS.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Snowflake Inc., maturing on or about December 23, 2027. These are unsecured, unsubordinated debt obligations of UBS, not bank deposits and not insured by any governmental agency.
Investors receive a contingent coupon on each observation date only if Snowflake’s share price is at or above a preset coupon barrier; otherwise no coupon is paid for that period. The notes can be automatically called on bimonthly observation dates starting about six months after issuance if the shares are at or above the initial level, in which case investors receive principal plus the applicable contingent coupon and the notes terminate early.
If the notes are not called and Snowflake’s final share price is at or above a downside threshold, investors receive only their principal at maturity. If the final price is below the downside threshold, repayment is reduced in line with the share price decline, and investors can lose all of their initial investment. Any payment depends entirely on the creditworthiness of UBS. The minimum investment is 100 notes at $10 each, and the estimated initial value per $10 note is expected to be between $9.41 and $9.66.
UBS AG is offering $105,000 of Trigger Autocallable Contingent Yield Notes linked to the common stock of Micron Technology, Inc., maturing on December 26, 2028. These unsecured debt notes pay a contingent coupon only if Micron’s share price on each observation date is at or above a preset coupon barrier; if it is below, no coupon is paid for that period. The notes can be called early if Micron’s stock closes at or above the initial level on any observation date before maturity, in which case holders receive the principal plus any due coupon and no further payments.
If the notes are not called and Micron’s stock finishes at or above a downside threshold on the final valuation date, investors receive the full principal back, but if it finishes below that threshold they are fully exposed to the stock’s decline and can lose all of their investment. The minimum investment is 100 notes at $10 per note, and the estimated initial value is $9.67 per $10 note, reflecting UBS’s internal pricing and funding. All payments depend on the creditworthiness of UBS, and the notes will not be listed on any exchange.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Micron Technology, Inc., maturing on or about December 26, 2028. These unsecured debt notes pay a contingent coupon only if Micron’s closing share price on each observation date meets or exceeds a preset coupon barrier; otherwise, no coupon is paid for that period.
The notes can be automatically called before maturity if Micron’s share price on an observation date is at or above the initial level, in which case investors receive the principal plus any due coupon and the notes terminate. If not called, and Micron’s final share price on the December 21, 2028 valuation date is at or above a downside threshold, investors receive their principal back. If the final level is below the downside threshold, repayment is reduced in line with Micron’s decline and investors can lose all of their initial investment.
The notes are issued in $10 denominations with a minimum investment of 100 notes, and their estimated initial value on the trade date of December 19, 2025 is expected to be between $9.36 and $9.61 per note. All payments depend on the creditworthiness of UBS, and the notes will not be listed on any exchange.
UBS AG is offering $1,482,000 of Trigger Autocallable Contingent Yield Notes linked to the common stock of Broadcom Inc., maturing on December 23, 2027. These unsecured, unsubordinated notes pay contingent coupons only if Broadcom’s share price on each observation date is at or above a preset coupon barrier; otherwise no coupon is paid for that period.
The notes are automatically called early if Broadcom’s closing level on any observation date before maturity is at or above the initial level, in which case investors receive the $10 principal per note plus any due coupon and no further payments. If the notes are not called and Broadcom’s final level is at or above a downside threshold, investors receive their principal at maturity; if it is below the threshold, repayment is reduced in line with the share’s percentage decline, up to a total loss of principal. Any payment depends on UBS’s credit, the notes are not listed on an exchange, the minimum investment is 100 notes at $10 each, and the estimated initial value is $9.81 per note.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Advanced Micro Devices, Inc., maturing on December 26, 2028. Each Note has a principal amount of $10, with a minimum investment of 100 Notes (a $1,000 investment). The Notes pay a contingent coupon of 15.68% per annum (or $0.392 per period in the hypothetical examples) only if AMD’s share price on an observation date is at or above the coupon barrier of $60.00, which is 60% of the initial level.
The Notes are automatically called if AMD’s closing level on any observation date before maturity is at or above the initial level, in which case investors receive the principal plus the applicable contingent coupon and the Notes terminate early. If the Notes are not called and AMD’s final level on the valuation date is at or above the downside threshold of $60.00, investors receive their full principal back, plus any final contingent coupon if the barrier is met.
If the Notes are not called and AMD’s final level is below the downside threshold, repayment of principal is reduced one-for-one with AMD’s decline, so investors lose the same percentage as AMD’s drop and could lose their entire investment. All payments depend on UBS’s creditworthiness, and the estimated initial value is $9.68 per $10 Note, reflecting internal pricing and funding costs. The Notes will not be listed on any exchange and may be hard to sell before maturity.
UBS AG is offering $250,000 Trigger Autocallable Contingent Yield Notes linked to the common stock of Marvell Technology, Inc., maturing on December 26, 2028. The Notes pay a contingent coupon at 16.22% per annum, or $0.1352 per $10 Note monthly, but only if Marvell’s share price on an observation date is at or above a coupon barrier set at 60% of the initial level.
The Notes are automatically called if, on any monthly observation date after three months, the stock closes at or above the initial level, in which case investors receive principal plus the applicable coupon and no further payments. If not called and the final stock level on December 21, 2028 is at or above the downside threshold of 60% of the initial level, investors receive their full principal; if it is below that threshold, repayment is reduced in line with the stock’s loss, up to a complete loss of principal.
The minimum investment is 100 Notes at $10 each. The estimated initial value is $9.71 per $10 Note, and all payments depend on the creditworthiness of UBS, with no deposit insurance or exchange listing.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Broadcom Inc., maturing on or about December 23, 2027. These unsecured, unsubordinated debt notes pay a contingent coupon only if Broadcom’s closing share price on each observation date is at or above a preset coupon barrier; otherwise, no coupon is paid for that period.
The notes are automatically called early if Broadcom’s share price on any observation date before maturity is at or above the initial level, in which case investors receive the principal plus the applicable contingent coupon and no further payments. If the notes are not called and Broadcom’s final level on the valuation date is at or above the downside threshold, investors receive full principal back; if it is below the downside threshold, repayment is reduced in line with the share price decline and can fall to zero.
The notes are issued in minimums of 100 notes at $10 per note. The estimated initial value per note on the trade date is expected to be between $9.43 and $9.68, based on UBS’s internal pricing models. All payments depend on the creditworthiness of UBS AG, and the notes will not be listed on any securities exchange.