UBS AG SEC Filings

UBS AG priced a preliminary offering document for Trigger Autocallable Contingent Yield Notes linked to the common stock of NVIDIA Corporation due on or about April 16, 2029. The Notes pay periodic contingent coupons only if the underlying meets coupon barriers on observation dates and feature an automatic call if the underlying equals or exceeds the initial level on an observation date prior to maturity. If not called and the final closing level is below the downside threshold, principal repayment at maturity is contingent and may result in a loss equal to the underlying return; in extreme scenarios, investors could lose their entire investment.

The trade date and settlement are shown as April 13, 2026 and April 15, 2026. The Notes are offered in $10 denominations with an estimated initial value range of $9.37 to $9.62 per Note; final terms will be set on the trade date and payments are subject to UBS credit risk.

UBS AG intends to offer Trigger Autocallable Contingent Yield Notes linked to the common stock of Snowflake Inc. The preliminary pricing supplement dated April 13, 2026 sets a trade date of April 13, 2026, settlement on April 15, 2026, final valuation on April 13, 2027 and maturity on April 15, 2027. Each Note has a principal amount of $10 and a minimum purchase of 100 Notes ($1,000). Example terms show a hypothetical contingent coupon rate of 26.42% per annum and an estimated initial value range of $9.45 to $9.70 per Note. Coupons and principal repayment are contingent: periodic contingent coupons are paid only if the underlying meets the coupon barrier on observation dates; Notes will autocall if the underlying equals or exceeds the initial level on a quarterly observation (beginning after six months). If not autocalled, principal repayment at maturity is contingent on the final level relative to the downside threshold and is subject to UBS credit risk; investors may lose a significant portion or all of their investment.

UBS AG is offering $1,320,000 of Trigger Callable Contingent Yield Notes linked to the least performing of the Dow Jones Industrial Average®, the Russell 2000® Index and the Nasdaq-100® Technology Sector, maturing April 7, 2031. The notes pay a 13.90% per annum contingent coupon on each coupon payment date only if every underlying closes at or above its coupon barrier on the applicable observation date. UBS may call the notes monthly beginning after approximately six months; if called you receive principal plus any contingent coupon due on the call settlement date. If not called and the final level of any underlying asset is below its downside threshold (60% of initial level), the principal repayment may be reduced pro rata to the decline of the least performing underlying asset, possibly resulting in total loss.

The estimated initial value as of the trade date is $989.00 per $1,000 Note. Payments and principal are subject to UBS credit risk; the notes will not be listed on any exchange and secondary-market liquidity may be limited.

UBS AG is offering Trigger Callable Contingent Yield Notes linked to the least performing of the Nasdaq-100, the Russell 2000 and the S&P 500. Each Note has a principal amount of $1,000, a contingent coupon rate of 12.90% per annum, trade date April 10, 2026, settlement April 15, 2026, monthly observation dates (callable after three months), final valuation March 10, 2028 and maturity March 15, 2028. If UBS does not call the Notes and the final level of any underlying asset is below its downside threshold (set at 70.00% of the initial level for each index), the cash payment at maturity may be less than principal, potentially resulting in loss of a significant portion or all of the initial investment. The estimated initial value per Note on the trade date was $991.00 and the issue price per Note is $1,000. All payments are subject to UBS credit risk and UBS may call the Notes at its discretion on any observation date beginning after three months.

UBS AG is offering $1,862,000 of Trigger Callable Contingent Yield Notes linked to the least performing of the Dow Jones Industrial Average®, Nasdaq-100® Technology Sector and the Russell 2000® Index. The notes have a contingent coupon of 14.35% per annum (fixed) payable only if each underlying is at or above its coupon barrier on each monthly observation date. Trade date is April 10, 2026, settlement April 15, 2026, final valuation April 10, 2031 and maturity April 16, 2031. Issue price is $1,000 per note; the estimated initial value is $961.20 per note. At maturity, if any underlying is below its 60% downside threshold, repayment will be reduced pro rata to the negative return of the least performing underlying asset; in extreme cases you could lose your entire principal. All payments are subject to UBS credit risk and UBS may call the notes at its election beginning after six months.

UBS AG London Branch is offering Digital S&P 500® Index‑Linked Medium‑Term Notes. Each note has a $1,000 face amount and a term expected to be between 16 and 18 months. The notes provide a 10.00% buffer (buffer level = 90.00%) and a capped cash payoff: if the final index level is at or above the buffer level you receive a maximum settlement amount (expected to be between $1,114.90 and $1,135.10 per $1,000). If the final index level is below the buffer, the cash payment declines and you lose approximately 1.1111% of face value for each 1.00% the index falls below the buffer; you could lose your entire investment. The estimated initial value on the trade date is expected to be between $967.00 and $997.00 per $1,000, which is less than the issue price. The notes are unsecured obligations of UBS, bear no interest, are not FDIC insured and have limited or no secondary market.

UBS AG offers Trigger Autocallable Notes linked to the least performing of the Nasdaq-100, Russell 2000 and S&P 500 with a total issue amount of $1,280,000. The Notes pay a specified 10.50% per annum call return that increases on later observation dates and may be automatically called on listed monthly observation dates beginning after 12 months. If not called, principal repayment at maturity (April 16, 2031) is contingent: if every underlying’s final level is at or above its downside threshold (70.00% of initial level), UBS pays $1,000 per Note; if any underlying’s final level is below its downside threshold, payment equals $1,000×(1 + underlying return of the least performing underlying asset), which can result in substantial losses, including loss of the entire principal. All payments are subject to UBS credit risk and there may be little or no secondary market.

UBS AG offers $385,000 of Trigger Callable Contingent Yield Notes linked to the least performing of the Dow Jones Industrial Average®, the Nasdaq-100® Technology Sector and the Russell 2000® Index. The Notes pay a contingent coupon of 12.10% per annum on any coupon payment date only if the closing level of each underlying asset is at or above its coupon barrier on the related observation date. UBS may call the Notes in whole (not in part) on any monthly observation date beginning after three months. If not called, repayment at maturity depends on the least performing underlying asset versus its 60.00% downside threshold; a final shortfall can cause a principal loss, including total loss. Trade date is April 10, 2026, settlement April 15, 2026, final valuation April 10, 2028 and maturity April 13, 2028. The estimated initial value per Note was $987.10 and the issue price is $1,000 per Note.

UBS AG offers Trigger Callable Contingent Yield Notes linked to the least performing of the Russell 2000® Index, the S&P 500® Index and shares of the State Street® Consumer Staples Select Sector SPDR® ETF, with a total issue size of $650,000 and a principal amount of $1,000 per Note. The Notes pay a contingent coupon of 10.20% per annum on any coupon payment date only if each underlying asset is at or above its coupon barrier on the related observation date; otherwise no coupon is paid.

The Notes are issuer-callable beginning after six months on monthly observation dates; if called UBS will pay principal plus any contingent coupon then due. If not called, repayment at maturity depends on the final performance of the least performing underlying asset versus its 60% downside threshold (principal repaid in full only if each underlying asset is at or above its downside threshold). Payments remain subject to UBS credit risk. Trade date is April 9, 2026 and maturity is April 15, 2031. The estimated initial value per Note is $980.30 and the issue price per Note is $1,000.