Welcome to our dedicated page for UBS ETRACS Alerian MLP Index ETN Series B SEC filings (Ticker: AMUB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The ETRACS Alerian MLP Index ETN Series B due July 18, 2042 (AMUB) is issued by UBS AG, a foreign private issuer that reports to the US Securities and Exchange Commission. UBS AG indicates that it files a registration statement on Form F-3, including a prospectus and supplements, for offerings of securities related to ETRACS ETNs such as AMUB. These documents set out the terms of the ETN and include a "Risk Factors" section that UBS urges investors to review before investing.
UBS AG also submits annual reports on Form 20-F and periodic reports on Form 6-K. In its Form 6-K filings, UBS provides information on capitalization, total debt issued, equity and other capital and liquidity metrics, as well as updates on regulatory developments and other corporate matters. UBS AG notes that its consolidated financial statements are prepared in accordance with IFRS Accounting Standards, and that certain 6-K reports are incorporated by reference into its Form F-3 registration statement.
For AMUB, the relevant SEC filings include the base prospectus, prospectus supplements and any pricing supplements that describe the specific terms of the ETRACS Alerian MLP Index ETN Series B. UBS’s public materials state that these offering documents are available through the SEC’s EDGAR system. They also clarify that the securities related to the offerings are not deposit liabilities and are not insured or guaranteed by the Federal Deposit Insurance Corporation or any other governmental agency of the United States, Switzerland or any other jurisdiction.
On this page, users can access AMUB-related SEC filings and associated issuer reports. The platform provides real-time updates from EDGAR and AI-powered summaries that explain the key points of lengthy documents, such as registration statements, prospectus supplements and UBS AG’s periodic reports. This allows investors to quickly identify disclosures that affect AMUB, including risk factor updates, capital and funding information, and other details relevant to UBS AG’s role as issuer of this senior unsecured ETN.
UBS AG is offering Trigger Callable Contingent Yield Notes linked to the least performing of the Nasdaq-100® Technology Sector IndexSM and the Russell 2000® Index, maturing on or about June 28, 2027. Each Note has a $1,000 principal amount and pays a 10.45% per annum contingent coupon (about $8.7083 monthly) only if, on an observation date, both indices close at or above their coupon barriers set at 70% of their initial levels.
UBS may call the Notes in whole, but not in part, on any monthly observation date beginning after six months, paying principal plus any due coupon. If the Notes are not called and, at maturity, either index is below its downside threshold (also 70% of initial level), investors receive $1,000 multiplied by one plus the return of the worst-performing index, which can result in losing some or all principal. Payments depend on UBS’s credit; the estimated initial value is $958.40–$988.40 per Note, and underwriting compensation can be up to $7.25 per Note.
UBS AG is offering Trigger Callable Contingent Yield Notes linked to the least performing of the Dow Jones Industrial Average®, Nasdaq-100® Technology Sector IndexSM and Russell 2000® Index, maturing on or about December 31, 2030. The Notes pay a 10.65% per annum contingent coupon (about $8.875 per $1,000 monthly) only if on each observation date the level of every index is at or above its coupon barrier, set at 75% of its initial level.
UBS may call the Notes in whole, starting after six months, paying back principal plus any due coupon, after which no further payments are made. If the Notes are not called and each index finishes at or above its 60% downside threshold, investors receive full principal at maturity. If any index ends below its downside threshold, repayment is reduced one-for-one with the loss of the worst index, and all principal can be lost.
The Notes are unsecured UBS debt, not insured deposits, and all payments depend on UBS’s credit. They will not be listed, may have limited liquidity, and their estimated initial value is expected between $953.50 and $983.50 per $1,000 issue price, reflecting fees, hedging and UBS’s internal funding rate.
UBS AG is offering $2,000,000 of Buffer In‑Digital Securities, issued at $1,000 per Security and linked to the S&P 500® Index, maturing on January 21, 2027. If, on the final valuation date, the index level is at or above the digital barrier/downside threshold of 5,794.03 (85.00% of the 6,816.51 initial level), investors receive $1,000 plus a fixed 7.70% digital return, regardless of how much the index has risen.
If the final index level is below the downside threshold, the maturity payment is $1,000 × (1 + underlying return + 15.00% buffer), so losses begin once the index has fallen more than 15% from the initial level and can reach almost all of the principal. The Securities pay no interest, do not provide dividends or voting rights, and are unsecured, unsubordinated obligations of UBS AG, fully exposed to its credit risk.
The notes are not listed on an exchange and there may be little or no secondary market. The estimated initial value is $995.50 per Security, below the $1,000 issue price, reflecting underwriting discount, hedging and issuance costs. UBS receives proceeds of $997.80 per Security after a $2.20 underwriting discount.
UBS AG is offering Trigger Callable Contingent Yield Notes linked to the common stock of Alcoa Corporation. The Notes have a 2-year term, a principal amount of $1,000 per Note, and pay a contingent coupon of 14.90% per annum (paid quarterly as $37.25) only when Alcoa’s share price is at or above a coupon barrier set at 50% of the initial level on each observation date.
UBS may call the Notes after 6 months on any quarterly observation date, paying back principal plus any due coupon; no further payments would then be made. If the Notes are not called and Alcoa’s final share price is at or above the downside threshold, also 50% of the initial level, investors receive back the $1,000 principal in cash. If the final level is below the downside threshold, investors receive a share delivery amount of Alcoa stock instead of cash, expected to be significantly below principal, leading to large losses.
The estimated initial value is expected to range from $951.70 to $981.70 per Note, below the $1,000 issue price. UBS Securities LLC receives an $11.00 underwriting discount per Note, with net proceeds of $989.00 to UBS. Payments depend entirely on UBS’ creditworthiness, and the Notes will not be listed on any exchange.
UBS AG plans to issue unsubordinated, unsecured Trigger Callable Contingent Yield Notes linked to the least performing of the Nasdaq-100® Technology Sector Index, the Russell 2000® Index and the VanEck® Semiconductor ETF. The Notes have a term of approximately five years, with an expected maturity on or about January 6, 2031.
Investors may receive a contingent coupon of 15.15% per annum, paid monthly, but only if on each observation date all three underlying assets are at or above 75% of their initial level. UBS can call the Notes quarterly after six months, paying back principal plus any due coupon, ending all future payments.
If the Notes are not called and, at maturity, all underlyings are at or above 60% of their initial level, UBS repays the $1,000 principal per Note (and possibly a final coupon). If any underlying finishes below its downside threshold, repayment is reduced in line with the worst performer, up to a total loss of principal. The Notes will not be listed, carry UBS credit risk, and have an estimated initial value between $952.90 and $982.90 versus the $1,000 issue price.
UBS AG is offering Trigger Callable Contingent Yield Notes, unsecured debt linked to the least performing of the Dow Jones Industrial Average®, Nasdaq-100® Technology Sector IndexSM and Russell 2000® Index. The Notes pay a 10.65% per annum contingent coupon, with monthly observation dates, but only when each index closes at or above its coupon barrier, set at 75% of its initial level.
The Notes are callable by UBS after six months; if called, investors receive the $1,000 principal per Note plus any due coupon, and the product terminates. If not called and each index finishes at or above its downside threshold of 60% of its initial level, investors receive full principal at maturity in December 2030. If any index finishes below its downside threshold, repayment is reduced one-for-one with the loss on the worst-performing index, and investors can lose their entire investment. The estimated initial value is expected between $953.50 and $983.50 per $1,000 issue price, and all payments depend on UBS’s credit.
UBS AG is offering Trigger Callable Contingent Yield Notes due June 22, 2027, linked to the worst performer of the Russell 2000 Index and the S&P 500 Index. Each Note has a $1,000 principal amount and pays a 9.55% per annum contingent coupon if, on a monthly observation date, both indices close at or above their coupon barriers, set at 65.00% of their initial levels. UBS may call the Notes in whole on any observation date starting after three months, paying principal plus any due coupon.
If the Notes are not called and, on the final valuation date, both indices are at or above their downside thresholds (also 65.00% of initial levels), investors receive full principal back. If any index finishes below its downside threshold, repayment is reduced in line with the worst index’s negative return, up to a total loss of principal. The estimated initial value is between $965.00 and $995.00 per $1,000 Note, the Notes are unsecured, not insured, not listed, and all payments depend on UBS’s creditworthiness.
UBS AG is offering Trigger Callable Contingent Yield Notes linked to the least performing of the Dow Jones Industrial Average®, Nasdaq-100® Technology Sector IndexSM and Russell 2000® Index, maturing on or about January 6, 2031. Each Note has a $1,000 principal amount and pays a contingent coupon at a rate of 11.10% per annum (about $9.25 per month) only if, on each monthly observation date, every index is at or above its coupon barrier, set at 75% of its initial level.
UBS may call the Notes in whole, but not in part, on any observation date beginning after 6 months; if called, investors receive the principal plus any due coupon and no further payments. If the Notes are not called and each index finishes at or above its downside threshold, set at 60% of its initial level, investors receive full principal at maturity. If any index finishes below its downside threshold, the maturity payment is reduced 1-for-1 with the loss on the worst-performing index, and investors could lose their entire investment. The estimated initial value is expected between $957.80 and $987.80 per $1,000 Note, reflecting dealer compensation and UBS’ internal funding rate.
UBS AG is offering $4,639,000 of trigger autocallable notes linked to the Russell 2000 Index and the EURO STOXX 50 Index, maturing in December 2030. The notes may be automatically called quarterly, starting about six months after issuance, if the closing level of each index is at or above its call threshold, set at 100% of its initial level. If called, investors receive $1,000 per note plus a call return based on an 11.60% per annum rate, with call prices rising over time.
If the notes are never called and on the final valuation date both indices finish at or above 75% of their initial levels (their downside thresholds), investors receive full principal back. If at least one index finishes below its downside threshold, the payoff is $1,000 multiplied by 1 plus the return of the worst-performing index, which can lead to a substantial loss, up to a complete loss of principal. The notes pay no interest, do not provide dividends from the underlying indices, are unsecured obligations of UBS, and their market value and repayment depend entirely on UBS’s creditworthiness.
UBS AG is offering Airbag In-Digital Securities linked to the S&P 500® Index, each with a $1,000 principal amount and maturing on or about March 22, 2027. These unsecured notes pay no interest and provide a fixed digital return of 9.65% at maturity if the index’s final level is at or above an 85.00% digital barrier, which is also the downside threshold.
If the S&P 500® closes below this 85.00% downside threshold on the final valuation date, investors receive less than their principal, losing about 1.1765% of principal for every 1% decline in the index beyond the 15.00% threshold, potentially down to zero. The estimated initial value per Security on the trade date is expected to be between $966.20 and $996.20, reflecting embedded fees and UBS’ internal funding rate.
UBS Securities LLC earns an underwriting discount of $2.50 per Security, so UBS’ proceeds are $997.50 per Security before other costs. Any payment at maturity depends entirely on the S&P 500® performance and the creditworthiness of UBS; if UBS defaults, investors could lose their entire investment.