Welcome to our dedicated page for UBS SEC filings (Ticker: AMUB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Our SEC filing database is enhanced with expert analysis from Rhea-AI, providing insights into the potential impact of each filing on UBS's stock performance. Each filing includes a concise AI-generated summary, sentiment and impact scores, and end-of-day stock performance data showing the actual market reaction. Navigate easily through different filing types including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, proxy statements (DEF 14A), and Form 4 insider trading disclosures.
Designed for fundamental investors and regulatory compliance professionals, our page simplifies access to critical SEC filings. By combining real-time EDGAR feed updates, Rhea-AI's analytical insights, and historical stock performance data, we provide comprehensive visibility into UBS's regulatory disclosures and financial reporting.
UBS AG is offering $7,516,000 in face amount of Digital S&P 500® Index-Linked Medium-Term Notes due June 14, 2028. Each $1,000 face amount pays no interest and returns either a capped $1,190.50 at maturity if the S&P 500® final level is at or above an 85.00% buffer of the initial level (initial level 6,824.66), or a downside-linked cash amount that exposes holders to full principal loss if the index declines more than 15.00% from the initial level. The estimated initial value was $997.20 per $1,000 face amount and the original issue price is 100.00%. The notes are unsecured obligations of UBS and are subject to issuer credit risk, limited liquidity, tax and withholding uncertainties, conflicts of interest with UBS affiliates acting as calculation agent and market makers, and other risks described herein.
UBS AG priced a preliminary offering for Trigger Callable Contingent Yield Notes linked to the least performing of the S&P 500®, Russell 2000® and shares of the State Street Technology Select Sector SPDR® ETF (XLK). Each Note has a $1,000 issue price per Note and a 13.75% per annum contingent coupon payable only if all underlyings meet coupon barriers on observation dates. The Notes are callable monthly by the issuer beginning after approximately three months; if not called, principal repayment at maturity depends on whether each underlying is at or above a 70.00% downside threshold. The estimated initial value range per Note is $951.60 to $981.60. The offering includes an underwriting discount of $6.50 per Note and proceeds to UBS of $993.50 per Note. The Notes are unsecured obligations of UBS and repayment is subject to UBS credit risk; holders may lose a significant portion or all principal if the least performing underlying falls below its downside threshold.
The issuer UBS AG is offering Trigger Callable Contingent Yield Notes linked to the least performing of the Nasdaq-100® Technology Sector, the Russell 2000® and the S&P 500®. The offering size is $1,697,000 at an issue price of $1,000 per Note. Each Note pays a fixed contingent coupon of 11.40% per annum (equal to $9.50 per month on a $1,000 Note) only if, on an observation date, the closing level of each underlying asset is at or above its coupon barrier. UBS may call the Notes on monthly observation dates beginning after three months. If not called, at maturity on February 1, 2028 repayment of principal depends on the final levels: full principal is repaid only if every underlying asset is at or above its 70% downside threshold; otherwise repayment is reduced in proportion to the decline of the least performing underlying asset, and you could lose a substantial portion or all of your investment.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to Micron Technology common stock. The Notes pay periodic contingent coupons only if the underlying stock closes at or above the coupon barrier on observation dates and may be automatically called early if the underlying equals or exceeds the initial level. If not called, principal is repaid at maturity only if the final level is at or above the downside threshold; otherwise, investors suffer a loss equal to the underlying return, potentially losing the entire principal. Trade date is April 10, 2026, settlement April 14, 2026, final valuation date April 12, 2028, and maturity April 17, 2028. Minimum investment is 100 Notes at $10 per Note; the estimated initial value as of the trade date is $9.77. All payments are subject to UBS credit risk.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to Broadcom Inc. common stock due April 17, 2028. The Notes pay periodic contingent coupons only if the underlying closing level meets the coupon barrier on observation dates; they are subject to automatic early redemption if the underlying equals or exceeds the initial level on any quarterly observation (beginning ~6 months after trade). If not called, principal is repaid at maturity only if the final level is at or above the downside threshold; if below, repayment falls by the underlying return, possibly causing a substantial or total loss. Payments are unsecured obligations of UBS and depend on UBS creditworthiness. Trade date is April 10, 2026; settlement April 14, 2026; final valuation April 12, 2028; maturity April 17, 2028. Minimum investment is 100 Notes at $10 per Note; estimated initial value was $9.77.
UBS AG offers Trigger Autocallable Contingent Yield Notes linked to Micron Technology, Inc. due on or about April 17, 2028. The Notes pay periodic contingent coupons only when the underlying stock meets the coupon barrier on observation dates and are subject to an automatic call if the underlying equals or exceeds the initial level on an observation date prior to the final valuation date.
The Notes have a $10 principal amount per Note, a minimum investment of 100 Notes ($1,000), an expected trade date of April 10, 2026 and expected settlement on April 14, 2026. The preliminary pricing supplement shows an estimated initial value between $9.42 and $9.67 per Note and example terms including a contingent coupon rate of 22.98% per annum (contingent coupon $0.5745 per $10 Note) and a downside threshold at 50.00% of the initial level ($50.00). If the Notes are not called and the final level is below the downside threshold, repayment at maturity may be less than the principal, with losses equal to the underlying return.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Broadcom Inc. The notes have a principal amount of $10 per note, an expected term of approximately two years, a trade date of April 10, 2026, a final valuation date of April 12, 2028, and a maturity date of April 17, 2028. The notes pay a contingent coupon only when the underlying closes at or above a specified coupon barrier on observation dates and are automatically called if the underlying closes at or above the initial level on any quarterly observation date beginning about six months after issuance. If not called, principal repayment at maturity is contingent: full principal is paid if the final level is at or above the downside threshold; otherwise repayment is reduced pro rata to the underlying return, which can result in substantial loss up to the entire principal. The estimated initial value range is $9.47 to $9.72 per note and the minimum investment is 100 notes ($1,000). All payments are subject to the creditworthiness of UBS.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of GE Vernova Inc. The Notes pay a contingent coupon only if the underlying's closing level meets or exceeds a coupon barrier on each observation date and may be automatically called quarterly beginning after six months. At maturity, if not called and the final level is at or above the downside threshold, UBS will repay the $10 principal; if the final level is below the downside threshold, repayment will be reduced proportionally to the underlying return, which could result in a substantial loss or total loss of principal. Trade date is April 10, 2026, expected settlement April 14, 2026, final valuation date April 12, 2028, and maturity April 17, 2028. The estimated initial value per Note is $9.71, minimum investment 100 Notes ($1,000). All payments are subject to UBS credit risk.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of GE Vernova Inc. The notes pay periodic contingent coupons only if the underlying meets a coupon barrier on observation dates and may be automatically called quarterly if the underlying meets or exceeds the initial level. At maturity the principal is contingent: if the final level is below the downside threshold, holders suffer a loss equal to the underlying return (potentially a total loss). The notes mature on April 17, 2028 and are subject to UBS credit risk.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of GE Vernova Inc. via a preliminary pricing supplement dated April 10, 2026, with expected maturity on or about April 17, 2028. The Notes pay a contingent coupon only if the underlying closes at or above a coupon barrier on scheduled observation dates and are subject to an automatic call if the underlying equals or exceeds the initial level on any quarterly observation date beginning after six months. If not called, principal repayment at maturity is contingent: full principal is paid only if the final level is at or above the downside threshold; if below, repayment is reduced pro rata by the underlying return and investors can lose a significant portion or all principal. The Notes are unsecured obligations of UBS and payments are subject to UBS’s creditworthiness. Minimum investment is 100 Notes ($1,000). The estimated initial value range is $9.41 to $9.66 per Note. This document is subject to completion.