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UBS AG SEC Filings

AMUB NYSE

Welcome to our dedicated page for UBS SEC filings (Ticker: AMUB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.

Our SEC filing database is enhanced with expert analysis from Rhea-AI, providing insights into the potential impact of each filing on UBS's stock performance. Each filing includes a concise AI-generated summary, sentiment and impact scores, and end-of-day stock performance data showing the actual market reaction. Navigate easily through different filing types including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, proxy statements (DEF 14A), and Form 4 insider trading disclosures.

Designed for fundamental investors and regulatory compliance professionals, our page simplifies access to critical SEC filings. By combining real-time EDGAR feed updates, Rhea-AI's analytical insights, and historical stock performance data, we provide comprehensive visibility into UBS's regulatory disclosures and financial reporting.

Rhea-AI Summary

UBS AG offers Trigger Autocallable Contingent Yield Notes linked to Micron Technology, Inc. stock due on or about April 13, 2028. The notes pay contingent coupons only if the underlying closes at or above specified coupon barriers on observation dates and can be automatically called early if the underlying closes at or above the initial level on an observation date. If not called, repayment at maturity is contingent: full principal is returned only if the final level is at or above the downside threshold; if the final level is below that threshold, principal is reduced proportionally to the underlying return, which could result in a total loss. Trade date is April 9, 2026 with settlement expected April 13, 2026. Minimum investment is 100 Notes at $10 per Note ($1,000). Estimated initial value range on the trade date is between $9.42 and $9.67. All payments are subject to UBS credit risk.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of GE Vernova Inc. The Notes have a trade date of April 9, 2026, expected settlement on April 13, 2026 and a final valuation and maturity in April 2029.

The Notes pay a contingent coupon only if the closing level of the underlying meets or exceeds a coupon barrier on specified quarterly observation dates; they are automatically called if the underlying equals or exceeds the initial level on any observation date. If not called, repayment at maturity depends on whether the final level is at or above a disclosed downside threshold; below that threshold investors suffer losses tied to the underlying return, potentially losing their entire principal. Example illustrative terms show a hypothetical contingent coupon rate of 13.17% per annum, an illustrative contingent coupon of $0.3293 per $10 Note, an illustrative downside threshold of $50.00 (50% of initial level), and an estimated initial value range of $9.39 to $9.64 per $10 Note. All payments, including contingent coupons and any principal repayment, are subject to UBS credit risk. This is a preliminary pricing supplement; final terms will be set on the trade date.

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UBS AG priced a preliminary offering of Trigger Autocallable Contingent Yield Notes linked to the common stock of Rivian Automotive, Inc. The Notes pay periodic contingent coupons only if the underlying stock meets a coupon barrier on observation dates and may be automatically called early if the stock equals or exceeds the initial level on any observation date. At maturity, if not called, principal repayment is contingent on the final level relative to a downside threshold; if the final level is below that threshold, investors suffer a loss equal to the underlying return and could lose their entire investment. Trade date is April 9, 2026 with settlement on April 13, 2026 and maturity on April 13, 2027. Minimum investment is 100 Notes at $10 per Note. The document is a preliminary pricing supplement and final terms will be set on the trade date.

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UBS AG offers a preliminary pricing supplement for $• Trigger Autocallable Contingent Yield Notes linked to the common stock of Boston Scientific Corporation, with a trade date of April 9, 2026 and expected settlement on April 13, 2026. The Notes mature on April 13, 2029 and feature periodic contingent coupons payable only if the underlying stock closes at or above a coupon barrier on each observation date. The Notes are subject to an automatic call if the underlying equals or exceeds the initial level on any prior observation date. If not called, principal repayment at maturity is contingent: full principal is paid if the final level is at or above a stated downside threshold; otherwise repayment is reduced pro rata to the underlying return, with potential for total loss. The document gives an estimated initial value range of $9.39 to $9.64 per $10 Note and includes illustrative terms (example contingent coupon rate 9.39% per annum). All payments are subject to the creditworthiness of UBS and final terms will be set on the trade date.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Eli Lilly and Company due on or about April 13, 2029. The notes pay periodic contingent coupons only when the underlying meets a coupon barrier on observation dates and can be automatically called quarterly after six months if the underlying equals or exceeds the initial level. If not called, principal is repaid at maturity only if the final level is at or above a downside threshold; otherwise repayment falls with the underlying return and investors can lose a significant portion or all principal. Trade date is April 9, 2026 and settlement is expected on April 13, 2026. The estimated initial value range is $9.36 to $9.61 per $10 Note. Terms are subject to the accompanying product supplement and prospectus.

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UBS AG offers $4,040,300 in Trigger Autocallable Contingent Yield Notes linked to the common stock of GE Vernova Inc. The Notes pay periodic contingent coupons only if the underlying stock closes at or above the coupon barrier on observation dates and may be automatically called quarterly beginning about six months after issuance. If not called, principal is repaid at maturity only if the final level is at or above the downside threshold; otherwise, repayment equals $10 x (1 + underlying return), exposing holders to the full downside of the underlying and potential total loss. Trade date is April 9, 2026, expected settlement April 13, 2026, final valuation April 11, 2028, and maturity April 13, 2028. Payments (coupons or principal) are contingent on UBS creditworthiness. The estimated initial value per Note was $9.80 and the Notes are offered in minimum increments of 100 Notes at $10 per Note.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of GE Vernova Inc.. The Notes have a principal amount of $10 per Note, a trade date of April 9, 2026, expected settlement on April 13, 2026, a final valuation date of April 11, 2028, and an expected maturity of April 13, 2028. The offering requires a minimum investment of 100 Notes ($1,000). The Notes may pay periodic contingent coupons only if observation-date closing levels meet or exceed the coupon barrier; they are automatically called if the underlying equals or exceeds the initial level on an observation date. If not called and the final level is below the downside threshold, principal repayment at maturity may be less than the principal amount, and investors can lose a significant portion or all of their investment. The estimated initial value range on the trade date is $9.41 to $9.66, and the example contingent coupon rate shown is 12.68% per annum.

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UBS AG offers Trigger Autocallable Contingent Yield Notes linked to Chipotle Mexican Grill common stock due April 13, 2028. The Notes pay contingent quarterly coupons only if the underlying closing level meets the coupon barrier and are automatically called if the underlying equals or exceeds the initial level on any quarterly observation date beginning after six months. Principal is contingent at maturity: if final level is below the downside threshold, repayment equals $10 x (1 + Underlying Return), which can result in a substantial loss, including loss of the entire principal. Minimum investment is 100 Notes ($1,000); estimated initial value is $9.72 per Note.

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UBS AG offers Trigger Autocallable Contingent Yield Notes linked to Snowflake Inc. common stock due April 13, 2028. The Notes pay periodic contingent coupons only if the underlying stock closes at or above the coupon barrier on observation dates and are automatically called early if the stock closes at or above the initial level on any quarterly observation (beginning after six months). If not called, principal is repaid at maturity only if the final stock level is at or above the downside threshold; otherwise repayment is reduced proportionally to the underlying return, potentially causing a complete loss of principal. Payments depend on UBS creditworthiness. The offering size indicated is $737,000 and the minimum investment is 100 Notes at $10 per Note. Trade and settlement dates are April 9, 2026 and April 13, 2026. Final valuation and maturity dates are April 11, 2028 and April 13, 2028.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Chipotle Mexican Grill, Inc. The Notes have a $10 principal per Note, trade date April 9, 2026, expected settlement April 13, 2026, final valuation date April 11, 2028, and maturity April 13, 2028. The Notes pay quarterly contingent coupons only if the underlying closes at or above a coupon barrier on observation dates and will be automatically called early if the underlying closes at or above the initial level on any quarterly observation date beginning after six months. If not called, principal is repaid at maturity only if the final level is at or above the downside threshold; if below, principal is reduced in proportion to the underlying return, and investors could lose a significant portion or all of their investment. Estimated initial value per Note is between $9.41 and $9.66 as of the trade date. All payments are subject to UBS credit risk.

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FAQ

How many UBS (AMUB) SEC filings are available on StockTitan?

StockTitan tracks 8005 SEC filings for UBS (AMUB), including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and Form 4 insider trading disclosures. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for UBS (AMUB)?

The most recent SEC filing for UBS (AMUB) was filed on April 9, 2026.