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UBS AG SEC Filings

AMUB NYSE

Welcome to our dedicated page for UBS SEC filings (Ticker: AMUB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.

Our SEC filing database is enhanced with expert analysis from Rhea-AI, providing insights into the potential impact of each filing on UBS's stock performance. Each filing includes a concise AI-generated summary, sentiment and impact scores, and end-of-day stock performance data showing the actual market reaction. Navigate easily through different filing types including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, proxy statements (DEF 14A), and Form 4 insider trading disclosures.

Designed for fundamental investors and regulatory compliance professionals, our page simplifies access to critical SEC filings. By combining real-time EDGAR feed updates, Rhea-AI's analytical insights, and historical stock performance data, we provide comprehensive visibility into UBS's regulatory disclosures and financial reporting.

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UBS AG offers Trigger Autocallable Contingent Yield Notes linked to Lennar Corporation Class A common stock due April 13, 2028. The Notes pay a contingent coupon on each coupon payment date only if the underlying closing level on the applicable observation date meets or exceeds the coupon barrier. The Notes are automatically called early (quarterly observation dates beginning ~6 months after trade) if the underlying closing level on an observation date equals or exceeds the initial level; an automatic call triggers a cash payment equal to principal plus any contingent coupon due on the call settlement date. If not called, repayment at maturity depends on the final level relative to the downside threshold: if the final level is below that threshold, the cash payment may be less than principal and can result in a substantial or total loss equal to the percentage decline in the underlying asset. Trade date is April 9, 2026; settlement April 13, 2026; final valuation date April 11, 2028; maturity April 13, 2028. The Notes are unsecured obligations of UBS and repayment is subject to UBS credit risk. The estimated initial value per $10 Note was $9.67 and the minimum purchase is 100 Notes ($1,000).

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UBS AG is offering Airbag Autocallable Yield Notes linked to Intel common stock due April 13, 2027. The Notes pay a coupon on each coupon date unless automatically called quarterly (beginning ~6 months). If not called, principal repayment at maturity is contingent: cash principal is returned only if the final level is at/above the conversion level; otherwise investors receive a calculated share delivery amount, which may be worth less than principal, causing a loss.

All payments depend on UBS creditworthiness; estimated initial value at trade was $976.90 and principal per Note is $1,000.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Snowflake Inc. The Notes pay quarterly contingent coupons only if the underlying meets a coupon barrier on observation dates; they can be automatically called quarterly beginning ~6 months after issue.

If the Notes are not called, principal is repaid at maturity only if the final level is at or above a specified downside threshold; if the final level is below that threshold, investors suffer a loss proportional to the underlying return and could lose their entire principal. Payments remain subject to UBS credit risk. Trade date is April 9, 2026, settlement April 13, 2026, final valuation date April 11, 2028 and maturity April 13, 2028.

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UBS AG offers Trigger Autocallable Contingent Yield Notes linked to The Mosaic Company common stock. The Notes pay periodic contingent coupons only if observation-date levels meet the coupon barrier and may be automatically called early if the underlying equals or exceeds the initial level. At maturity, if not called and the final level is below the downside threshold, principal repayment is reduced pro rata to the underlying return, which could result in substantial loss, including total loss. Trade/settlement dates are April 9, 2026 and April 13, 2026; final valuation/maturity dates are April 9, 2027 and April 13, 2027. Minimum investment is 100 Notes at $10 per Note; the estimated initial value is $9.84.

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Rhea-AI Summary

UBS AG priced a preliminary offering for Trigger Autocallable Contingent Yield Notes linked to the Class A common stock of Lennar Corporation, due on or about April 13, 2028. The Notes offer periodic contingent coupons paid only if observation-date levels meet the coupon barrier and may be automatically called quarterly if the underlying equals or exceeds the initial level. If not called, principal repayment at maturity is contingent: full principal is paid only if the final level is at or above a downside threshold; if below, repayment declines proportionally to the underlying return, creating potential for substantial loss. The offering requires a minimum $1,000 investment (100 Notes at $10 each) and UBS credit risk applies to all payments.

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UBS AG priced preliminary Airbag Autocallable Yield Notes linked to Intel Corporation stock due about April 13, 2027. The Notes pay a coupon (monthly installments) unless automatically called on quarterly observation dates beginning ~6 months after trade. If not called, principal repayment at maturity is contingent: cash if final level >= conversion level; otherwise physical delivery of shares (share delivery amount) plus coupon, which can result in loss of some or all principal. Payments depend on UBS creditworthiness. Trade date, settlement date, final valuation date and maturity are set in the supplement.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of The Mosaic Company, through a Preliminary Pricing Supplement dated April 09, 2026. The notes mature on or about April 13, 2027 with a trade date of April 9, 2026 and expected settlement of April 13, 2026.

The notes pay a contingent coupon only if the underlying stock closes at or above a coupon barrier on observation dates and are automatically called if the underlying closes at or above the initial level on any observation date prior to maturity. Principal repayment at maturity is contingent: if the final level is below the downside threshold, repayment may be less than principal, potentially causing substantial or total loss. Minimum issuance is $1,000 (100 notes at $10 per note); estimated initial value is between $9.50 and $9.75 per note.

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UBS AG is offering $2,430,500 in Trigger Callable Yield Notes linked to the least performing of the Dow Jones Industrial Average and the EURO STOXX 50, maturing July 12, 2027. The Notes pay a fixed coupon of 8.60% per annum monthly, are callable by UBS monthly beginning after three months, and repay principal at maturity only if each underlying asset’s final level is at or above its downside threshold (70.00% of the initial level). If any underlying asset finishes below its downside threshold, holders receive a reduced cash payment tied to the percentage decline of the least performing underlying asset, potentially losing a significant portion or all of principal. The issue price is $10.00 per Note (minimum investment 100 Notes), the estimated initial value per Note is $9.77, trade date was April 8, 2026, settlement April 13, 2026, final valuation date July 8, 2027, and maturity July 12, 2027. All payments are subject to UBS credit risk and the issuer’s discretionary call feature.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes with Memory Interest linked to the common stock of Advanced Micro Devices, Inc. The offering totals $4,201,000 at an issue price of $1,000 per Note and matures on April 12, 2029. The Notes pay a contingent coupon of 16.40% per annum on observation dates when AMD's closing level is at or above the coupon barrier and are automatically callable on quarterly observation dates if AMD's closing level meets or exceeds the call threshold (100% of the initial level). At maturity, if not called, principal repayment is contingent: full principal is returned only if the final level is at or above the downside threshold (50% of the initial level); otherwise repayment is reduced in direct proportion to the underlying return, and investors may lose a significant portion or all of their investment. All payments are subject to UBS credit risk and limited secondary-market liquidity.

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UBS AG files a prospectus supplement offering Trigger Autocallable Contingent Yield Notes linked to the least performing of the Russell 2000® and the S&P 500®. Each Note has a $1,000 principal amount and a contingent coupon rate of 10.40% per annum (contingent coupons paid only if both underlyings meet coupon barriers on observation dates). The Notes may be automatically called on quarterly observation dates if both underlyings meet call thresholds; otherwise they repay principal at maturity only if no trigger event occurs or if the final levels are non‑negative. A trigger event occurs if any underlying falls below its downside threshold during the observation period; in that case, at maturity holders may suffer a principal loss equal to the % decline of the least performing underlying, up to a total loss. Trade Date is April 14, 2026, expected Settlement April 17, 2026, Final Valuation Date April 14, 2027 and Maturity Date April 19, 2027. The estimated initial value range is $959.90–$989.90 per $1,000 Note and underwriting discount is up to $6.50 per Note.

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FAQ

How many UBS (AMUB) SEC filings are available on StockTitan?

StockTitan tracks 8005 SEC filings for UBS (AMUB), including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and Form 4 insider trading disclosures. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for UBS (AMUB)?

The most recent SEC filing for UBS (AMUB) was filed on April 9, 2026.